0001140361-12-040646.txt : 20120917 0001140361-12-040646.hdr.sgml : 20120917 20120917151449 ACCESSION NUMBER: 0001140361-12-040646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120914 FILED AS OF DATE: 20120917 DATE AS OF CHANGE: 20120917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jackson Guy C. CENTRAL INDEX KEY: 0001248950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19806 FILM NUMBER: 121094875 MAIL ADDRESS: STREET 1: C/O EPICEPT CORPORATION STREET 2: 777 OLD SAW MILL ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER NAME: FORMER CONFORMED NAME: JACKSON GUY C DATE OF NAME CHANGE: 20030627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYBERONICS INC CENTRAL INDEX KEY: 0000864683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760236465 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: (281) 228-7200 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 4 1 doc1.xml FORM 4 X0306 4 2012-09-14 0 0000864683 CYBERONICS INC CYBX 0001248950 Jackson Guy C. 100 CYBERONICS BLVD HOUSTON TX 77058 1 0 0 0 Common Stock 2012-09-14 4 P 0 5000 21.56 A 35405 D Common Stock 2012-09-14 4 S 0 5000 50.41 D 30405 D Option to purchase common stock 21.56 2012-09-14 4 M 0 5000 21.56 A 2013-07-01 Common Stock 5000 23000 D Represents weighted average selling price. Securities were sold through approximately 5 separate sales on the transaction date at prices ranging from $50.40 to $50.43. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer the full information regarding the number of shares and prices at which the transaction was effected. Reporting Person was granted an option to purchase 35,000 shares of common stock on July 1, 2003. The option is fully vested and expires July 1, 2013. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the applicable Stock Option Agreement. /s/ Guy C. Jackson 2012-09-17