485BPOS 1 d589022d485bpos.htm CALDWELL & ORKIN FUNDS INC <![CDATA[CALDWELL & ORKIN FUNDS INC]]>

As filed with the Securities and Exchange Commission on September 20, 2013

1933 Act Registration No. 033-35156

1940 Act Registration No. 811-06113

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933      x   
                    Pre-Effective Amendment No.   
                    Post-Effective Amendment No. 35      x   
and/or   
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940      x   
                    Amendment No. 36      x   

(Check appropriate box or boxes.)

The Caldwell & Orkin Funds Inc.

(Exact name of Registrant as Specified in Charter)

5185 Peachtree Parkway, Suite 370, Norcross, GA 30092-6541

(Address of principal executive offices) (Zip Code)

Registrant’s Telephone Number, including Area Code: (678) 533-7850

Michael B. Orkin. 5185 Peachtree Parkway, Suite 370, Norcross, GA 30092-6541

(Name and Address of Agent of Service)

Copy to:

Reinaldo Pascual, Esq.

Paul Hastings LLP

1170 Peachtree Street, N.E., Suite 100

Atlanta, GA 30309

Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of this Amendment

  It is proposed that this filing will become effective (check appropriate box):

 

 

x

   immediately upon filing pursuant to paragraph (b)
     on (date), pursuant to paragraph (b)
     60 days after filing pursuant to paragraph (a) (1)
     on (date), pursuant to paragraph (a) (1)
     75 days after filing pursuant to paragraph (a) (2)
     on (date), pursuant to paragraph (a) (2)

  If appropriate, check the following box:

        This post-effective amendment designates a new effective date for a previously filed post-effective amendment.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under 485(b) of the Securities Act of 1933 and has duly caused this Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Norcross, and State of Georgia, on the 20th day of September, 2013.

 

THE CALDWELL & ORKIN FUNDS, INC.

(Registrant)

By:

 

/s/ Michael B. Orkin

 

        Michael B. Orkin

 

        President

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

  

Title

  

Date

/s/ Michael B. Orkin

   Director and President    September 20, 2013

Michael B. Orkin

     

/s/ David R. Bockel

   Treasurer    September 20, 2013

David R. Bockel

     

/s/ Frederick T. Blumer*

   Director and Chairman    September 20, 2013

Frederick T. Blumer

     

/s/ David L. Eager*

   Director    September 20, 2013

David L. Eager

     

/s/ James L. Underwood*

   Director    September 20, 2013

James L. Underwood

     

By: /s/ Michael B. Orkin

   *Attorney-in-Fact    September 20, 2013

Michael B. Orkin

     

* Executed by Michael B. Orkin as Attorney-in-Fact


EXHIBIT INDEX

 

 

 

Index No.   

Description of Exhibit

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase