0000899243-20-016673.txt : 20200616 0000899243-20-016673.hdr.sgml : 20200616 20200616172346 ACCESSION NUMBER: 0000899243-20-016673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 20967361 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-12 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD. ST. 1800 OLDSMAR FL 34677 1 1 0 0 Co-Chief Executive Officer Common stock 2020-06-12 4 P 0 500 6.98 A 18555 I By 401K Common stock 2020-06-12 4 P 0 1700 7.00 A 20255 I By 401K Common stock 2020-06-12 4 P 0 1237 7.40 A 21492 I By 401K Common stock 2020-06-12 4 P 0 763 7.50 A 22255 I By 401K Common stock 2020-06-12 4 P 0 100 7.10 A 22355 I By 401K Common stock 2020-06-12 4 P 0 100 6.31 A 22455 I By 401K Common stock 2020-06-12 4 P 0 100 6.50 A 22555 I By 401K Common stock 2020-06-12 4 P 0 1400 7.30 A 23955 I By 401K Common stock 2020-06-12 4 P 0 1500 7.99 A 25455 I By 401K Common stock 2020-06-12 4 P 0 268 6.98 A 25723 I By 401K Common stock 2020-06-12 4 P 0 732 6.99 A 26455 I By 401K Common stock 2020-06-15 4 P 0 3330 8.25 A 29785 I By 401K Common stock 2020-06-15 4 P 0 1400 7.50 A 31185 I By 401K Common stock 2020-06-15 4 P 0 5000 8.30 A 36185 I By 401K Common Stock 71529 I by partnership Common Stock 482514 D Stock Option 1.72 2011-12-01 2021-12-01 Common Stock 200000 200000 D Stock Option 2.90 2011-08-31 2021-08-31 Common Stock 100000 100000 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 59459 59459 D Stock Option 7.92 2013-03-08 2023-03-08 Common Stock 20000 20000 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 22222 22222 D Stock Option 7.28 2019-12-20 2029-12-20 Common Stock 20000 20000 D Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017. Stock options will vest 1/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019. Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020. Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2020 and 1/3 on November 30, 2021. /s/ Mark Portnoy 2020-06-16