0000899243-20-016675.txt : 20200616
0000899243-20-016675.hdr.sgml : 20200616
20200616172452
ACCESSION NUMBER: 0000899243-20-016675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200612
FILED AS OF DATE: 20200616
DATE AS OF CHANGE: 20200616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PORTNOY DAVID
CENTRAL INDEX KEY: 0001315416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23386
FILM NUMBER: 20967372
MAIL ADDRESS:
STREET 1: C/O FOCUS FINANCIAL GROUP
STREET 2: 61 HARBOUR WAY
CITY: BAL HARBOUR
STATE: FL
ZIP: 33154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000862692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 223023093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
BUSINESS PHONE: 813-749-2104
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-12
0
0000862692
CRYO CELL INTERNATIONAL INC
CCEL
0001315416
PORTNOY DAVID
700 BROOKER CREEK BLVD., SUITE 1800
OLDSMAR
FL
34677
1
1
0
0
Co-Chief Executive Officer
Common Stock
151224
I
By Corporation
Common Stock
2020-06-15
4
P
0
4000
8.22
A
62011
I
By 401K
Common stock
2020-06-15
4
P
0
5415
8.25
A
67426
I
By 401K
Common stock
2020-06-15
4
P
0
1300
8.24
A
68726
I
By 401K
Common Stock
9122
I
as Cust for Daughter
Common Stock
9974
I
as Cust for Son
Common Stock
2020-06-15
4
P
0
3000
8.25
A
81864
I
By Spouse
Common Stock
59027
I
By LLC
Common Stock
199080
I
By IRA
Common Stock
55219
I
By Corporation 2
Common Stock
2020-06-12
4
P
0
1500
7.99
A
416609
D
Common stock
2020-06-12
4
P
0
1064
7.30
A
417673
D
Common stock
2020-06-12
4
P
0
2536
7.50
A
420209
D
Common stock
2020-06-12
4
P
0
1000
7.40
A
421209
D
Common stock
2020-06-12
4
P
0
999
7.31
A
422208
D
Common stock
2020-06-12
4
P
0
652
7.00
A
422860
D
Common stock
2020-06-12
4
P
0
1731
6.78
A
424591
D
Common stock
2020-06-15
4
P
0
6445
8.13
A
431036
D
Common stock
2020-06-15
4
P
0
55
8.10
A
431094
D
Common stock
2020-06-15
4
P
0
600
8.05
A
431691
D
Common Stock
2388
I
As custodian for daughter
Common Stock
2388
I
As custodian for son
Common Stock
2388
I
As custodian for son
Common Stock
2388
I
As custodian for son
Stock Option
1.72
2011-12-01
2021-12-01
Common Stock
200000
200000
D
Stock Option
2.90
2011-08-31
2021-08-31
Common Stock
100000
100000
D
Stock Option
3.14
2016-04-15
2026-04-15
Common Stock
70270
70270
D
Stock Option
7.92
2013-03-08
2023-03-08
Common Stock
23636
23636
D
Stock Option
7.53
2019-08-30
2029-08-30
Common Stock
26243
26243
D
Stock Option
7.28
2019-12-20
2029-12-20
Common Stock
23636
23636
D
Share of Common Stock held by Partner Community, as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary and as the managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
Share of Common Stock held by Mayim Investment Limited Partnership, as to David I. Portnoy may be deemed the beneficial owner as the managing member and owner Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
Share of Common Stock held by uTIPu, Inc, as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
Stock options vest 1/3 on date of grant, 1/3 December 1, 2016 and 1/3 December 1, 2017.
Stock options will vest 1/3 on date of grant, 1/3 December 1, 2018 and 1/3 on December 1, 2019.
Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.
Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2020 and 1/3 on November 30, 2021.
/s/ David Portnoy
2020-06-16