0000899243-20-019190.txt : 20200716 0000899243-20-019190.hdr.sgml : 20200716 20200715172905 ACCESSION NUMBER: 0000899243-20-019190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200713 FILED AS OF DATE: 20200715 DATE AS OF CHANGE: 20200715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berger Harold D. CENTRAL INDEX KEY: 0001529398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 201030234 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-13 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529398 Berger Harold D. 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 1 0 0 0 Common Stock 2020-07-13 4 P 0 971 7.63 A 27101 D Common stock 2020-07-14 4 P 0 700 7.65 A 27801 D Stock Options 2.04 2012-07-10 2022-07-10 Common Stock 7500 7500 D Stock Options 1.95 2013-07-19 2023-07-19 Common Stock 7500 7500 D Stock Options 2.40 2014-07-22 2024-07-22 Common Stock 7500 7500 D Stock Options 3.08 2015-07-09 2025-07-09 Common Stock 7500 7500 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 7500 7500 D Stock Option 7.74 2019-11-25 4 A 0 5300 7.74 A 2019-11-25 2026-11-25 Common Stock 5300 5300 D Stock options vest at a rate of 1/12 per month commencing on July 10, 2012. Stock options vest at a rate of 1/12 per month commencing on July 19, 2013. Stock options vest at a rate of 1/12 per month commencing on July 22, 2014. Stock options vest at a rate of 1/12 per month commencing on July 9, 2015. Stock options vest at a rate of 1/12 per month commencing on August 30, 2019. Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. /s/ Harold Berger 2020-07-15