0000876661-13-000889.txt : 20131220
0000876661-13-000889.hdr.sgml : 20131220
20131220123308
ACCESSION NUMBER: 0000876661-13-000889
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20131220
DATE AS OF CHANGE: 20131220
EFFECTIVENESS DATE: 20131220
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC
CENTRAL INDEX KEY: 0000863900
IRS NUMBER: 133576061
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10554
FILM NUMBER: 131290659
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147654499
MAIL ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900807
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900805
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
863900
MEXICO EQUITY & INCOME FUND INC
001-10554
c/o Opportunity Partners
60 Heritage Drive
Pleasantville
NY
NEW YORK
10570
(800) 637-7549
Preferred Stock, par value $0.001 per share
17 CFR 240.12d2-2(b)
Edwin Mecabe
Director
2013-12-20
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Preferred Stock, par value $0.001 per share (the ‘Preferred Stock’) of The Mexico Equity and Income Fund, Inc. (the 'Company') from listing and registration on the Exchange at the opening of business on December 31, 2013, pursuant to the provisions of Rule 12d2-2 (b), because, in the opinion of the Exchange, the Preferred Stock is no longer suitable for continued listing and trading on the Exchange. The NYSE’s delisting determination was based on the fact that the Preferred Stock does not meet the minimum continued listing distribution requirement of 100,000 publicly held shares outstanding as set forth in Section 802.01 of the NYSE Listed Company Manual.
1. The Exchange's Listed Company Manual, Sections 802.01, states, in part, that the Exchange would promptly delist a security of either a domestic or non-U.S. issuer when the number of publicly-held shares is less than 100,000.
2. The Exchange, on March 21, 2013, determined that the Preferred Stock should be suspended from trading before the opening of the trading session on March 22, 2013, and directed the preparation and filing with the Commission of this application for the removal of the Preferred Stock from listing and registration on the Exchange. The Company was notified by letter on March 21, 2013.
3. Pursuant to the above authorization, a press release was issued on March 21, 2013, and an announcement was made on the 'ticker' of the Exchange at the close of trading session on March 21, 2013 and the opening and close of the trading session on March 22, 2013 of the suspension of trading in the Preferred Stock. Similar information was included on the Exchange's website. Trading in the Preferred Stock on the Exchange was suspended before the opening of the trading session on March 22, 2013.
4. The Company had a right to appeal to the Committee for Review of the Board of Directors of NYSE Regulation the determination to delist the Preferred Stock, provided that it filed a written request for such a review with the Secretary of the Exchange within ten business days of receiving notice of delisting determination. The Company did not file such request within the specified time period. Consequently, all conditions precedent to its filing having been met, the Exchange is filing this Form 25 with the Commission.