0000862668-18-000005.txt : 20180216 0000862668-18-000005.hdr.sgml : 20180216 20180216155926 ACCESSION NUMBER: 0000862668-18-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180214 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEPIANO RICHARD J CENTRAL INDEX KEY: 0001260475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20127 FILM NUMBER: 18621145 MAIL ADDRESS: STREET 1: 435 DEVON PARK DRIVE STREET 2: SUITE 100 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALON MEDICAL CORP CENTRAL INDEX KEY: 0000862668 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330272839 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 435 DEVON PARK ROAD STREET 2: BUILDING 100 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6106886830 MAIL ADDRESS: STREET 1: 435 DEVON PARK ROAD STREET 2: BUILDING 100 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: INTELLIGENT SURGICAL LASERS INC DATE OF NAME CHANGE: 19930328 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-14 0 0000862668 ESCALON MEDICAL CORP esmc 0001260475 DEPIANO RICHARD J 435 DEVON PARK DRIVE SUITE 100 WAYNE PA 19087 1 0 1 0 Series A Convertable Preferred stock 2018-02-14 4 J 0 465116.279 0.3225 A Common Stock 1000000 465116.279 D Series A convertible preferred stock 2018-02-14 4 J 0 1534883.721 0.3225 A Common Stock 3300000 1534883.721 I By profit sharing plan Each share of Series A convertible preferred stock is convertible into 2.15 shares of Escalon common stock and has no expiration date. Reporting person acquired these shares in exchange for the cancellation of a promissory note in the principal amount of $150,000 owed by Escalon to him. Reporting person acquired these shares indirectly in exchange for the cancellation of a promissory note in the principal amount of $495,000 owed by Escalon to DP Associates Inc Profit Sharing Plan. These shares are owned by DP Associates Inc Profit Sharing Plan of which the reporting person is the sole owner and sole trustee. Richard DePiano 2018-02-16