0000899243-19-030056.txt : 20191226 0000899243-19-030056.hdr.sgml : 20191226 20191226161910 ACCESSION NUMBER: 0000899243-19-030056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191220 FILED AS OF DATE: 20191226 DATE AS OF CHANGE: 20191226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 191310752 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-20 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD. ST. 1800 OLDSMAR FL 34677 1 1 0 0 Co-Chief Executive Officer Common Stock 18055 I by 401K Common Stock 71529 I by partnership Common Stock 482514 D Stock Option 1.72 2011-12-01 2021-12-01 Common Stock 200000 200000 D Stock Option 2.90 2011-08-31 2021-08-31 Common Stock 100000 100000 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 59459 59459 D Stock Option 7.92 2013-03-08 2023-03-08 Common Stock 20000 20000 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 22222 22222 D Stock Option 7.28 2019-12-20 4 A 0 20000 7.28 A 2019-12-20 2029-12-20 Common Stock 20000 20000 D Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017. Stock options will vest 1/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019. Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020. Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2020 and 1/3 on November 30, 2021. /s/ Mark Portnoy 2019-12-26