0001564590-18-013382.txt : 20180514 0001564590-18-013382.hdr.sgml : 20180514 20180514144751 ACCESSION NUMBER: 0001564590-18-013382 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIO TINTO PLC CENTRAL INDEX KEY: 0000863064 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-202546 FILM NUMBER: 18830077 BUSINESS ADDRESS: STREET 1: 6 ST JAMES'S SQUARE CITY: LONDON, SW1Y 4AD STATE: X0 ZIP: 00000 BUSINESS PHONE: 44 20 7781 1623 MAIL ADDRESS: STREET 1: RIO TINTO SERVICES INC. STREET 2: 80 STATE STREET CITY: ALBANY STATE: NY ZIP: 12207-2543 FORMER COMPANY: FORMER CONFORMED NAME: RTZ CORPORATION PLC DATE OF NAME CHANGE: 19950522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIO TINTO LTD CENTRAL INDEX KEY: 0000887028 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-202546-01 FILM NUMBER: 18830078 BUSINESS ADDRESS: STREET 1: 120 COLLINS STREET STREET 2: MELBOURNE CITY: VICTORIA 3000 STATE: C3 ZIP: AUSTRALIA BUSINESS PHONE: 44 20 7781 1623 MAIL ADDRESS: STREET 1: RIO TINTO SERVICES INC. STREET 2: 80 STATE STREET CITY: ALBANY STATE: NY ZIP: 12207-2543 FORMER COMPANY: FORMER CONFORMED NAME: CRA LTD DATE OF NAME CHANGE: 19950725 S-8 POS 1 rio-s8pos.htm S-8 POS rio-s8pos.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

Post-effective amendment no. 1 to Form S-8 Registration Statement No. 333-147914

 

Post-effective amendment no. 1 to Form S-8 Registration Statement No. 333-156093

 

Post-effective amendment no. 1 to Form S-8 Registration Statement No. 333-202546

 

Rio Tinto plc

 

Rio Tinto Limited

ABN 96 004 458 404

 

England and Wales

 

None

 

Australia

 

None

(State or other jurisdiction
of incorporation or
organization)

 

(I.R.S. Employer
Identification No.)

 

(State or other jurisdiction
of incorporation or
organization)

 

(I.R.S. Employer
Identification No.)

 

 

 

 

6 St. James’s Square

London, SW1Y 4AD

United Kingdom
(Address of principal executive offices)

 

Level 7, 360 Collins Street
Melbourne, Victoria 3000,
Australia
(Address of principal executive offices)

 

Rio Tinto plc

Performance Share Plan 2004

(formerly known as Rio Tinto plc Mining Companies Comparative Plan 2004)

 

Rio Tinto Limited

Share Option Plan 2004

 

Rio Tinto Limited

Performance Share Plan 2004

(formerly known as Rio Tinto Limited Mining Companies Comparative Plan 2004)

 

Cheree Finan

Corporate Secretary
Rio Tinto Services Inc
80 State Street
Albany

New York, 12207-2543
(Name and address of agent for service)

 

(801) 204-2251
(Telephone number, including area code, for agent for service)

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act:

 

 

 

 

 

 

 

 

Large accelerated filer

 

☒

  

Accelerated filer

 

☐

 

 

 

 

Non-accelerated filer

 

☐ (Do not check if a smaller reporting company)

  

Smaller reporting company

 

☐

 

 

 

 

 

 

 

  

Emerging growth company

 

☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

Explanatory Note

 

Rio Tinto plc and Rio Tinto Limited (collectively, the “Registrants”) have previously filed the following Registration Statements of Form S-8 (collectively, the “Registration Statements”) with the Securities and Exchange Commission (the “SEC”):

 

 

•

Registration Statement on Form S-8 (File No. 333-147914) filed with the SEC by the Registrants on December 7, 2007, registering 936,000 ordinary shares of 10 p each of Rio Tinto plc to be issued under the Rio Tinto plc Performance Share Plan 2004 (formerly known as Rio Tinto plc Mining Companies Comparative Plan 2004) (the “RTP PSP 2004”), 145,000 shares of Rio Tinto Limited to be issued under the Rio Tinto Limited Performance Share Plan 2004 (formerly known as Rio Tinto Limited Mining Companies Comparative Plan 2004) (the “RTL PSP 2004”) and 144,000 shares of Rio Tinto Limited to be issued under the Rio Tinto Limited Share Option Plan 2004 (the “RTL SOP 2004”);

 

 

•

Registration Statement on Form S-8 (File No. 333-156093) filed by the Registrants on December 12, 2008 registering 136,000 ordinary shares of 10 p each of Rio Tinto plc to be issued under the RTP PSP 2004 and 6,500 shares of Rio Tinto Limited to be issued under the RTL PSP 2004; and

 

 

•

Registration Statement on Form S-8 (File No. 333-202546) filed by the Registrants on March 6, 2015 registering 80,000 ordinary shares of 10 p each of Rio Tinto plc to be issued under the RTP PSP 2004 and 50,000 shares of Rio Tinto Limited to be issued under the RTL SOP 2004.

 

 

The Registrants have terminated the offering of its securities pursuant to the Registration Statements. In accordance with undertakings made by the Registrants in the Registration Statements to remove from registration, by means of a post-effective amendment, any securities that had been registered for issuance but remain unsold at the termination of the offering, the Registrants hereby remove from registration any and all securities registered but unsold under the Registration Statements as of the date hereof.


SIGNATURE

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements of filing this Post-Effective Amendment No. 1 to Registration Statements on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned, thereunto duly authorized in the city of London, United Kingdom, on May 14, 2018.

 

Rio Tinto plc

 

Rio Tinto Limited

(Registrant)

 

(Registrant)

 

 

 

By /s/ Steve Allen

 

By /s/ Steve Allen

Steve Allen

 

Steve Allen

Company Secretary

 

Joint Company Secretary

(Signature and Title)

 

(Signature and Title)