0000899243-20-019195.txt : 20200715 0000899243-20-019195.hdr.sgml : 20200715 20200715173406 ACCESSION NUMBER: 0000899243-20-019195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200713 FILED AS OF DATE: 20200715 DATE AS OF CHANGE: 20200715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 201030247 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-13 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD. ST. 1800 OLDSMAR FL 34677 1 1 0 0 Co-Chief Executive Officer Common stock 2020-07-13 4 P 0 200 7.51 A 36.385 D Common stock 71529 I by partnership Common stock 482514 D Stock Option 1.72 2011-12-01 2011-12-01 Common stock 200000 200000 D Stock Option 2.90 2011-08-31 2011-08-31 Common stock 100000 100000 D Stock Option 3.14 2016-04-15 2016-04-15 Common stock 59459 59459 D Stock Option 7.92 2013-03-08 2013-03-08 Common stock 20000 20000 D Stock Option 7.53 2019-08-30 2019-08-30 Common stock 22222 22222 D Stock Option 7.28 2019-12-20 2019-12-20 Common stock 20000 20000 D Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017. Stock options will vest 1/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019. Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020. Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2020 and 1/3 on November 30, 2021. /s/ Mark Portnoy 2020-07-15