0001140361-13-002322.txt : 20130117 0001140361-13-002322.hdr.sgml : 20130117 20130117112035 ACCESSION NUMBER: 0001140361-13-002322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130115 FILED AS OF DATE: 20130117 DATE AS OF CHANGE: 20130117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Daniel Jeffrey CENTRAL INDEX KEY: 0001400857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19806 FILM NUMBER: 13534001 MAIL ADDRESS: STREET 1: 100 CYBERONICS BVLD CITY: HOUSTON STATE: TX ZIP: 77058 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYBERONICS INC CENTRAL INDEX KEY: 0000864683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760236465 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: (281) 228-7200 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 4 1 doc1.xml FORM 4 X0306 4 2013-01-15 0 0000864683 CYBERONICS INC CYBX 0001400857 Moore Daniel Jeffrey 100 CYBERONICS BLVD HOUSTON TX 77058 1 1 0 0 President & CEO Common Stock 2013-01-15 4 P 0 4000 19.39 A 180190 D Common Stock 2013-01-15 4 S 0 7000 52.7213 D 173190 D Common Stock 35630 I Daniel J. Moore 2011 GRAT I Common Stock 35630 I Grace M. Moore 2011 GRAT I Common Stock 45183 I Moore Family 2012 Gift Trust Common Stock 28030 I DJM Family Partnership, Ltd. Option to purchase common stock 19.39 2013-01-15 4 M 0 4000 19.39 A 2018-06-16 Common Stock 4000 247226 D Shares sold pursuant to 10b5-1 Plan. Represents weighted average selling price. Securities were sold through approximately 34 separate sales on the transaction date at prices ranging from $52.39 to $52.95. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer the full information regarding the number of shares and prices at which the transaction was effected. Reporting person was granted an option to purchase 75,000 shares of common stock on June 16, 2008. The option is fully vested and expires June 16, 2018. The option is subject to forfeiture prior to vesting in accordance with the terms of the Stock Option Agreement. /s/ Daniel J. Moore 2013-01-17