0000899243-18-023026.txt : 20180822 0000899243-18-023026.hdr.sgml : 20180822 20180822163050 ACCESSION NUMBER: 0000899243-18-023026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180820 FILED AS OF DATE: 20180822 DATE AS OF CHANGE: 20180822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaines George CENTRAL INDEX KEY: 0001529399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 181032799 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-20 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529399 Gaines George 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 1 0 0 0 Common Stock 2018-08-20 4 P 0 400 8.00 A 1050400 I By IRA Stock Options 2.80 2011-08-30 2021-08-30 Common Stock 20000 20000 D Stock Options 2.04 2012-07-10 2022-07-10 Common Stock 7500 7500 D Stock Options 1.95 2013-07-19 2023-07-19 Common Stock 7500 7500 D Stock Options 2.40 2014-07-22 2024-07-22 Common Stock 7500 7500 D Stock Options 3.08 2015-07-09 2025-07-09 Common Stock 7500 7500 D Stock Options 3.50 2016-07-06 2026-07-06 Common Stock 7500 7500 D Stock Options 7.00 2017-07-18 4 A 0 7500 7.00 A 2017-07-18 2027-07-18 Common Stock 7500 7500 D Stock options vest at a rate of 1/3 per year commencing on August 30, 2011. Stock options vest at a rate of 1/12 per month commencing on July 10, 2012. Stock options vest at a rate of 1/3 per month commencing on July 19, 2013. Stock options vest at a rate of 1/12 per month commencing on July 22, 2014. Stock options vest at a rate of 1/12 per month commencing on July 9, 2015. Stock options vest at a rate of 1/12 per month commencing on July 6, 2016. Stock options vest at a rate of 1/12 per month commencing on July 18, 2017. /s/ George Gaines 2018-08-22