0001181431-14-039217.txt : 20141218 0001181431-14-039217.hdr.sgml : 20141218 20141218165800 ACCESSION NUMBER: 0001181431-14-039217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141218 DATE AS OF CHANGE: 20141218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaines George CENTRAL INDEX KEY: 0001529399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 141296697 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 rrd420613.xml X0306 4 2014-12-15 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529399 Gaines George 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 1 0 0 0 Common Stock 2014-12-15 4 P 0 2225 2.80 A 1044835 I By IRA Common Stock 2014-12-16 4 P 0 165 2.80 A 1045000 I By IRA Common Stock 2014-12-17 4 P 0 1495 2.70 A 1046495 I By IRA Common Stock 2014-12-18 4 P 0 3476 2.70 A 1049971 I By IRA Common Stock 2014-12-18 4 P 0 29 2.99 A 1050000 I By IRA Stock Options 2.80 2011-08-30 2021-08-30 Common Stock 20000 20000. D Stock Options 2.04 2012-07-10 2022-07-10 Common Stock 7500. 7500 D Stock Options 1.95 2013-07-19 2023-07-19 Common Stock 7500 7500 D Stock options vest at a rate of 1/3 per year commencing on August 30, 2011. Stock options vest at a rate of 1/12 per month commencing on July 10, 2012. Stock options vest at a rate of 1/3 per month commencing on July 19, 2013. George Gaines 2014-12-18