-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JhSc4WSVABf9s/7yqT04DviVUGLhGbuw3DeGo6x7ZnP/XC9k1I1KvaPuPf9Legig 95wXq3Z5vG/IWSb+IXF47g== 0000950147-01-500279.txt : 20010223 0000950147-01-500279.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950147-01-500279 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: CHRISTI M. WORSLEY GROUP MEMBERS: WORSLEY FAMILY REVOCABLE TRUST GROUP MEMBERS: WORSLEY ROBERT M SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SKYMALL INC CENTRAL INDEX KEY: 0000862841 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 860651100 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49817 FILM NUMBER: 1540840 BUSINESS ADDRESS: STREET 1: 1520 EAST PIMA ST CITY: PHOENIX STATE: AZ ZIP: 85034 BUSINESS PHONE: 6022549777 MAIL ADDRESS: STREET 1: 1520 EAST PIMA ST CITY: PHOENIX STATE: AZ ZIP: 85034 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WORSLEY ROBERT M CENTRAL INDEX KEY: 0001032734 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SKYMALL INC STREET 2: 1520 EAST PIMA STREET CITY: ALBUQUERQUE STATE: NM ZIP: 87109 BUSINESS PHONE: 3307463311 SC 13G/A 1 e6305.txt AMENDMENT NO. 7 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 7)* SKYMALL,INC. ----------------------------- (Name of Issuer) Common Stock, $.001 par value ------------------------------ (Title of Class of Securities) 830859 10 4 -------------- (CUSIP Number) December 31, 2000 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 2 of 9 Pages - --------------------- ----------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ROBERT M. WORSLEY ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 496 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 4,829,288 Shares EACH ------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 496 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 4,829,288 Shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,829,784 shares ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 30.2% based upon 15,983,111 shares outstanding at 12/31/2000. ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 3 of 9 Pages - --------------------- ----------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CHRISTI M. WORSLEY ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 496 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 4,829,288 Shares EACH ------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 496 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 4,829,288 Shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,829,784 shares ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 30.2% based upon 15,983,111 shares outstanding at 12/31/2000. ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 4 of 9 Pages - --------------------- ----------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS THE ROBERT MERRILL WORSLEY AND CHRISTI MARIE WORSLEY FAMILY REVOCABLE TRUST DATED 7/28/98 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,764,087 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 Shares EACH ------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,764,087 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 Shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,764,087 shares ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.0% based upon 15,983,111 shares outstanding at 12/31/2000. ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO ----------------------------------------------------------------------------- SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 5 of 9 Pages - --------------------- ----------------- ITEM 1(A.) NAME OF ISSUER: SkyMall, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1520 East Pima Street Phoenix, Arizona 85034 ITEM 2(A). NAME OF PERSON FILING: The persons filing this Schedule 13G/A are: * (1) ROBERT M. WORSLEY (2) CHRISTI M. WORSLEY (3) THE ROBERT MERRILL WORSLEY AND CHRISTI MARIE WORSLEY FAMILY REVOCABLE TRUST DTD 7/28/98 (the "Worsley Trust") -------- * Attached to this Schedule 13G/A as Exhibit 1 is a Joint Filing Agreement between the persons specified above that this Schedule 13G/A is being filed on behalf of each of them. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the principal business office of Mr. and Mrs. Worsley and the Worsley Trust is c/o SkyMall,Inc.,1520 East Pima Street, Phoenix, Arizona 85034. ITEM 2(C). CITIZENSHIP: Mr. and Mrs. Worsley are citizens of the United States. The Worsley Trust was formed under the laws of the United States. ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value ITEM 2(E). CUSIP NUMBER: 830859 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 6 of 9 Pages - --------------------- ----------------- (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED: MR. AND MRS. WORSLEY: As of December 31, 2000, Mr. and Mrs. Worsley beneficially owned 4,830,280 shares of Common Stock of the Company consisting of: (i) 3,065,201 outstanding shares of Common Stock jointly owned by Mr. and Mrs. Worsley; (ii) 496 shares of Common Stock owned by Mr. Worsley,individually; (iii) 496 shares of Common Stock owned by Mrs. Worsley, individually; (iv) 1,692,658 shares of Common Stock held by the Worsley Trust; and (v) 71,429 shares of Common Stock which are issuable to the Worsley Trust upon exercise of a Warrant acquired in the Company's November 1999 private placement. If the Warrant is exercised in full,71,429 shares of Common Stock will be issued to the Worsley Trust. THE WORSLEY TRUST: As of December 31, 2000, the Worsley Trust beneficially owned 1,764,087 shares of Common Stock of the Company consisting of: (i) 50,000 shares of Common Stock transferred to the Worsley Trust by Mr. and Mrs. Worsley on August 18, 1999; (ii) 6,828 shares of Common Stock purchased in open market transactions on August 18, 1999; (iii) 943,223 shares of Common Stock transferred to the Worsley Trust by Mr. and Mrs. Worsley as of August 23, 1999; SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 7 of 9 Pages - --------------------- ----------------- (iv) 518,000 shares of Common Stock transferred to the Worsley Trust by Mr. and Mrs. Worsley as of September 7, 1999; and (v) 142,857 shares of Common Stock and 71,429 Warrants to purchase shares of Common Stock were acquired from the Company in the Company's November 1999 private placement. (vi) 31,750 shares of Common Stock were acquired from the Company in the Company's June 2000 private placement. (B) PERCENT OF CLASS: As of December 31, 2000, Mr. and Mrs. Worsley beneficially owned 30.2% of the Company's Common Stock and the Worsley Trust beneficially owned 11.0% of the Company's Common Stock. (C) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: (1) ROBERT M. WORSLEY: (i) Sole power to vote or to direct the vote: 496 shares (ii) Shared power to vote or to direct the vote: 4,829,288 shares (iii) Sole power to dispose or to direct the disposition of: 496 shares (iv) Shared power to dispose or to direct the disposition of: 4,829,288 shares (2) CHRISTI M. WORSLEY: (i) Sole power to vote or to direct the vote: 496 shares (ii) Shared power to vote or to direct the vote: 4,829,288 shares (iii) Sole power to dispose or to direct the disposition of: 496 shares (iv) Shared power to dispose or to direct the disposition of: 4,829,288 shares (3) THE WORSLEY TRUST: (i) Sole power to vote or to direct the vote: 1,764,087 shares (ii) Shared power to vote or to direct the vote: 0 shares (iii) Sole power to dispose or to direct the disposition of: 1,764,087 shares (iv) Shared power to dispose or to direct the disposition of: 0 shares SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 8 of 9 Pages - --------------------- ----------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. SCHEDULE 13G - --------------------- ----------------- CUSIP NO. 830859 10 4 Page 9 of 9 Pages - --------------------- ----------------- SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. DATED: February 14, 2001 /s/ Robert M. Worsley -------------------------------------- ROBERT M. WORSLEY DATED: February 14, 2001 /s/ Christi M. Worsley -------------------------------------- CHRISTI M. WORSLEY THE ROBERT MERRILL WORSLEY AND CHRISTI MARIE WORSLEY FAMILY REVOCABLE TRUST DATED 7/28/98 DATED: February 14, 2001 By: /s/ Robert M. Worsley ---------------------------------- ROBERT M. WORSLEY, TRUSTEE DATED: February 14, 2001 By: /s/ Christi M. Worsley ---------------------------------- CHRISTI M. WORSLEY, TRUSTEE EX-1 2 ex1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT ROBERT M. WORSLEY, CHRISTI M. WORSLEY and THE THE ROBERT MERRILL WORSLEY AND CHRISTI MARIE WORSLEY FAMILY REVOCABLE TRUST DATED 7/28/98 hereby agree and consent to the joint filing on their behalf of the foregoing Schedule 13G/A relating to their beneficial ownership of the Common Stock of SkyMall,Inc. DATED: February 14, 2001 /s/ Robert M. Worsley -------------------------------------- ROBERT M. WORSLEY DATED: February 14, 2001 /s/ Christi M. Worsley -------------------------------------- CHRISTI M. WORSLEY THE ROBERT MERRILL WORSLEY AND CHRISTI MARIE WORSLEY FAMILY REVOCABLE TRUST DATED 7/28/98 DATED: February 14, 2001 By: /s/ Robert M. Worsley ---------------------------------- ROBERT M. WORSLEY, TRUSTEE DATED: February 14, 2001 By: /s/ Christi M. Worsley ---------------------------------- CHRISTI M. WORSLEY, TRUSTEE -----END PRIVACY-ENHANCED MESSAGE-----