0001209191-23-014537.txt : 20230302 0001209191-23-014537.hdr.sgml : 20230302 20230302152651 ACCESSION NUMBER: 0001209191-23-014537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230225 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dumbleton Sonia Marie CENTRAL INDEX KEY: 0001576956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26481 FILM NUMBER: 23698458 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS INC CENTRAL INDEX KEY: 0000862831 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 160816610 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 BUSINESS PHONE: 5857861100 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-25 0 0000862831 FINANCIAL INSTITUTIONS INC FISI 0001576956 Dumbleton Sonia Marie 220 LIBERTY STREET WARSAW NY 14569 0 1 0 0 Senior Vice President Common Stock 2023-02-25 2023-02-27 4 M 0 947 A 7789 D Common Stock 2023-02-25 2023-02-27 4 F 0 391 24.71 D 7398 D Restricted Stock Unit 2023-02-25 2023-02-27 4 A 0 363 0.00 A 2023-02-25 2023-02-25 Common Stock 363 363 D Restricted Stock Unit 2023-02-25 2023-02-27 4 M 0 363 0.00 D 2023-02-25 2023-02-25 Common Stock 363 0 D Restricted Stock Unit 2023-02-25 2023-02-27 4 M 0 584 0.00 D 2023-02-25 2023-02-25 Common Stock 584 0 D Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Restricted stock units convert into shares of common stock on a one-for-one basis. Sonia M. Dumbleton 2023-03-02