EX-99.E2 4 ex99-e2.htm AMENDMENT TO DISTRIBUTION AGREEMENT

 

Exhibit (e)(2)

AMENDMENT TO THE 

DISTRIBUTION AGREEMENT

 

This AMENDMENT to the DISTRIBUTION AGREEMENT (the “Amendment”) effective as of December 26, 2017 (the “Effective Date”), among Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and Cavanal Hill Distributors, Inc., an Oklahoma corporation, (“Distributor”), to that certain Distribution Agreement, dated December 30, 2016, between the Trust and Distributor (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.

 

WHEREAS, the Trust, is an open-end management investment company registered under the Investment Company Act of 1940, as amended;

 

WHEREAS, pursuant to the Agreement, Distributor performs certain distribution services for Portfolios of the Trust (individually referred to as “Fund” and collectively as “Funds”);

 

WHEREAS, the Parties wish to enter into this Amendment to the Agreement.

 

NOW, THEREFORE, in consideration of the mutual covenants and promises hereinafter contained and for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties hereby agree as follows:

 

1.       Schedules. Schedule A of the Agreement and Schedule A of Schedule B of the Agreement are hereby deleted in their entirety and replaced with the attached Schedules. For the sake of clarity, Schedule B of the Agreement is the Amended and Restated Distribution Plan for the Trust and Schedule A of that Plan presents the compensation payable for each Fund.

 

2.       Miscellaneous. This Amendment supplements and amends the Agreement. The provisions set forth in this Amendment supersede all prior negotiations, understandings and agreements bearing upon the subject matter covered herein. Each reference to the Agreement in the Agreement (as it existed prior to this Amendment) and in every other agreement, contract or instrument to which the parties are bound, shall hereafter be construed as a reference to the Agreement as amended by this Amendment. Except as provided in this Amendment, the provisions of the Agreement remain in full force and effect. No amendment or modification to this Amendment shall be valid unless made in writing and executed by both parties hereto.

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to the Agreement to be duly executed on the day and year first above written to become effective on the Effective Date.

 

  CAVANAL HILL FUNDS
   
  By: /s/  James L. Huntzinger  
  Name:    James L. Huntzinger
  Title:      President
     
  CAVANAL HILL DISTRIBUTORS, INC.
   
  By: /s/  Bill King  
  Name:    Bill King
  Title:      President & CEO

 

 

 

 

SCHEDULE A

FUNDS 

 

U.S. Treasury Fund

Government Securities Money Market Fund

Limited Duration Fund

Moderate Duration Fund

Bond Fund

Strategic Enhanced Yield Fund

Ultra Short Tax-Free Income Fund

Intermediate Tax-Free Bond Fund

Active Core Fund

Mid Cap Core Equity Fund

Opportunistic Fund

World Energy Fund

 

 

 

 

SCHEDULE A OF SCHEDULE B OF THE AGREEMENT

AMENDED AND RESTATED

DISTRIBUTION AND SHAREHOLDER SERVICES PLAN

 

Each of the portfolios of the Cavanal Hill Funds (the “Trust”) set forth below shall be covered by the Amended and Restated Shareholder Servicing Plan adopted by the Trust and to which this Exhibit is attached as indicated:

 

Limited Duration Fund Moderate Duration Fund
A Shares A Shares
No-Load Investor Shares No-Load Investor Shares
Institutional Shares Institutional Shares
   
Bond Fund Intermediate Tax-Free Bond Fund
A Shares A Shares
No-Load Investor Shares No-Load Investor Shares
Institutional Shares Institutional Shares
   
Active Core Fund Mid Cap Core Equity Fund
A Shares A Shares
C Shares C Shares
No-Load Investor Shares No-Load Investor Shares
Institutional Shares Institutional Shares
   
U.S. Treasury Fund Opportunistic Fund
Institutional Shares A Shares
Administrative Shares C Shares
Premier Shares No-Load Investor Shares
Service Shares Institutional Shares
Select Shares  
   
Government Securities Money Market Fund Strategic Enhanced Yield Fund
Institutional Shares A Shares
Administrative Shares No-Load Investor Shares
Select Shares Institutional Shares
Premier Shares  
   
World Energy Fund Ultra Short Tax-Free Income Fund
A Shares A Shares
C Shares No-Load Investor Shares
No–Load Investor Shares Institutional Shares
Institutional Shares