0001140361-13-038024.txt : 20131007 0001140361-13-038024.hdr.sgml : 20131007 20131007141606 ACCESSION NUMBER: 0001140361-13-038024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131003 FILED AS OF DATE: 20131007 DATE AS OF CHANGE: 20131007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYBERONICS INC CENTRAL INDEX KEY: 0000864683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760236465 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: (281) 228-7200 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON RANDAL L CENTRAL INDEX KEY: 0001269062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19806 FILM NUMBER: 131138787 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 4 1 doc1.xml FORM 4 X0306 4 2013-10-03 0 0000864683 CYBERONICS INC CYBX 0001269062 SIMPSON RANDAL L 100 CYBERONICS BLVD HOUSTON TX 77058 0 1 0 0 VP Operations Common Stock 2013-10-03 4 M 0 5000 13.88 A 53285 D Common Stock 2013-10-03 4 S 0 5000 50.8403 D 48285 D Option to purchase common stock 13.88 2013-10-03 4 M 0 5000 13.88 A 2014-08-18 Common Stock 5000 77887 D Shares sold pursuant to 10b5-1 Plan. Represents weighted average selling price. Securities were sold through approximately 29 separate sales on the transaction date at prices ranging from $50.50 to $51.4394. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Reporting Person was granted an option to purchase 29,500 shares of common stock on August 18, 2004. The option is fully vested and expires August 18, 2014. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the applicable Stock Option Agreement. /s/ Randal L. Simpson 2013-10-07