0001209191-23-014556.txt : 20230302 0001209191-23-014556.hdr.sgml : 20230302 20230302153538 ACCESSION NUMBER: 0001209191-23-014556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230225 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plants William Jack II CENTRAL INDEX KEY: 0001846495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26481 FILM NUMBER: 23698545 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS INC CENTRAL INDEX KEY: 0000862831 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 160816610 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 BUSINESS PHONE: 5857861100 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-25 0 0000862831 FINANCIAL INSTITUTIONS INC FISI 0001846495 Plants William Jack II 220 LIBERTY STREET WARSAW NY 14569 0 1 0 0 Chief Financial Officer Common Stock 2023-02-25 2023-02-27 4 M 0 985 A 1945 D Common Stock 2023-02-25 2023-02-27 4 F 0 405 24.71 D 1540 D Common Stock 389 I Held in 401K Plan Common Stock 637 I Held in IRA Restricted Stock Unit 2023-02-25 2023-02-27 4 A 0 379 0.00 A 2023-02-25 2023-02-25 Common Stock 379 379 D Restricted Stock Unit 2023-02-25 2023-02-27 4 M 0 379 0.00 D 2023-02-25 2023-02-25 Common Stock 379 0 D Restricted Stock Unit 2023-02-25 2023-02-27 4 M 0 606 0.00 D 2023-02-25 2023-02-25 Common Stock 606 0 D Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Includes 70 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report. Restricted stock units convert into shares of common stock on a one-for-one basis. Sonia M. Dumbleton, by power of attorney 2023-03-02