0001209191-23-014563.txt : 20230302 0001209191-23-014563.hdr.sgml : 20230302 20230302153940 ACCESSION NUMBER: 0001209191-23-014563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230225 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRMINGHAM MARTIN KEARNEY CENTRAL INDEX KEY: 0001323659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26481 FILM NUMBER: 23698589 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS INC CENTRAL INDEX KEY: 0000862831 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 160816610 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 BUSINESS PHONE: 5857861100 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-25 0 0000862831 FINANCIAL INSTITUTIONS INC FISI 0001323659 BIRMINGHAM MARTIN KEARNEY 220 LIBERTY STREET WARSAW NY 14569 0 1 0 0 President & CEO Common Stock 2023-02-25 2023-02-27 4 M 0 13882 A 115682 D Common Stock 2023-02-25 2023-02-27 4 F 0 5096 24.71 D 110586 D Common Stock 10862 I Held in 401K Plan Common Stock 7500 I Held in IRA Restricted Stock Unit 2023-02-25 2023-02-27 4 A 0 7710 0.00 A 2023-02-25 2023-02-25 Common Stock 7710 7710 D Restricted Stock Unit 2023-02-25 2023-02-27 4 M 0 7710 0.00 D 2023-02-25 2023-02-25 Common Stock 7710 0 D Restricted Stock Unit 2023-02-25 2023-02-27 4 M 0 6172 0.00 D 2023-02-25 2023-02-25 Common Stock 7710 0 D Restricted stock units convert into shares of common stock on a one-for-one basis. Includes 126 share acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report. Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Sonia M. Dumbleton, by power of attorney 2023-03-02