EX-99.9 10 ex09d21pdmrkmpgespuksp.htm EX-99.9 Document

EXHIBIT 99.9
Notice to ASX/LSE
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Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)

As part of its dual listed company structure, Rio Tinto notifies dealings in Rio Tinto plc and Rio Tinto Limited securities by PDMRs to both the Australian Securities Exchange (ASX) and the London Stock Exchange (LSE).

Global Employee Share Plan (myShare)

Under myShare employees are able to purchase, on a quarterly basis, Rio Tinto plc ordinary shares of 10p each or Rio Tinto Limited ordinary shares (‘shares’). Shares are purchased out of monthly deductions from salary, and participants are allocated an equivalent number of shares free of charge (‘matching shares’), conditional upon satisfying the terms of myShare.

The following PDMRs acquired Rio Tinto shares under myShare and were allocated the same number of matching share awards as follows:

SecurityName of PDMRNumber of shares
Matching shares
Price per share
Date of transaction
Rio Tinto plc
shares
Baatar, Bold6.17846.178460.69488 GBP19/04/2021
Rio Tinto plc
shares
Barrios, Alfredo12.078212.078260.69488 GBP19/04/2021
Rio Tinto plc
shares
Cunningham, Peter6.17846.178460.69488 GBP19/04/2021
Rio Tinto Limited
shares
Kaufman, Sinead11.615211.6152120.36 AUD19/04/2021
Rio Tinto plc
shares
Stausholm, Jakob6.17846.178460.69488 GBP19/04/2021
Rio Tinto plc
shares
Toth, Peter6.17846.178460.69488 GBP19/04/2021
Rio Tinto Limited
shares
Vella, Ivan6.64676.6467120.36 AUD19/04/2021

UK Share Plan (UKSP)

The UKSP is an HMRC approved Share Incentive Plan under which qualifying UK employees are able to purchase, on a quarterly basis, Rio Tinto plc shares. Rio Tinto plc shares are purchased out of monthly deductions from salary, and participants are allocated an equivalent number of shares free of charge (UKSP matching shares). Qualifying UK employees are also awarded Free Shares once a year.

The following PDMRs purchased Rio Tinto plc shares under the UKSP and were allocated the same number of matching shares as follows:




SecurityName of PDMR
Number of Shares
Acquired
Matching shares
Price per Share GBP
Date of transaction
Rio Tinto plc
shares
Baatar, Bold6660.6948819/04/2021
Rio Tinto plc
shares
Stausholm, Jakob6660.6948819/04/2021
Rio Tinto plc
shares
Toth, Peter6660.6948819/04/2021


FCA notifications in accordance with the EU Market Abuse Regulation have been issued to the London Stock Exchange contemporaneously with this release.

LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of the Market Abuse Regulation.


Notice to ASX/LSE        Page 2 of 3


Contacts
Please direct all enquiries to media.enquiries@riotinto.com

Media Relations, UK
Illtud Harri
M +44 7920 503 600

David Outhwaite
M +44 7787 597 493

Media Relations, Americas
Matthew Klar
T +1 514 608 4429

Investor Relations, UK
Menno Sanderse
M: +44 7825 195 178

David Ovington
M +44 7920 010 978

Clare Peever
M +44 7788 967 877
Media Relations, Australia
Jonathan Rose
M +61 447 028 913

Matt Chambers
M +61 433 525 739

Jesse Riseborough
M +61 436 653 412

Investor Relations, Australia
Natalie Worley
M +61 409 210 462

Amar Jambaa
M +61 472 865 948
Rio Tinto plc
6 St James’s Square
London SW1Y 4AD
United Kingdom

T +44 20 7781 2000
Registered in England
No. 719885
Rio Tinto Limited
Level 7, 360 Collins Street
Melbourne 3000
Australia

T +61 3 9283 3333
Registered in Australia
ABN 96 004 458 404

This announcement is authorised for release to the market by Steve Allen, Rio Tinto’s Group Company Secretary.

riotinto.com
Notice to ASX/LSE        Page 3 of 3