0000862668-18-000005.txt : 20180216
0000862668-18-000005.hdr.sgml : 20180216
20180216155926
ACCESSION NUMBER: 0000862668-18-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180214
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEPIANO RICHARD J
CENTRAL INDEX KEY: 0001260475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20127
FILM NUMBER: 18621145
MAIL ADDRESS:
STREET 1: 435 DEVON PARK DRIVE
STREET 2: SUITE 100
CITY: WAYNE
STATE: PA
ZIP: 19087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESCALON MEDICAL CORP
CENTRAL INDEX KEY: 0000862668
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 330272839
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 435 DEVON PARK ROAD
STREET 2: BUILDING 100
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 6106886830
MAIL ADDRESS:
STREET 1: 435 DEVON PARK ROAD
STREET 2: BUILDING 100
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: INTELLIGENT SURGICAL LASERS INC
DATE OF NAME CHANGE: 19930328
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-14
0
0000862668
ESCALON MEDICAL CORP
esmc
0001260475
DEPIANO RICHARD J
435 DEVON PARK DRIVE
SUITE 100
WAYNE
PA
19087
1
0
1
0
Series A Convertable Preferred stock
2018-02-14
4
J
0
465116.279
0.3225
A
Common Stock
1000000
465116.279
D
Series A convertible preferred stock
2018-02-14
4
J
0
1534883.721
0.3225
A
Common Stock
3300000
1534883.721
I
By profit sharing plan
Each share of Series A convertible preferred stock is convertible into 2.15 shares of Escalon common stock and has no expiration date.
Reporting person acquired these shares in exchange for the cancellation of a promissory note in the principal amount of $150,000 owed by Escalon to him.
Reporting person acquired these shares indirectly in exchange for the cancellation of a promissory note in the principal amount of $495,000 owed by Escalon to DP Associates Inc Profit Sharing Plan.
These shares are owned by DP Associates Inc Profit Sharing Plan of which the reporting person is the sole owner and sole trustee.
Richard DePiano
2018-02-16