0001209191-21-035964.txt : 20210526 0001209191-21-035964.hdr.sgml : 20210526 20210526170040 ACCESSION NUMBER: 0001209191-21-035964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTNOY DAVID CENTRAL INDEX KEY: 0001315416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 21967187 MAIL ADDRESS: STREET 1: C/O FOCUS FINANCIAL GROUP STREET 2: 61 HARBOUR WAY CITY: BAL HARBOUR STATE: FL ZIP: 33154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-24 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001315416 PORTNOY DAVID 700 BROOKER CREEK BLVD SUITE 1800 OLDSMAR FL 34677 1 1 0 0 Chairman, Co-CEO Common Stock 102586 I By Spouse Common Stock 97216 I By 401K Common Stock 2021-05-24 4 M 0 200000 1.72 A 715972 D Common Stock 2021-05-24 4 M 0 32184 2.90 A 748156 D Common Stock 152724 I By Corporation Common Stock 15611 I as Custodian for Daughter Common Stock 9974 I As Custodian for Son Common Stock 59027 I By LLC Common Stock 199080 I By IRA Common Stock 55219 I By Corporation Common Stock 11252 I As Custodian for Son Common Stock 11242 I As Custodian for Son Common Stock 10783 I As Custodian for Son Common Stock 9122 I As Custodian for Daughter Stock Option 1.72 2021-05-24 4 M 0 200000 1.72 D 2011-12-01 2021-12-01 Common Stock 200000 0 D Stock Option 2.90 2021-05-24 4 M 0 32184 2.90 D 2011-08-31 2021-08-31 Common Stock 32184 67816 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 70270 70270 D Stock Option 7.92 2018-03-08 2028-03-08 Common Stock 23636 23636 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 26243 26243 D Stock Option 7.28 2019-12-20 2029-12-20 Common Stock 23636 23636 D Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership. Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary. Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021. /s/ David Portnoy 2021-05-26