UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
BENCHMARK ELECTRONICS, INC.
(Exact name of registrant as specified in its charter)
Texas |
1-10560 |
74-2211011 |
(State or other jurisdiction of |
(Commission File Number) |
(IRS Employer Identification No.) |
56 S. Rockford Dr., Tempe, Arizona 85288 USA
(Address of principal executive offices) (Zip Code)
Stephen J. Beaver (623) 300-7056
Senior Vice President, General Counsel, Chief Legal Officer and Secretary
(Name and telephone number, including area code, of the person to contact in connection with this report.)
________________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
A Conflict Minerals Report is provided as an exhibit to this Form SD. The Company’s Form SD is publicly posted on its website at https://ir.bench.com/Investor-Relations. The content of any referenced website is not incorporated by reference into and should not be considered part of this Form SD.
Item 1.02 Exhibit
The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.
Section 2 – Exhibits
Item 2.01 - Exhibits
Exhibit 1.01 – Conflict Minerals Report for the calendar year ended December 31, 2022.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
BENCHMARK ELECTRONICS, INC. |
|
By: /s/ Roop K. Lakkaraju |
Date: May 31, 2023 |
Roop K. Lakkaraju |
|
Executive Vice President and Chief Financial Officer |
|
|
|
Exhibit 1.01
Conflict Minerals Report
Benchmark Electronics, Inc. (“Benchmark” or “Company”) has included this Conflict Minerals Report (“CMR”) as an exhibit to its Form SD as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”), including:
Unless otherwise defined herein, terms used in this Report have the same meaning found in the Conflicts Minerals Rule, the Final Release and the Interim Guidance. The date of filing of this CMR is May 31, 2023.
References in this CMR to Benchmark, the Company or use of the words “we”, “our” and “us” include Benchmark’s subsidiaries unless otherwise noted. As used herein, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin.
Forward-Looking Statements
This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended (Exchange Act). These forward-looking statements are identified as any statement that does not relate strictly to historical or current facts and may include words such as “anticipate,” “believe,” “intend,” “plan,” “project,” “forecast,” “strategy,” “position,” “continue,” “estimate,” “expect,” “may,” “will,” “could,” “predict,” and similar expressions of the negative or other variations thereof. Although we believe these statements are based upon reasonable assumptions, they involve risks, uncertainties and assumptions that are beyond our ability to control or predict, relating to operations, markets and the business environment generally, including but not limited to, (1) whether our direct and indirect suppliers implement appropriate traceability and other compliance measures on a timely basis or at all, (2) whether smelters and refiners and other market participants responsibly source 3TG, and (3) political and regulatory developments, whether in the Democratic Republic of the Congo (“DRC”), its adjoining countries, the United States or elsewhere. Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual outcomes, including the future results of our operations, may vary materially from those indicated. Undue reliance should not be placed on any forward-looking statements. Forward-looking statements are not guarantees of performance. All forward-looking statements included in this document are based upon information available to us as of the date of this document, and we assume no obligation to update them.
Applicability of the Conflict Minerals Rule to Our Company
The Company is a Texas corporation that provides innovative product design and engineering services, technology solutions and advanced manufacturing services. From initial product concept to volume production, including direct order fulfillment and aftermarket services, the Company has been providing integrated services and solutions to original equipment manufacturers (OEMs) since 1979. The Company serves the following industries: aerospace and defense (A&D), medical technologies, complex industrials, semiconductor capital equipment (Semi-Cap), next-generation telecommunications and advanced computing. The Company has manufacturing operations located in the United States and Mexico (the Americas), Asia and Europe.
We contract to manufacture products on behalf of our customers containing necessary Conflict Minerals. We primarily purchase component parts used in our manufacturing services through direct suppliers or authorized distributors from around the world. These component parts are typically finished goods or manufactured materials. We generally do not procure raw ore or unrefined Conflict Minerals, and therefore we do not have direct relationships with mines or smelters of Conflict Minerals found in our customers’ products. These mines or
Page 1
smelters are several distribution levels removed from us in the supply chain; therefore, we must rely on the many direct suppliers, supply-chain intermediaries and industry initiatives for information on these mines or smelters. Further, our OEM customers typically specify the components and materials required to manufacture their products, as well as the particular component and material suppliers. As a result, we typically have little or no control over the selection of these components, materials and suppliers. In these cases, we must rely on our customers and their selected suppliers for Conflict Minerals information.
This CMR relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were contracted to be manufactured by the Company; and (iii) for which the manufacture was completed during calendar year 2022. These products, which are referred to in this CMR collectively as the “Covered Products,” consist of printed circuit board assemblies (“PCBAs”) using both traditional surface mount technologies (“SMT”) and microelectronics, subsystem assembly, system build and integration. System builds and integration often involve building a finished assembly that includes PCBAs, complex subsystem assemblies, mechatronics, displays, optics, and other components. These final products are predominantly shipped to our customers for integration into higher level assemblies or resale to their ultimate customers. A small portion of these final products may be configured to order and delivered directly to the end-customer across all the industries we serve. Manufacturing services also includes precision technology services comprised of precision machining, advanced metal joining, assembly and functional testing primarily for the semi-cap market (serving semiconductor capital equipment customers) and A&D markets.
Conflict Minerals Policy
Benchmark’s Conflict Minerals Policy is as follows:
“Conflict Minerals” refers to certain minerals commonly referred to as “3TG” (Tin, Tantalum, Tungsten, and Gold) or other derivatives. The US Congress voiced concerns that the exploitation and trade of Conflict Minerals by armed groups helped to finance conflict in the Democratic Republic of the Congo (“DRC”) and adjoining countries was contributing to an emergency humanitarian crisis. To address these concerns, the United States Congress amended the Dodd-Frank Financial Reform Bill and Consumer Protection Act § 1502(b) in July 2010, and in 2012 the U.S. Securities and Exchange Commission adopted “Rule 13p-1” under the Securities Exchange Act (collectively the “Conflict Minerals Law”). The Conflict Minerals Law identifies the DRC and adjoining countries as “Covered Countries,” and further requires all US stock listed companies to annually disclose certain information concerning Conflict Minerals contained in products they manufacture or contract to manufacture to the extent that Conflict Minerals are necessary to the functionality or production of the products.
Benchmark Electronics, Inc. (“Benchmark”) supports the Conflict Minerals Law and efforts to avoid sourcing Conflict Minerals directly or indirectly financing armed groups in the DRC and in adjoining countries. Consistent with the Conflict Minerals Law and the OECD Due Diligence Guidance concerning Conflict Minerals, Benchmark adopted the Responsible Minerals Initiative Due Diligence reporting process and seeks to obtain Conflict Minerals content declarations from its suppliers, promoting supply chain transparency. Benchmark does not directly source 3TG from mines, smelters, or refiners, and is in most cases several or more levels removed from these supply chain participants. Benchmark therefore expects our suppliers to:
Page 2
Any suppliers not willing to comply with these requirements shall be reviewed by global procurement with regard to future business and sourcing decisions. This Conflict Minerals Policy encourages suppliers to respect and protect human rights throughout the world. A copy of this Conflict Minerals Policy is available on our public website.
Reasonable Country of Origin Inquiry
For products manufactured during the reporting year, we performed a Reasonable Country of Origin Inquiry (“RCOI”) on our Necessary Conflict Minerals. This RCOI was reasonably designed to determine whether any of such Conflict Minerals originated in the Covered Countries and whether any of such Conflict Minerals may be from recycled or scrap sources.
Our RCOI utilized a risk-based approach to solicit Conflict Minerals information from 611 of our suppliers and targeting 90% of our global component and materials procurement expenditures during the reporting year. We requested Conflict Minerals information from these suppliers via the Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template (“CMRT”). We reviewed and analyzed all CMRTs received, including some with missing or incomplete information, errors, or containing inaccuracies or implausible information. We made multiple contact attempts with non-responsive suppliers, as well as requests for revised responses where appropriate. We ultimately received responses from approximately 79% of our targeted supplier group (representing approximately 70% of our reporting year component and materials procurement expenditures). Many of these suppliers provide “company-level” CMRT responses that include Conflict Minerals information for all supplier products sold during the reporting year, even though we purchased only a limited subset of such supplier’s products. We also utilized a third-party software provider to assist us in the data collection effort, review, verification and follow-up contacts.
As a result of Company’s RCOI, 82% of responding suppliers reported that Conflict Minerals either were not present, not sourced from Covered Countries, were sourced from smelters or refiners certified by RMI or listed by other organizations as conflict free, or were sourced from smelters or refiners that were not deemed by the RMI to be at a high risk of supporting armed groups or human rights abuses in the Covered Countries. Although a number of responding suppliers dealt with non-certified smelters known to source Conflict Minerals from the Covered Countries, we cannot determine with certainty whether such Conflict Minerals were actually incorporated into our products or whether they directly or indirectly financed or benefitted armed groups in the Covered Countries. However, our third-party software provider provides the Company a report identifying smelters considered to be high risk and the Company actively follows up with suppliers reporting these high risk smelters to get these smelters purged from the supplier’s supply chain. During the 2022 compliance year there were 24 high risk smelters reported to the Company by some of the suppliers, which increased during 2022 due to the addition of all Russia smelters. The balance of responding suppliers were incomplete in their data gathering. Analysis of responding supplier CMRT’s show that 88% of the suppliers have adopted an adequate conflict mineral sourcing policy.
As of May 8, 2023, 224 of the 345 identified smelters and refiners were listed as “Conformant” (a smelter or refiner has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (“RMAP”) standard or an equivalent cross-recognized assessment protocol) smelters and refiners by the Responsible Minerals Initiative (the “RMI”), and the balance were either listed as “Active” (the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents and scheduled the on-site assessment) or not agreed to participate in the RMI certified conflict free smelter program. Based on our RCOI, we determined that 396 of the suppliers sourced only from outside of the DRC and its adjoining countries or from recycled or scrap sources or RMI certified conflict free smelters, as described under “Identified Smelters and Refiners.” Our determination was based on information provided by the collected supplier CMRT’s, by the RMI to its members or by our software provider.
Page 3
In addition to the RCOI, the Company also exercised due diligence on the source and chain of custody of its necessary Conflict Minerals where the Company, based on its RCOI, had reason to believe that such Conflict Minerals may have originated in the Covered Countries and may not be from recycled or scrap sources.
Due Diligence Program Design
Design Framework
The Company’s due diligence measures were designed to conform to the framework in the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (2016) and accompanying Supplements (the “OECD Guidance”).
Five-Step Framework for Risk-Based Due Diligence in the Mineral Supply Chain
The OECD Guidance identifies five due diligence steps:
Step 1: Establish Strong Company Management Systems
Step 2: Identify and Assess Risks in the Supply Chain
Step 3: Design and Implement a Strategy to Respond to Identified Risks
Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices
Step 5: Report Annually on Supply Chain Due Diligence
It is important to note that the OECD Guidance was written for both “upstream” (the mineral supply chain from the mine to smelters/refiners) and “downstream” (minerals supply chain from smelters/refiners to retailers) companies in the supply chain. As Benchmark is a downstream company in the supply chain, its due diligence practices are tailored accordingly. The headings below conform to the headings used in the OECD Guidance for each of the five steps.
Page 4
In connection with our due diligence, we utilize and rely on information made available by the RMI concerning independent third-party audits of smelters and refiners to assess smelter and refiner due diligence and to determine whether the smelter or refiner is Conformant. We believe that our utilization of RMI data is the most effective method of satisfying this step of the OECD Guidance.
We report on our supply chain due diligence through our Form SD filings, and the related CMRs, as well as by posting that information on our website.
Page 5
Identified Smelters and Refiners
There are 24 high risk smelters, listed first in the table below and most are from the Russian Federation, followed by low then medium risk smelters. The Company vigorously works with suppliers to purge high risk smelters from the supply chain.
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Tin |
|
Novosibirsk Tin Combine |
|
Russian Federation |
|
CID001305 |
|
Unknown |
|
High Risk |
Tantalum |
|
Solikamsk Magnesium Works OAO |
|
Russian Federation |
|
CID001769 |
|
Unknown |
|
High Risk |
Tungsten |
|
Hydrometallurg, JSC |
|
Russian Federation |
|
CID002649 |
|
Unknown |
|
High Risk |
Tungsten |
|
Unecha Refractory metals plant |
|
Russian Federation |
|
CID002724 |
|
Non Conformant |
|
High Risk |
Tungsten |
|
Moliren Ltd. |
|
Russian Federation |
|
CID002845 |
|
Unknown |
|
High Risk |
Gold |
|
African Gold Refinery |
|
Uganda |
|
CID003185 |
|
Unknown |
|
High Risk |
Tungsten |
|
JSC "Kirovgrad Hard Alloys Plant" |
|
Russian Federation |
|
CID003408 |
|
Unknown |
|
High Risk |
Gold |
|
JSC Novosibirsk Refinery |
|
Russian Federation |
|
CID000493 |
|
Unknown |
|
High Risk |
Gold |
|
JSC Uralelectromed |
|
Russian Federation |
|
CID000929 |
|
Unknown |
|
High Risk |
Gold |
|
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
|
Russian Federation |
|
CID001326 |
|
Unknown |
|
High Risk |
Gold |
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
|
Russian Federation |
|
CID000927 |
|
Unknown |
|
High Risk |
Gold |
|
Moscow Special Alloys Processing Plant |
|
Russian Federation |
|
CID001204 |
|
Unknown |
|
High Risk |
Gold |
|
Prioksky Plant of Non-Ferrous Metals |
|
Russian Federation |
|
CID001386 |
|
Unknown |
|
High Risk |
Gold |
|
SOE Shyolkovsky Factory of Secondary Precious Metals |
|
Russian Federation |
|
CID001756 |
|
Unknown |
|
High Risk |
Gold |
|
Fidelity Printers and Refiners Ltd. |
|
Zimbabwe |
|
CID002515 |
|
Unknown |
|
High Risk |
Gold |
|
Kaloti Precious Metals |
|
United Arab Emirates |
|
CID002563 |
|
Unknown |
|
High Risk |
Gold |
|
Sudan Gold Refinery |
|
Sudan |
|
CID002567 |
|
Outreach Required |
|
High Risk |
Gold |
|
Industrial Refining Company |
|
Belgium |
|
CID002587 |
|
Non Conformant |
|
High Risk |
Gold |
|
Kyshtym Copper-Electrolytic Plant ZAO |
|
Russian Federation |
|
CID002865 |
|
Unknown |
|
High Risk |
Tungsten |
|
NPP Tyazhmetprom LLC |
|
Russian Federation |
|
CID003416 |
|
Unknown |
|
High Risk |
Tungsten |
|
Artek LLC |
|
Russian Federation |
|
CID003553 |
|
Unknown |
|
High Risk |
Tungsten |
|
OOO “Technolom” 2 |
|
Russian Federation |
|
CID003612 |
|
Unknown |
|
High Risk |
Tungsten |
|
OOO “Technolom” 1 |
|
Russian Federation |
|
CID003614 |
|
Unknown |
|
High Risk |
Tungsten |
|
LLC Vostok |
|
Russian Federation |
|
CID003643 |
|
Unknown |
|
High Risk |
Tungsten |
|
A.L.M.T. Corp. |
|
Japan |
|
CID000004 |
|
Conformant |
|
Low Risk |
Gold |
|
Advanced Chemical Company |
|
United States Of America |
|
CID000015 |
|
Conformant |
|
Low Risk |
Gold |
|
Aida Chemical Industries Co., Ltd. |
|
Japan |
|
CID000019 |
|
Conformant |
|
Low Risk |
Gold |
|
Agosi AG |
|
Germany |
|
CID000035 |
|
Conformant |
|
Low Risk |
Gold |
|
Almalyk Mining and Metallurgical Complex (AMMC) |
|
Uzbekistan |
|
CID000041 |
|
Conformant |
|
Low Risk |
Gold |
|
AngloGold Ashanti Corrego do Sitio Mineracao |
|
Brazil |
|
CID000058 |
|
Conformant |
|
Low Risk |
Gold |
|
Argor-Heraeus S.A. |
|
Switzerland |
|
CID000077 |
|
Conformant |
|
Low Risk |
Gold |
|
Asahi Pretec Corp. |
|
Japan |
|
CID000082 |
|
Conformant |
|
Low Risk |
Gold |
|
Asaka Riken Co., Ltd. |
|
Japan |
|
CID000090 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Kennametal Huntsville |
|
United States Of America |
|
CID000105 |
|
Conformant |
|
Low Risk |
Page 6
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Gold |
|
Aurubis AG |
|
Germany |
|
CID000113 |
|
Conformant |
|
Low Risk |
Gold |
|
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
|
Philippines |
|
CID000128 |
|
Conformant |
|
Low Risk |
Gold |
|
Boliden AB |
|
Sweden |
|
CID000157 |
|
Conformant |
|
Low Risk |
Gold |
|
C. Hafner GmbH + Co. KG |
|
Germany |
|
CID000176 |
|
Conformant |
|
Low Risk |
Gold |
|
CCR Refinery - Glencore Canada Corporation |
|
Canada |
|
CID000185 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Changsha South Tantalum Niobium Co., Ltd. |
|
China |
|
CID000211 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Guangdong Xianglu Tungsten Co., Ltd. |
|
China |
|
CID000218 |
|
Conformant |
|
Low Risk |
Tin |
|
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
|
China |
|
CID000228 |
|
Conformant |
|
Low Risk |
Gold |
|
Chimet S.p.A. |
|
Italy |
|
CID000233 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
|
China |
|
CID000258 |
|
Conformant |
|
Low Risk |
Gold |
|
Chugai Mining |
|
Japan |
|
CID000264 |
|
Conformant |
|
Low Risk |
Tin |
|
Alpha |
|
United States Of America |
|
CID000292 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Aries Kencana Sejahtera |
|
Indonesia |
|
CID000309 |
|
Conformant |
|
Low Risk |
Gold |
|
DSC (Do Sung Corporation) |
|
Korea, Republic Of |
|
CID000359 |
|
Conformant |
|
Low Risk |
Gold |
|
Dowa |
|
Japan |
|
CID000401 |
|
Conformant |
|
Low Risk |
Tin |
|
Dowa |
|
Japan |
|
CID000402 |
|
Conformant |
|
Low Risk |
Gold |
|
Eco-System Recycling Co., Ltd. East Plant |
|
Japan |
|
CID000425 |
|
Conformant |
|
Low Risk |
Tin |
|
EM Vinto |
|
Bolivia (Plurinational State Of) |
|
CID000438 |
|
Conformant |
|
Low Risk |
Tin |
|
Estanho de Rondonia S.A. |
|
Brazil |
|
CID000448 |
|
Conformant |
|
Low Risk |
Tantalum |
|
F&X Electro-Materials Ltd. |
|
China |
|
CID000460 |
|
Conformant |
|
Low Risk |
Tin |
|
Fenix Metals |
|
Poland |
|
CID000468 |
|
Conformant |
|
Low Risk |
Tin |
|
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
|
China |
|
CID000538 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Global Tungsten & Powders LLC |
|
United States Of America |
|
CID000568 |
|
Conformant |
|
Low Risk |
Tantalum |
|
XIMEI RESOURCES (GUANGDONG) LIMITED |
|
China |
|
CID000616 |
|
Conformant |
|
Low Risk |
Gold |
|
LT Metal Ltd. |
|
Korea, Republic Of |
|
CID000689 |
|
Conformant |
|
Low Risk |
Gold |
|
Heimerle + Meule GmbH |
|
Germany |
|
CID000694 |
|
Conformant |
|
Low Risk |
Gold |
|
Heraeus Metals Hong Kong Ltd. |
|
China |
|
CID000707 |
|
Conformant |
|
Low Risk |
Gold |
|
Heraeus Germany GmbH Co. KG |
|
Germany |
|
CID000711 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Hunan Chenzhou Mining Co., Ltd. |
|
China |
|
CID000766 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Hunan Jintai New Material Co., Ltd. |
|
China |
|
CID000769 |
|
Conformant |
|
Low Risk |
Gold |
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
|
China |
|
CID000801 |
|
Conformant |
|
Low Risk |
Gold |
|
Ishifuku Metal Industry Co., Ltd. |
|
Japan |
|
CID000807 |
|
Conformant |
|
Low Risk |
Gold |
|
Istanbul Gold Refinery |
|
Turkey |
|
CID000814 |
|
Conformant |
|
Low Risk |
Gold |
|
Japan Mint |
|
Japan |
|
CID000823 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Japan New Metals Co., Ltd. |
|
Japan |
|
CID000825 |
|
Conformant |
|
Low Risk |
Gold |
|
Jiangxi Copper Co., Ltd. |
|
China |
|
CID000855 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
|
China |
|
CID000875 |
|
Conformant |
|
Low Risk |
Page 7
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Tantalum |
|
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
|
China |
|
CID000914 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Jiujiang Tanbre Co., Ltd. |
|
China |
|
CID000917 |
|
Conformant |
|
Low Risk |
Gold |
|
Asahi Refining USA Inc. |
|
United States Of America |
|
CID000920 |
|
Conformant |
|
Low Risk |
Gold |
|
Asahi Refining Canada Ltd. |
|
Canada |
|
CID000924 |
|
Conformant |
|
Low Risk |
Gold |
|
JX Nippon Mining & Metals Co., Ltd. |
|
Japan |
|
CID000937 |
|
Conformant |
|
Low Risk |
Gold |
|
Kazzinc |
|
Kazakhstan |
|
CID000957 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Kennametal Fallon |
|
United States Of America |
|
CID000966 |
|
Conformant |
|
Low Risk |
Gold |
|
Kennecott Utah Copper LLC |
|
United States Of America |
|
CID000969 |
|
Conformant |
|
Low Risk |
Gold |
|
Kojima Chemicals Co., Ltd. |
|
Japan |
|
CID000981 |
|
Conformant |
|
Low Risk |
Tin |
|
China Tin Group Co., Ltd. |
|
China |
|
CID001070 |
|
Conformant |
|
Low Risk |
Tantalum |
|
AMG Brasil |
|
Brazil |
|
CID001076 |
|
Conformant |
|
Low Risk |
Gold |
|
LS-NIKKO Copper Inc. |
|
Korea, Republic Of |
|
CID001078 |
|
Conformant |
|
Low Risk |
Tin |
|
Malaysia Smelting Corporation (MSC) |
|
Malaysia |
|
CID001105 |
|
Conformant |
|
Low Risk |
Gold |
|
Materion |
|
United States Of America |
|
CID001113 |
|
Conformant |
|
Low Risk |
Gold |
|
Matsuda Sangyo Co., Ltd. |
|
Japan |
|
CID001119 |
|
Conformant |
|
Low Risk |
Tin |
|
Metallic Resources, Inc. |
|
United States Of America |
|
CID001142 |
|
Conformant |
|
Low Risk |
Gold |
|
Metalor Technologies (Suzhou) Ltd. |
|
China |
|
CID001147 |
|
Conformant |
|
Low Risk |
Gold |
|
Metalor Technologies (Hong Kong) Ltd. |
|
China |
|
CID001149 |
|
Conformant |
|
Low Risk |
Gold |
|
Metalor Technologies (Singapore) Pte., Ltd. |
|
Singapore |
|
CID001152 |
|
Conformant |
|
Low Risk |
Gold |
|
Metalor Technologies S.A. |
|
Switzerland |
|
CID001153 |
|
Conformant |
|
Low Risk |
Gold |
|
Metalor USA Refining Corporation |
|
United States Of America |
|
CID001157 |
|
Conformant |
|
Low Risk |
Gold |
|
Metalurgica Met-Mex Penoles S.A. De C.V. |
|
Mexico |
|
CID001161 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Metallurgical Products India Pvt., Ltd. |
|
India |
|
CID001163 |
|
Conformant |
|
Low Risk |
Tin |
|
Mineracao Taboca S.A. |
|
Brazil |
|
CID001173 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Mineracao Taboca S.A. |
|
Brazil |
|
CID001175 |
|
Conformant |
|
Low Risk |
Tin |
|
Minsur |
|
Peru |
|
CID001182 |
|
Conformant |
|
Low Risk |
Gold |
|
Mitsubishi Materials Corporation |
|
Japan |
|
CID001188 |
|
Conformant |
|
Low Risk |
Tin |
|
Mitsubishi Materials Corporation |
|
Japan |
|
CID001191 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Mitsui Mining and Smelting Co., Ltd. |
|
Japan |
|
CID001192 |
|
Conformant |
|
Low Risk |
Gold |
|
Mitsui Mining and Smelting Co., Ltd. |
|
Japan |
|
CID001193 |
|
Conformant |
|
Low Risk |
Tantalum |
|
NPM Silmet AS |
|
Estonia |
|
CID001200 |
|
Conformant |
|
Low Risk |
Gold |
|
Nadir Metal Rafineri San. Ve Tic. A.S. |
|
Turkey |
|
CID001220 |
|
Conformant |
|
Low Risk |
Tin |
|
Jiangxi New Nanshan Technology Ltd. |
|
China |
|
CID001231 |
|
Conformant |
|
Low Risk |
Gold |
|
Navoi Mining and Metallurgical Combinat |
|
Uzbekistan |
|
CID001236 |
|
Conformant |
|
Low Risk |
Gold |
|
Nihon Material Co., Ltd. |
|
Japan |
|
CID001259 |
|
Conformant |
|
Low Risk |
Page 8
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Tantalum |
|
Ningxia Orient Tantalum Industry Co., Ltd. |
|
China |
|
CID001277 |
|
Conformant |
|
Low Risk |
Tin |
|
O.M. Manufacturing (Thailand) Co., Ltd. |
|
Thailand |
|
CID001314 |
|
Conformant |
|
Low Risk |
Gold |
|
Ohura Precious Metal Industry Co., Ltd. |
|
Japan |
|
CID001325 |
|
Conformant |
|
Low Risk |
Tin |
|
Operaciones Metalurgicas S.A. |
|
Bolivia (Plurinational State Of) |
|
CID001337 |
|
Conformant |
|
Low Risk |
Gold |
|
MKS PAMP SA |
|
Switzerland |
|
CID001352 |
|
Conformant |
|
Low Risk |
Gold |
|
PT Aneka Tambang (Persero) Tbk |
|
Indonesia |
|
CID001397 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Artha Cipta Langgeng |
|
Indonesia |
|
CID001399 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Babel Inti Perkasa |
|
Indonesia |
|
CID001402 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Babel Surya Alam Lestari |
|
Indonesia |
|
CID001406 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Bukit Timah |
|
Indonesia |
|
CID001428 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Mitra Stania Prima |
|
Indonesia |
|
CID001453 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Prima Timah Utama |
|
Indonesia |
|
CID001458 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Refined Bangka Tin |
|
Indonesia |
|
CID001460 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Sariwiguna Binasentosa |
|
Indonesia |
|
CID001463 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Stanindo Inti Perkasa |
|
Indonesia |
|
CID001468 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Timah Tbk Kundur |
|
Indonesia |
|
CID001477 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Timah Tbk Mentok |
|
Indonesia |
|
CID001482 |
|
Conformant |
|
Low Risk |
Gold |
|
PX Precinox S.A. |
|
Switzerland |
|
CID001498 |
|
Conformant |
|
Low Risk |
Tantalum |
|
QuantumClean |
|
United States Of America |
|
CID001508 |
|
Conformant |
|
Low Risk |
Gold |
|
Rand Refinery (Pty) Ltd. |
|
South Africa |
|
CID001512 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Yanling Jincheng Tantalum & Niobium Co., Ltd. |
|
China |
|
CID001522 |
|
Conformant |
|
Low Risk |
Gold |
|
Royal Canadian Mint |
|
Canada |
|
CID001534 |
|
Conformant |
|
Low Risk |
Tin |
|
Rui Da Hung |
|
Taiwan, Province Of China |
|
CID001539 |
|
Conformant |
|
Low Risk |
Gold |
|
SEMPSA Joyeria Plateria S.A. |
|
Spain |
|
CID001585 |
|
Conformant |
|
Low Risk |
Gold |
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
|
China |
|
CID001622 |
|
Conformant |
|
Low Risk |
Gold |
|
Sichuan Tianze Precious Metals Co., Ltd. |
|
China |
|
CID001736 |
|
Conformant |
|
Low Risk |
Gold |
|
Solar Applied Materials Technology Corp. |
|
Taiwan, Province Of China |
|
CID001761 |
|
Conformant |
|
Low Risk |
Gold |
|
Sumitomo Metal Mining Co., Ltd. |
|
Japan |
|
CID001798 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Taki Chemical Co., Ltd. |
|
Japan |
|
CID001869 |
|
Conformant |
|
Low Risk |
Gold |
|
Tanaka Kikinzoku Kogyo K.K. |
|
Japan |
|
CID001875 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Telex Metals |
|
United States Of America |
|
CID001891 |
|
Conformant |
|
Low Risk |
Tin |
|
Thaisarco |
|
Thailand |
|
CID001898 |
|
Conformant |
|
Low Risk |
Gold |
|
Tokuriki Honten Co., Ltd. |
|
Japan |
|
CID001938 |
|
Conformant |
|
Low Risk |
Gold |
|
Torecom |
|
Korea, Republic Of |
|
CID001955 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Ulba Metallurgical Plant JSC |
|
Kazakhstan |
|
CID001969 |
|
Conformant |
|
Low Risk |
Gold |
|
Umicore S.A. Business Unit Precious Metals Refining |
|
Belgium |
|
CID001980 |
|
Conformant |
|
Low Risk |
Gold |
|
United Precious Metal Refining, Inc. |
|
United States Of America |
|
CID001993 |
|
Conformant |
|
Low Risk |
Page 9
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Gold |
|
Valcambi S.A. |
|
Switzerland |
|
CID002003 |
|
Conformant |
|
Low Risk |
Gold |
|
Western Australian Mint (T/a The Perth Mint) |
|
Australia |
|
CID002030 |
|
Conformant |
|
Low Risk |
Tin |
|
White Solder Metalurgia e Mineracao Ltda. |
|
Brazil |
|
CID002036 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Wolfram Bergbau und Hutten AG |
|
Austria |
|
CID002044 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Xiamen Tungsten Co., Ltd. |
|
China |
|
CID002082 |
|
Conformant |
|
Low Risk |
Gold |
|
Yamakin Co., Ltd. |
|
Japan |
|
CID002100 |
|
Conformant |
|
Low Risk |
Gold |
|
Yokohama Metal Co., Ltd. |
|
Japan |
|
CID002129 |
|
Conformant |
|
Low Risk |
Tin |
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
|
China |
|
CID002158 |
|
Conformant |
|
Low Risk |
Tin |
|
Tin Smelting Branch of Yunnan Tin Co., Ltd. |
|
China |
|
CID002180 |
|
Conformant |
|
Low Risk |
Gold |
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
|
China |
|
CID002224 |
|
Conformant |
|
Low Risk |
Gold |
|
SAFINA A.S. |
|
Czechia |
|
CID002290 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
|
China |
|
CID002315 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Jiangxi Yaosheng Tungsten Co., Ltd. |
|
China |
|
CID002316 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
|
China |
|
CID002317 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
|
China |
|
CID002318 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Malipo Haiyu Tungsten Co., Ltd. |
|
China |
|
CID002319 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
|
China |
|
CID002320 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
|
China |
|
CID002321 |
|
Conformant |
|
Low Risk |
Tin |
|
CV Venus Inti Perkasa |
|
Indonesia |
|
CID002455 |
|
Conformant |
|
Low Risk |
Gold |
|
Geib Refining Corporation |
|
United States Of America |
|
CID002459 |
|
Conformant |
|
Low Risk |
Tin |
|
Magnu's Minerais Metais e Ligas Ltda. |
|
Brazil |
|
CID002468 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Hengyang King Xing Lifeng New Materials Co., Ltd. |
|
China |
|
CID002492 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Ganzhou Seadragon W & Mo Co., Ltd. |
|
China |
|
CID002494 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Asia Tungsten Products Vietnam Ltd. |
|
Viet Nam |
|
CID002502 |
|
Conformant |
|
Low Risk |
Tin |
|
PT ATD Makmur Mandiri Jaya |
|
Indonesia |
|
CID002503 |
|
Conformant |
|
Low Risk |
Tantalum |
|
D Block Metals, LLC |
|
United States Of America |
|
CID002504 |
|
Conformant |
|
Low Risk |
Tantalum |
|
FIR Metals & Resource Ltd. |
|
China |
|
CID002505 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
|
China |
|
CID002506 |
|
Conformant |
|
Low Risk |
Tantalum |
|
XinXing HaoRong Electronic Material Co., Ltd. |
|
China |
|
CID002508 |
|
Conformant |
|
Low Risk |
Gold |
|
KGHM Polska Miedz Spolka Akcyjna |
|
Poland |
|
CID002511 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
|
China |
|
CID002512 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch |
|
China |
|
CID002513 |
|
Conformant |
|
Low Risk |
Page 10
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Tin |
|
O.M. Manufacturing Philippines, Inc. |
|
Philippines |
|
CID002517 |
|
Conformant |
|
Low Risk |
Tantalum |
|
KEMET de Mexico |
|
Mexico |
|
CID002539 |
|
Conformant |
|
Low Risk |
Tungsten |
|
H.C. Starck Tungsten GmbH |
|
Germany |
|
CID002541 |
|
Conformant |
|
Low Risk |
Tungsten |
|
TANIOBIS Smelting GmbH & Co. KG |
|
Germany |
|
CID002542 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Masan High-Tech Materials |
|
Viet Nam |
|
CID002543 |
|
Conformant |
|
Low Risk |
Tantalum |
|
TANIOBIS Co., Ltd. |
|
Thailand |
|
CID002544 |
|
Conformant |
|
Low Risk |
Tantalum |
|
TANIOBIS GmbH |
|
Germany |
|
CID002545 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Materion Newton Inc. |
|
United States Of America |
|
CID002548 |
|
Conformant |
|
Low Risk |
Tantalum |
|
TANIOBIS Japan Co., Ltd. |
|
Japan |
|
CID002549 |
|
Conformant |
|
Low Risk |
Tantalum |
|
TANIOBIS Smelting GmbH & Co. KG |
|
Germany |
|
CID002550 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
|
China |
|
CID002551 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Global Advanced Metals Boyertown |
|
United States Of America |
|
CID002557 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Global Advanced Metals Aizu |
|
Japan |
|
CID002558 |
|
Conformant |
|
Low Risk |
Gold |
|
Al Etihad Gold Refinery DMCC |
|
United Arab Emirates |
|
CID002560 |
|
Conformant |
|
Low Risk |
Gold |
|
Emirates Gold DMCC |
|
United Arab Emirates |
|
CID002561 |
|
Conformant |
|
Low Risk |
Tin |
|
CV Ayi Jaya |
|
Indonesia |
|
CID002570 |
|
Conformant |
|
Low Risk |
Gold |
|
T.C.A S.p.A |
|
Italy |
|
CID002580 |
|
Conformant |
|
Low Risk |
Gold |
|
REMONDIS PMR B.V. |
|
Netherlands |
|
CID002582 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Niagara Refining LLC |
|
United States Of America |
|
CID002589 |
|
Conformant |
|
Low Risk |
Gold |
|
Korea Zinc Co., Ltd. |
|
Korea, Republic Of |
|
CID002605 |
|
Conformant |
|
Low Risk |
Gold |
|
TOO Tau-Ken-Altyn |
|
Kazakhstan |
|
CID002615 |
|
Conformant |
|
Low Risk |
Tungsten |
|
China Molybdenum Tungsten Co., Ltd. |
|
China |
|
CID002641 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Ganzhou Haichuang Tungsten Co., Ltd. |
|
China |
|
CID002645 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Cipta Persada Mulia |
|
Indonesia |
|
CID002696 |
|
Conformant |
|
Low Risk |
Tin |
|
Resind Industria e Comercio Ltda. |
|
Brazil |
|
CID002706 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Resind Industria e Comercio Ltda. |
|
Brazil |
|
CID002707 |
|
Conformant |
|
Low Risk |
Gold |
|
SAAMP |
|
France |
|
CID002761 |
|
Conformant |
|
Low Risk |
Gold |
|
L'Orfebre S.A. |
|
Andorra |
|
CID002762 |
|
Conformant |
|
Low Risk |
Gold |
|
Italpreziosi |
|
Italy |
|
CID002765 |
|
Conformant |
|
Low Risk |
Page 11
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Tin |
|
Aurubis Beerse |
|
Belgium |
|
CID002773 |
|
Conformant |
|
Low Risk |
Tin |
|
Aurubis Berango |
|
Spain |
|
CID002774 |
|
Conformant |
|
Low Risk |
Gold |
|
WIELAND Edelmetalle GmbH |
|
Germany |
|
CID002778 |
|
Conformant |
|
Low Risk |
Gold |
|
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
|
Austria |
|
CID002779 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Sukses Inti Makmur |
|
Indonesia |
|
CID002816 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Philippine Chuangxin Industrial Co., Inc. |
|
Philippines |
|
CID002827 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Menara Cipta Mulia |
|
Indonesia |
|
CID002835 |
|
Conformant |
|
Low Risk |
Tantalum |
|
Jiangxi Tuohong New Raw Material |
|
China |
|
CID002842 |
|
Conformant |
|
Low Risk |
Gold |
|
Bangalore Refinery |
|
India |
|
CID002863 |
|
Conformant |
|
Low Risk |
Gold |
|
SungEel HiMetal Co., Ltd. |
|
Korea, Republic Of |
|
CID002918 |
|
Conformant |
|
Low Risk |
Gold |
|
Planta Recuperadora de Metales SpA |
|
Chile |
|
CID002919 |
|
Conformant |
|
Low Risk |
Tin |
|
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
|
China |
|
CID003116 |
|
Conformant |
|
Low Risk |
Gold |
|
NH Recytech Company |
|
Korea, Republic Of |
|
CID003189 |
|
Conformant |
|
Low Risk |
Tin |
|
Chifeng Dajingzi Tin Industry Co., Ltd. |
|
China |
|
CID003190 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Bangka Serumpun |
|
Indonesia |
|
CID003205 |
|
Conformant |
|
Low Risk |
Tin |
|
Tin Technology & Refining |
|
United States Of America |
|
CID003325 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Rajawali Rimba Perkasa |
|
Indonesia |
|
CID003381 |
|
Conformant |
|
Low Risk |
Tin |
|
Luna Smelter, Ltd. |
|
Rwanda |
|
CID003387 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Fujian Ganmin RareMetal Co., Ltd. |
|
China |
|
CID003401 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Lianyou Metals Co., Ltd. |
|
Taiwan, Province Of China |
|
CID003407 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Hubei Green Tungsten Co., Ltd. |
|
China |
|
CID003417 |
|
Conformant |
|
Low Risk |
Gold |
|
Eco-System Recycling Co., Ltd. North Plant |
|
Japan |
|
CID003424 |
|
Conformant |
|
Low Risk |
Gold |
|
Eco-System Recycling Co., Ltd. West Plant |
|
Japan |
|
CID003425 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Mitra Sukses Globalindo |
|
Indonesia |
|
CID003449 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Cronimet Brasil Ltda |
|
Brazil |
|
CID003468 |
|
Conformant |
|
Low Risk |
Tin |
|
CRM Synergies |
|
Spain |
|
CID003524 |
|
Conformant |
|
Low Risk |
Gold |
|
Metal Concentrators SA (Pty) Ltd. |
|
South Africa |
|
CID003575 |
|
Conformant |
|
Low Risk |
Tin |
|
Fabrica Auricchio Industria e Comercio Ltda. |
|
Brazil |
|
CID003582 |
|
Conformant |
|
Low Risk |
Tantalum |
|
RFH Yancheng Jinye New Material Technology Co., Ltd. |
|
China |
|
CID003583 |
|
Conformant |
|
Low Risk |
Tungsten |
|
Fujian Xinlu Tungsten Co., Ltd. |
|
China |
|
CID003609 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Putera Sarana Shakti (PT PSS) |
|
Indonesia |
|
CID003868 |
|
Conformant |
|
Low Risk |
Tin |
|
Super Ligas |
|
Brazil |
|
CID002756 |
|
Active |
|
Low Risk |
Tin |
|
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
|
Brazil |
|
CID003486 |
|
Conformant |
|
Low Risk |
Tin |
|
PT Rajehan Ariq |
|
Indonesia |
|
CID002593 |
|
Conformant |
|
Low Risk |
Page 12
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Gold |
|
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
|
Turkey |
|
CID000103 |
|
Outreach Required |
|
Low Risk |
Gold |
|
Abington Reldan Metals, LLC |
|
United States Of America |
|
CID002708 |
|
Conformant |
|
Low Risk |
Gold |
|
C.I Metales Procesados Industriales SAS |
|
Colombia |
|
CID003421 |
|
Active |
|
Low Risk |
Gold |
|
Caridad |
|
Mexico |
|
CID000180 |
|
Outreach Required |
|
Low Risk |
Tin |
|
PT Premium Tin Indonesia |
|
Indonesia |
|
CID000313 |
|
Conformant |
|
Low Risk |
Gold |
|
Kazakhmys Smelting LLC |
|
Kazakhstan |
|
CID000956 |
|
In Communication |
|
Low Risk |
Tin |
|
PT Tommy Utama |
|
Indonesia |
|
CID001493 |
|
Conformant |
|
Low Risk |
Gold |
|
Morris and Watson |
|
New Zealand |
|
CID002282 |
|
In Communication |
|
Low Risk |
Gold |
|
Albino Mountinho Lda. |
|
Portugal |
|
CID002760 |
|
Outreach Required |
|
Low Risk |
Tin |
|
PT Bangka Prima Tin |
|
Indonesia |
|
CID002776 |
|
Conformant |
|
Low Risk |
Gold |
|
Degussa Sonne / Mond Goldhandel GmbH |
|
Germany |
|
CID002867 |
|
Outreach Required |
|
Low Risk |
Gold |
|
ABC Refinery Pty Ltd. |
|
Australia |
|
CID002920 |
|
Outreach Required |
|
Low Risk |
Gold |
|
State Research Institute Center for Physical Sciences and Technology |
|
Lithuania |
|
CID003153 |
|
Outreach Required |
|
Low Risk |
Gold |
|
QG Refining, LLC |
|
United States Of America |
|
CID003324 |
|
Outreach Required |
|
Low Risk |
Gold |
|
K.A. Rasmussen |
|
Norway |
|
CID003497 |
|
Outreach Required |
|
Low Risk |
Gold |
|
Alexy Metals |
|
United States Of America |
|
CID003500 |
|
Active |
|
Low Risk |
Gold |
|
Sancus ZFS (L’Orfebre, SA) |
|
Colombia |
|
CID003529 |
|
Conformant |
|
Low Risk |
Gold |
|
Metallix Refining Inc. |
|
United States Of America |
|
CID003557 |
|
In Communication |
|
Low Risk |
Gold |
|
WEEEREFINING |
|
France |
|
CID003615 |
|
Active |
|
Low Risk |
Gold |
|
Gold by Gold Colombia |
|
Colombia |
|
CID003641 |
|
Conformant |
|
Low Risk |
Tin |
|
DS Myanmar |
|
Myanmar |
|
CID003831 |
|
Conformant |
|
Low Risk |
Tantalum |
|
5D Production OU |
|
Estonia |
|
CID003926 |
|
Outreach Required |
|
Low Risk |
Tungsten |
|
Tungsten Vietnam Joint Stock Company |
|
Viet Nam |
|
CID003993 |
|
Conformant |
|
Low Risk |
Gold |
|
Cendres + Metaux S.A. |
|
Switzerland |
|
CID000189 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Gejiu Zili Mining And Metallurgy Co., Ltd. |
|
China |
|
CID000555 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
PT Timah Nusantara |
|
Indonesia |
|
CID001486 |
|
Active |
|
Medium Risk |
Tin |
|
PT Tinindo Inter Nusa |
|
Indonesia |
|
CID001490 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
Samduck Precious Metals |
|
Korea, Republic Of |
|
CID001555 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
Shandong Gold Smelting Co., Ltd. |
|
China |
|
CID001916 |
|
Conformant |
|
Medium Risk |
Gold |
|
Gold Refinery of Zijin Mining Group Co., Ltd. |
|
China |
|
CID002243 |
|
Conformant |
|
Medium Risk |
Gold |
|
Umicore Precious Metals Thailand |
|
Thailand |
|
CID002314 |
|
Non Conformant |
|
Medium Risk |
Page 13
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Gold |
|
MMTC-PAMP India Pvt., Ltd. |
|
India |
|
CID002509 |
|
Conformant |
|
Medium Risk |
Gold |
|
Singway Technology Co., Ltd. |
|
Taiwan, Province Of China |
|
CID002516 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
8853 S.p.A. |
|
Italy |
|
CID002763 |
|
Non Conformant |
|
Medium Risk |
Tungsten |
|
ACL Metais Eireli |
|
Brazil |
|
CID002833 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
Safimet S.p.A |
|
Italy |
|
CID002973 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Gejiu Kai Meng Industry and Trade LLC |
|
China |
|
CID000942 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
PT Belitung Industri Sejahtera |
|
Indonesia |
|
CID001421 |
|
Active |
|
Medium Risk |
Tin |
|
PT Panca Mega Persada |
|
Indonesia |
|
CID001457 |
|
In Communication |
|
Medium Risk |
Tin |
|
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
|
China |
|
CID001908 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
VQB Mineral and Trading Group JSC |
|
Viet Nam |
|
CID002015 |
|
Outreach Required |
|
Medium Risk |
Tin |
|
PT Tirus Putra Mandiri |
|
Indonesia |
|
CID002478 |
|
In Communication |
|
Medium Risk |
Tin |
|
Melt Metais e Ligas S.A. |
|
Brazil |
|
CID002500 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
|
Viet Nam |
|
CID002572 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
|
Viet Nam |
|
CID002573 |
|
Outreach Required |
|
Medium Risk |
Tin |
|
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
|
Viet Nam |
|
CID002574 |
|
Outreach Required |
|
Medium Risk |
Tin |
|
An Vinh Joint Stock Mineral Processing Company |
|
Viet Nam |
|
CID002703 |
|
Outreach Required |
|
Medium Risk |
Tin |
|
Modeltech Sdn Bhd |
|
Malaysia |
|
CID002858 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Pongpipat Company Limited |
|
Myanmar |
|
CID003208 |
|
Outreach Required |
|
Medium Risk |
Tin |
|
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
|
China |
|
CID003356 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
|
China |
|
CID003397 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Precious Minerals and Smelting Limited |
|
India |
|
CID003409 |
|
Non Conformant |
|
Medium Risk |
Tin |
|
Gejiu City Fuxiang Industry and Trade Co., Ltd. |
|
China |
|
CID003410 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
|
China |
|
CID001058 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Marsam Metals |
|
Brazil |
|
CID002606 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
GGC Gujrat Gold Centre Pvt. Ltd. |
|
India |
|
CID002852 |
|
Active |
|
Medium Risk |
Gold |
|
CGR Metalloys Pvt Ltd. |
|
India |
|
CID003382 |
|
Outreach Required |
|
Medium Risk |
Page 14
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Tungsten |
|
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
|
Brazil |
|
CID003427 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
Yunnan Copper Industry Co., Ltd. |
|
China |
|
CID000197 |
|
Outreach Required |
|
Medium Risk |
Tungsten |
|
CNMC (Guangxi) PGMA Co., Ltd. |
|
China |
|
CID000281 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Daye Non-Ferrous Metals Mining Ltd. |
|
China |
|
CID000343 |
|
In Communication |
|
Medium Risk |
Gold |
|
Refinery of Seemine Gold Co., Ltd. |
|
China |
|
CID000522 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
|
China |
|
CID000651 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Hangzhou Fuchunjiang Smelting Co., Ltd. |
|
China |
|
CID000671 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Hunan Chenzhou Mining Co., Ltd. |
|
China |
|
CID000767 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
|
China |
|
CID000773 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
HwaSeong CJ CO., LTD. |
|
Korea, Republic Of |
|
CID000778 |
|
Communication Suspended - Not Interested |
|
Medium Risk |
Gold |
|
Kyrgyzaltyn JSC |
|
Kyrgyzstan |
|
CID001029 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
L'azurde Company For Jewelry |
|
Saudi Arabia |
|
CID001032 |
|
Unknown |
|
Medium Risk |
Gold |
|
Lingbao Gold Co., Ltd. |
|
China |
|
CID001056 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
|
China |
|
CID001093 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Penglai Penggang Gold Industry Co., Ltd. |
|
China |
|
CID001362 |
|
Outreach Required |
|
Medium Risk |
Tin |
|
PT Bangka Tin Industry |
|
Indonesia |
|
CID001419 |
|
In Communication |
|
Medium Risk |
Gold |
|
Sabin Metal Corp. |
|
United States Of America |
|
CID001546 |
|
Communication Suspended - Not Interested |
|
Medium Risk |
Gold |
|
Samwon Metals Corp. |
|
Korea, Republic Of |
|
CID001562 |
|
Communication Suspended - Not Interested |
|
Medium Risk |
Gold |
|
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
|
China |
|
CID001619 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Super Dragon Technology Co., Ltd. |
|
Taiwan, Province Of China |
|
CID001810 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Great Wall Precious Metals Co., Ltd. of CBPM |
|
China |
|
CID001909 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Tongling Nonferrous Metals Group Co., Ltd. |
|
China |
|
CID001947 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Guangdong Jinding Gold Limited |
|
China |
|
CID002312 |
|
Outreach Required |
|
Medium Risk |
Tungsten |
|
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
|
China |
|
CID002313 |
|
Communication Suspended - Not Interested |
|
Medium Risk |
Gold |
|
Shandong Humon Smelting Co., Ltd. |
|
China |
|
CID002525 |
|
Outreach Required |
|
Medium Risk |
Page 15
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Gold |
|
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
|
China |
|
CID002527 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
International Precious Metal Refiners |
|
United Arab Emirates |
|
CID002562 |
|
In Communication |
|
Medium Risk |
Gold |
|
Fujairah Gold FZC |
|
United Arab Emirates |
|
CID002584 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Shirpur Gold Refinery Ltd. |
|
India |
|
CID002588 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Shenzhen CuiLu Gold Co., Ltd. |
|
China |
|
CID002750 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
AU Traders and Refiners |
|
South Africa |
|
CID002850 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
Sai Refinery |
|
India |
|
CID002853 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Modeltech Sdn Bhd |
|
Malaysia |
|
CID002857 |
|
Non Conformant |
|
Medium Risk |
Gold |
|
JALAN & Company |
|
India |
|
CID002893 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Gold Coast Refinery |
|
Ghana |
|
CID003186 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Dijllah Gold Refinery FZC |
|
United Arab Emirates |
|
CID003348 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Sovereign Metals |
|
India |
|
CID003383 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Augmont Enterprises Private Limited |
|
India |
|
CID003461 |
|
Active |
|
Medium Risk |
Gold |
|
Kundan Care Products Ltd. |
|
India |
|
CID003463 |
|
In Communication |
|
Medium Risk |
Gold |
|
Emerald Jewel Industry India Limited (Unit 1) |
|
India |
|
CID003487 |
|
In Communication |
|
Medium Risk |
Gold |
|
Emerald Jewel Industry India Limited (Unit 2) |
|
India |
|
CID003488 |
|
In Communication |
|
Medium Risk |
Gold |
|
Emerald Jewel Industry India Limited (Unit 3) |
|
India |
|
CID003489 |
|
In Communication |
|
Medium Risk |
Gold |
|
Emerald Jewel Industry India Limited (Unit 4) |
|
India |
|
CID003490 |
|
In Communication |
|
Medium Risk |
Gold |
|
Sellem Industries Ltd. |
|
Mauritania |
|
CID003540 |
|
Communication Suspended - Not Interested |
|
Medium Risk |
Gold |
|
MD Overseas |
|
India |
|
CID003548 |
|
In Communication |
|
Medium Risk |
Tungsten |
|
YUDU ANSHENG TUNGSTEN CO., LTD. |
|
China |
|
CID003662 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Dongwu Gold Group |
|
China |
|
CID003663 |
|
Outreach Required |
|
Medium Risk |
Page 16
Metal |
|
Smelter Name |
|
Smelter Country |
|
Smelter ID |
|
Conformance |
|
Risk Status |
Tungsten |
|
HANNAE FOR T Co., Ltd. |
|
Korea, Republic Of |
|
CID003978 |
|
Outreach Required |
|
Medium Risk |
Gold |
|
Pease & Curren |
|
United States Of America |
|
CID002872 |
|
Communication Suspended - Not Interested |
|
Medium Risk |
Tungsten |
|
DONGKUK INDUSTRIES CO., LTD. |
|
Korea, Republic Of |
|
CID004060 |
|
In Communication |
|
Medium Risk |
|
|
|
|
|
|
|
|
|
|
|
|
|
Gold Smelters = 175 |
|
|
|
|
|
|
|
|
|
|
Tantalum Smelters = 35 |
|
|
|
|
|
|
|
|
|
|
Tin Smelters = 83 |
|
|
|
|
|
|
|
|
|
|
Tungsten Smelters = 52 |
|
|
|
|
|
|
|
|
|
|
Total Smelters = 345 |
|
|
|
|
|
|
|
|
|
|
Conformant Smelters = 224 |
|
|
|
|
|
|
|
|
|
|
Percent Conformant Smelters = 64.93% |
|
|
|
|
|
|
|
|
Page 17