0000899243-19-002469.txt : 20190204 0000899243-19-002469.hdr.sgml : 20190204 20190204170019 ACCESSION NUMBER: 0000899243-19-002469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190131 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTNOY DAVID CENTRAL INDEX KEY: 0001315416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 19564743 MAIL ADDRESS: STREET 1: C/O FOCUS FINANCIAL GROUP STREET 2: 61 HARBOUR WAY CITY: BAL HARBOUR STATE: FL ZIP: 33154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-31 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001315416 PORTNOY DAVID 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 1 1 0 0 Co-Chief Executive Officer Common Stock 151224 I By Corporation Common Stock 58011 I By 401K Common Stock 9122 I as Cust for Daughter Common Stock 9974 I as Cust for Son Common Stock 2019-01-31 4 P 0 1200 6.75 A 579533 D Common Stock 2019-01-31 4 P 0 1800 6.75 A 581333 D Common Stock 2019-01-31 4 P 0 800 6.74 A 582133 D Common Stock 578333 D Common Stock 78864 I By Spouse Common Stock 59027 I By LLC Common Stock 199080 I By IRA Common Stock 55219 I By Corporation 2 Stock Option 1.72 2011-12-01 2021-12-01 Common Stock 200000 200000 D Stock Option 2.90 2011-08-31 2021-08-31 Common Stock 100000 100000 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 70270 70270 D Stock Option 7.92 2023-03-08 Common Stock 23636 23636 D Share of Common Stock held by Partner Community, as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary and as the managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement. Share of Common Stock held by Mayim Investment Limited Partnership, as to David I. Portnoy may be deemed the beneficial owner as the managing member and owner Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership. Share of Common Stock held by uTIPu, Inc, as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary. Stock options vest 1/3 on date of grant, 1/3 December 1, 2016 and 1/3 December 1, 2017. Stock options will vest 1/3 on date of grant, 1/3 December 1, 2018 and 1/3 on December 1, 2019. /s/ David, Portnoy 2019-02-04