0001752724-18-001873.txt : 20181114 0001752724-18-001873.hdr.sgml : 20181114 20181114103152 ACCESSION NUMBER: 0001752724-18-001873 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavanal Hill Funds CENTRAL INDEX KEY: 0000864508 IRS NUMBER: 000000000 STATE OF INCORPORATION: OH FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-06114 FILM NUMBER: 181181208 BUSINESS ADDRESS: STREET 1: 4400 EASTON COMMONS #200 CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 800-762-7085 MAIL ADDRESS: STREET 1: 4400 EASTON COMMONS #200 CITY: COLUMBUS STATE: OH ZIP: 43219 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PERFORMANCE FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PLUS FUNDS DATE OF NAME CHANGE: 19900910 N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 0000864508 XXXXXXXX 811-06114 true false false N-1A true Cavanal Hill Funds 811-06114 0000864508 5493008U4I3BDPVDR774 4400 Easton Commons Suite 200 Columbus 43219 US-OH US 8007627085 FIS Investor Services LLC 4249 Easton Way Suite 400 Columbus 43219 614-337-6684 Transfer Agent for Cavanal Hill Funds BOKF, N.A. One Williams Centre 15th Floor BOK Tower Tulsa 74172 918-588-6193 Custodian for Cavanal Hill funds Frederic Dorwart, Lawyers PLLC 124 E. Fourth Street Old City Hall Tulsa 74103 918-583-9922 Custodian of Agreement and Declaration of Trust, Bylaws and Minute Books for Cavanal Hill Funds Cavanal Hill Investment Management, Inc. One Williams Centre 15th Floor BOK Tower Tulsa 74172 918-588-8688 Investment Adviser and Administrator for Cavanal Hill funds Cavanal Hill Distributors, Inc. One Williams Centre 15th Floor BOK Tower Tulsa 74172 918-660-2959 Distributor for Cavanal Hill funds Citi Fund Services Ohio, Inc 4400 Easton Commons Suite 200 Columbus 43219 614-470-8471 Sub-Administrator, Fund accountant, and CCO/AML Officer for Cavanal Hill Funds Y N N N-1A 11 Y Jennifer Wheeler 006724355 N William H. 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FU7RSW4CQQY98A2O7J66 Y N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N LPL Financial LLC 5493005NM7F0H1N3EQ39 N N Geneos Wealth Management, Inc. N/A N N BOKF, NA FU7RSW4CQQY98A2O7J66 Y N BOK Financial Securities, Inc. 5493008UZFTI4G7UQ733 Y N TD Ameritrade Trust Company MRK678VXOI09YSSN8X19 N N JP Morgan Securities LLC ZBUT11V806EZRVTWT807 N N N Cavanal Hill Investment Management, Inc. RR0Y8H39IJHXG2G08E07 Y N N 0 DEUTSCHE BANK N/A N/A 529900BXKPMXQTRE1V05 CH 4258825.59000000 BANK OF AMERICA N/A 000112613 EYKN6V0ZCB8VD9IULB80 5141496.71 BMO CAPITAL N/A 000016686 L64HM9LHPDOS1B9HJC68 GB 3408692.93 WELLS FARGO N/A 000126292 VYVVCKR63DVZZN70PB21 7516408.76 J.P Morgan Securities N/A 000018718 K6Q0W1PS1L1O4IQL9C32 3153937.67 BANK OF OKLAHOMA N/A 000017530 254900F2SLKQJKV0PA12 32616365.32 INTL FCStonE INC. N/A 000045993 549300LNKU6K5TJCRG93 3984556.81 WELLS NELSON N/A 000010403 N/A 1752050.93 GUGGENHEIM N/A 000040638 5493005G25VHYWLYJU59 1305227.86 STEPHENS N/A 000003496 213800LH6T9XDYZCA534 1755845.37 74261609.28 N 37514400.80000000 N N N N false false true false false false INTERNAL CONTROL RPT 2 N-CEN_Letter.txt INDEPENDENT PUBLIC ACCOUNTANT'S REPORT ON INTERNAL CONTROL Report of Independent Registered Public Accounting Firm To The Board of Trustees and Shareholders of Cavanal Hill Funds: In planning and performing our audits of the financial statements of Cavanal Hill Funds (the Funds) (comprised of the U.S. Treasury Fund, Government Securities Money Market Fund, Limited Duration Fund, Moderate Duration Fund, Bond Fund, Strategic Enhanced Yield Fund, Ultra Short Tax-Free Income Fund, Active Core Fund, Mid Cap Core Equity Fund, Opportunistic Fund, and World Energy Fund) as of and for the year or periods ended August 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP). A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the funds; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and their operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of August 31, 2018. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP Columbus, Ohio October 26, 2018