0001209191-23-025115.txt : 20230421 0001209191-23-025115.hdr.sgml : 20230421 20230421160514 ACCESSION NUMBER: 0001209191-23-025115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230420 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRMINGHAM MARTIN KEARNEY CENTRAL INDEX KEY: 0001323659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26481 FILM NUMBER: 23836324 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS INC CENTRAL INDEX KEY: 0000862831 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 160816610 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 BUSINESS PHONE: 5857861100 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-20 0 0000862831 FINANCIAL INSTITUTIONS INC FISI 0001323659 BIRMINGHAM MARTIN KEARNEY 220 LIBERTY STREET WARSAW NY 14569 0 1 0 0 President & CEO 0 Common Stock 2023-04-20 2023-04-20 4 M 0 296 A 110882 D Common Stock 2023-04-20 2023-04-20 4 F 0 105 18.15 D 110777 D Common Stock 7500 I Held in IRA Common Stock 11031 I Held in 401K Plan Restricted Stock Unit 2023-04-20 2023-04-20 4 A 0 164 0.00 A 2023-04-20 2023-04-20 Common Stock 164 164 D Restricted Stock Unit 2023-04-20 2023-04-20 4 M 0 164 0.00 D 2023-04-20 2023-04-20 Common Stock 164 0 D Restricted Stock Unit 2023-04-20 2023-04-20 4 M 0 132 0.00 D 2023-04-20 2023-04-20 Common Stock 132 0 D Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Includes 169 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report. Restricted stock units convert into shares of common stock on a one-for-one basis. Sonia M. Dumbleton, by power of attorney 2023-04-21