EX-99.H.6 10 dex99h6.txt AGENCY AGREEMENT Exhibit 99.h(6) AGENCY AGREEMENT THIS AGREEMENT made as of the close of business on the 15th day of January, 2003, by and between SCUDDER INVESTMENTS SERVICE COMPANY, a corporation existing under the laws of the State of Delaware, having a place of business at 222 South Riverside Plaza, Chicago, Illinois 60606-5808 (the "Fund Transfer Agent "), and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 ("DST"): WITNESSETH: WHEREAS, the Fund Transfer Agent serves as a transfer agent or a sub-transfer agent, sub-dividend disbursing agent and sub-shareholder servicing agent to and on behalf of the investment companies, funds or trusts advised or sponsored by the Fund Transfer Agent's Affiliate or Affiliates (as such term is defined in the Mutual Fund Remote Service Agreement, made as of December 18, 2002, by and between Deutsche Investment Management Americas Inc. and DST (the "Remote Service Agreement")) and, in some instances, as a recordkeeper for omnibus accounts which contain the securityholder detail with respect to the ownership by retirement plans of shares of unaffiliated investment companies, all of which entities' securityholder records are maintained, and which entities' transactions are effectuated and accounted for, on DST's TA2000 or TRAC Systems (individually, the "Fund" or collectively, the "Funds"), a current listing of which Funds is set forth on Appendix I to this Agreement, as amended from time to time by mutual agreement; WHEREAS, on the terms and conditions set forth in this Agreement, (i) the Fund Transfer Agent, with the consent of each Fund, desires to appoint DST as its agent for the limited purposes described herein and to engage DST to provide the services described herein and (ii) DST desires to accept such appointment and such engagement as a "Sub-Transfer Agent" and "Sub-Dividend Disbursing Agent" to the Fund Transfer Agent; WHEREAS, the Fund Transfer Agent and DST are entering into an asset transfer agreement, sublease and certain other related agreements simultaneously with entering into this Agreement; NOW, THEREFORE, in consideration of the mutual covenants herein contained, the parties hereto agree as follows: 1. Scope of Appointment. A. Subject to the terms and conditions set forth in this Agreement, the Fund Transfer Agent hereby engages and appoints DST as its Sub-Transfer Agent and Sub-Dividend Disbursing Agent to provide the services described in this Agreement. B. DST hereby accepts such appointment and agrees that it will act as Sub-Transfer Agent and Sub-Dividend Disbursing Agent on behalf of the Fund Transfer Agent. DST agrees that it will also act as agent on behalf of the Fund Transfer Agent in connection with the Fund's periodic withdrawal payment accounts and other open accounts or similar plans for securityholders, if any, and any other services to which the parties mutually agree in a writing signed by a Vice President or more senior officer of the parties. C. The Fund Transfer Agent agrees to deliver all of its securityholder account records to DST in Kansas City, Missouri contemporaneously with the execution hereof, or, with respect to records not usually needed in the normal course of business but for which DST 2 reasonably deems necessary to perform its services under this Agreement, to arrange for reasonable access to such records by DST. D. DST, utilizing TA2000(TM) and the STS System, DST's computerized data processing systems for securityholder accounting (together, the "TA2000" or "the TA2000 System"), will, as Sub-Transfer Agent and Sub-Dividend Disbursing Agent for the Fund Transfer Agent, and as agent of the Fund Transfer Agent for securityholder accounts of each Fund, perform in an accurate and timely manner those services set forth in Exhibit A, as amended from time to time as mutually agreed to by the parties, which is attached hereto and hereby incorporated in this Agreement as if fully set forth. Exhibit A reflects the services currently provided by Fund Transfer Agent. DST agrees to provide these same services in the future; however, the manner in which these services are delivered, and the systems utilized to provide these services, shall be at DST's sole discretion. It is acknowledged by Fund Transfer Agent that, in order to perform all of the services set forth in Exhibit A, DST shall require access to and the ability to use certain software applications previously utilized by Fund Transfer Agent to provide the services set forth on Exhibit A and that Fund Transfer Agent was unable to transfer such software applications to DST under the Asset Purchase Agreement dated as of January 15, 2003 between Fund Transfer Agent and DST (the "Asset Purchase Agreement"). Accordingly, Fund Transfer Agent shall provide, for so long as this Agreement is in effect, and DST requires access to such software applications to provide the services set forth in Exhibit A, all necessary access to the software applications (and the data contained therein), and to any network which must be accessed to utilize such software applications, as are enumerated in Exhibit G (the "FTA Software Applications"). In addition, for so long as this Agreement is in effect and DST requires access to the Fund Transfer Agent's intranet network to provide services 3 under this Agreement, the Fund Transfer Agent agrees to provide access to such intranet network on the terms and conditions described in Exhibit G, but only until such time as the parties find a mutually agreeable alternative to such access. E. At the request of the an Authorized Person, DST shall use reasonable efforts to provide the services set forth in Exhibit A in connection with transactions (i) on behalf of retirement plans and participants in retirement plans and transactions ordered by brokers as part of a "no transaction fee" program ("NTF"), the processing of which transactions require DST to use methods and procedures other than those usually employed by DST to perform securityholder servicing agent services; (ii) involving the provision of information to DST after the commencement of the nightly processing cycle of the TA2000 System; or (iii) which require more manual intervention by DST, either in the entry of data or in the modification or amendment of reports generated by the TA2000 System than is usually required by non-retirement plan, non-NTF and pre-nightly transactions (collectively, the "Exception Services"). F. DST shall use reasonable efforts to provide, reasonably promptly under the circumstances, the same services described in this Agreement to the Fund Transfer Agent with respect to any new, additional functions or features or any changes or improvements to existing functions or features as provided for in a Fund's instructions, prospectus or application as amended from time to time, provided that (i) DST is advised in advance by the Fund Transfer Agent of any changes therein and (ii) the TA2000 System and the mode of operations utilized by DST as then constituted supports such additional functions and features. If any addition to, improvement of or change in the features and functions currently provided by the TA2000 System or the operations as requested by the Fund Transfer Agent requires an enhancement or modification to the TA2000 System or to DST's operations as presently conducted, DST shall 4 not be liable therefor until such modification or enhancement is installed on the TA2000 System or new mode of operation is instituted. If any new, additional function or feature or change or improvement to existing functions or features or new service or mode of operation measurably increases DST's cost of performing the services required hereunder at the current level of service, DST shall advise the Fund Transfer Agent of the amount of such increase and if the Fund Transfer Agent elects to utilize such function, feature or service, DST shall be entitled to increase its fees by the amount of the increase in costs. In no event shall DST be responsible for or liable to provide any additional function, feature, improvement or change in method of operation until it has consented thereto in writing. G. The Fund Transfer Agent shall add new series of the Funds or new investment companies, funds or trusts to the TA2000 System in accordance with Section 3.05 of the Remote Service Agreement. Rates or charges for additional series or Funds shall be as set forth in Exhibit B for the remainder of the contract term except as such series use functions, features or characteristics for which DST has imposed an additional charge as part of its standard pricing schedule. In the latter event, rates and charges shall be in accordance with DST's then-standard pricing schedule. 2. Documents to be Filed with Appointment. In connection with the appointment of DST as the Sub-Transfer Agent and Sub-Dividend Disbursing Agent for the Fund Transfer Agent, the Fund Transfer Agent either will provide the documents below to DST at or prior to the execution of this Agreement or will make such documents available to DST promptly after DST's reasonable request therefor (as indicated): A. A certified copy of the resolutions of the Board of Directors or Trustees, as appropriate, of each Fund and the Fund Transfer Agent (i) approving the appointment of or appointing, as appropriate, DST as Sub-Transfer Agent and Sub-Dividend Disbursing Agent, and 5 (ii) designating certain persons to sign stock certificates, if any, and to give written instructions and requests on behalf of each Fund (to be provided to DST when this Agreement is executed); B. A certified copy of the Articles of Incorporation or Declaration of Trust, as appropriate, of each Fund and all amendments thereto (one typical copy of a Fund's Articles of Incorporation to be provided to DST when this Agreement is executed); C. A certified copy of the Bylaws of each Fund (one typical copy of a Fund's Bylaws to be provided to DST when this Agreement is executed); D. Copies of Registration Statements and amendments thereto of each Fund, filed with the Securities and Exchange Commission (to be provided to DST promptly after reasonable request); E. Specimens of all forms of outstanding stock certificates, in the forms approved by the Board of Directors/Trustees of each Fund, with a certificate of the Secretary of each Fund, as to such approval (to be provided to DST when this Agreement is executed); F. Specimens of the signatures of the officers of each Fund or the Fund Transfer Agent, as appropriate, authorized to sign stock certificates and of those individuals authorized to sign written instructions and requests (to be provided to DST when this Agreement is executed); G. On or before the twentieth (20th) day of January, 2003, a copy of (1) the Control Book for each Fund setting forth, as of the date of execution of this Agreement, the number of shares of each Fund currently authorized to be issued and the number of shares actually issued, (2) all reports setting forth, as of the close of business on the fifteenth of January, 2003, any out of balance condition(s) or record difference(s) existing in each Fund or in or among any Funds various elements of the master securityholder files, and (3) all stops existing in each Fund as of 6 the date of execution of this Agreement, the reason therefore and any back up supporting such stops. H. With respect to the omnibus accounts referenced in the first WHEREAS clause of this Agreement, which accounts are invested in unaffiliated investment companies listed in Appendix I, DST acknowledges that Fund Transfer Agent shall not be obligated hereunder to maintain and produce records relating to such unaffiliated investment companies, but merely the equivalent records with respect to such omnibus accounts, 3. Certain Representations, Warranties and Covenants of DST. DST represents, warrants and covenants to the Fund Transfer Agent that: A. It is a corporation duly organized and existing and in good standing under the laws of the State of Delaware. B. It is duly qualified to carry on its business in the State of Missouri and each other jurisdiction where it carries on its business. C. It is empowered under applicable laws and by its Articles of Incorporation and Bylaws to enter into and perform the services contemplated in this Agreement. D. It is and will continue to be registered as a transfer agent to the extent required under the 1934 Act. E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement. F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement; it carries and will continue to carry general liability, errors and omissions, fidelity bond and other policies of insurance that are reasonable and customary for a transfer and dividend disbursing agent in the light of its duties hereunder. 7 4. Certain Representations, Warranties and Covenants of the Fund Transfer Agent. The Fund Transfer Agent represents, warrants and covenants to DST that: A. It is a corporation duly organized and existing and in good standing under the laws of the State of Delaware. B. Each Fund is an investment company registered under the 1940 Act or is exempt from registration under 1940 Act. C. A registration statement under the Securities Act of 1933, as amended (the "1933 Act") has been filed and will be effective with respect to all shares of each Fund being offered for sale. D. All requisite steps have been and will continue to be taken by each Fund from time to time when and as necessary to register such Fund's shares for sale in all states in which such Fund's shares shall at such time be offered for sale and require registration. E. It is and will continue to be registered as a transfer agent to the extent required under the 1934 Act. F. It is empowered under applicable laws and by its charter and Bylaws to enter into and perform this Agreement. G. It has in its possession all records referenced in Section 2 of this Agreement which are not provided to DST upon execution of this Agreement. H. Each Fund is a business trust or corporation duly organized and existing and in good standing under the laws of its state of organization/formation, that all outstanding shares of stock of each Fund covered by this appointment are, and all unissued shares will be, when issued, validly issued, fully paid and non-assessable, under the 1933 Act, and any other applicable federal or state statute. 5. Limit of Authority. 8 Unless otherwise expressly limited by the resolution of appointment or by subsequent action by a Fund, the appointment of DST as Sub-Transfer Agent and Sub-Dividend Disbursing Agent will be construed to cover the full amount of authorized stock of the class or classes for each Fund for which the Fund Transfer Agent is appointed as such stock will, from time to time, be constituted, and any subsequent increases in such authorized amount. In case of such increase the Fund Transfer Agent will file with DST: A. If the appointment of DST was theretofore expressly limited, a certified copy of a resolution of the Board of Directors of the Fund Transfer Agent increasing the authority of DST; B. A certified copy of the amendment to the Articles of Incorporation or Declaration of Trust, as appropriate, of the Fund authorizing the increase of stock; C. A certified copy of the order or consent of each governmental or regulatory authority required by law to consent to the issuance of the increased stock, and an opinion of counsel that the order or consent of no other governmental or regulatory authority is required; and D. Opinion of counsel for the Fund or the Fund Transfer Agent stating: (1) The status of the additional shares of stock of the Fund under the 1993 Act and any other applicable federal or state statute; and (2) That the additional shares are, or when issued will be, validly issued, fully paid and non-assessable. 9 6. Compensation and Expenses. A. In consideration for its services pursuant to this Agreement, the Fund Transfer Agent will pay to DST monthly a reasonable compensation for all services rendered as an agent (the "Compensation"); provided, however, that during years 2 through 5 of this Agreement DST will provide to the Fund Transfer Agent a monthly credit against the Invoice, as hereinafter defined, for the previous month (the "DST Payment Amount"). The Compensation and the DST Payment Amount are set forth in Exhibit B. B. The Fund Transfer Agent also agrees promptly to reimburse DST for all reasonable out-of-pocket expenses described on Exhibit C hereto that are incurred in the provision of services pursuant to this Agreement (the "Reimbursable Expenses"). The Fund Transfer Agent agrees to pay postage expenses at least one day in advance if so requested. In addition, any other reasonable out-of-pocket expenses incurred by DST to provide services not contemplated by this Agreement at the written request of the Fund Transfer Agent will be promptly reimbursed by the Fund Transfer Agent. C. The Compensation, Reimbursable Expenses and any other amounts owed to DST under this Agreement shall be paid on or before the thirtieth (30th) day after receipt of a statement therefor (an "Invoice") by the Fund Transfer Agent (the "Due Date"). The Invoice shall (i) identify the amount of all Compensation owed under this Agreement for services provided during the prior month, (ii) identify the amount of any DST Payment owed to the Fund Transfer Agent during the period covered by the Invoice, the basis for calculating such amount, and reflect a credit for such DST Payment, (iii) be itemized for Reimbursable Expenses and (iv) be accompanied by such supporting material as shall be reasonably required for substantiation of the foregoing. The Fund Transfer Agent is aware that its failure to pay all amounts in a timely fashion so that they will be received by DST on or before the Due Date will give rise to costs to 10 DST not contemplated by this Agreement, including but not limited to carrying, processing and accounting charges. Accordingly, subject to Section 6.D. hereof, in the event that any amounts due hereunder are not received by DST by the Due Date, the Fund Transfer Agent shall pay a late charge equal to the lesser of the maximum amount permitted by applicable law or the product of one and one-half percent (1.5%) per month times the amount overdue times the number of months from the Due Date up to and including the day on which payment is received by DST. The parties hereby agree that such late charge represents a fair and reasonable computation of the costs incurred by reason of late payment or payment of amounts not properly due. Acceptance of such late charge shall in no event constitute a waiver of the Fund Transfer Agent's or DST's default or prevent the non-defaulting party from exercising any other rights and remedies available to it. D. In the event that the Fund Transfer Agent disputes any charges reflected in the Invoice, the Fund Transfer Agent shall pay all undisputed amounts or portions thereof and notify DST in writing on or before the Due Date of any amounts, or portions thereof, in the Invoice that the Fund Transfer Agent is disputing in good faith. If the parties thereafter agree on the amount to be paid, the Fund Transfer Agent shall pay such disputed amount within thirty (30) days after the day on which the parties reach an agreement on such amount (a "Revised Due Date"). In the event that the parties fail to agree on any question of prices or fees hereunder, the disputed question shall be resolved by arbitration pursuant to the then current Commercial Rules of the American Arbitration Association. If the arbitrators issue a decision that the Fund Transfer Agent owes any amounts to DST for disputed charges, the Fund Transfer Agent shall pay such disputed charges within thirty (30) days after the arbitrators' decision is given to the parties (a 11 "Revised Due Date"). Late charges shall not begin to accrue as to charges disputed in good faith until the first business day after a Revised Due Date. E. The fees and charges set forth on Exhibit B shall increase or may be increased as follows: (1) On the first day of each new term, in accordance with the "Fee Increases" provision in Exhibit B; (2) DST may increase the fees and charges set forth on Exhibit B upon at least ninety (90) days prior written notice if changes in existing laws, rules or regulations materially increase DST's cost of performance hereunder; (3) DST may charge for additional features of TA2000 used by the Fund Transfer Agent which features are not consistent with the Fund Transfer Agent's current processing requirements; (4) In the event DST, at the Fund Transfer Agent's request or direction, performs Exception Services, which Exception Services are not included among the Services set forth in Exhibit A, DST shall be entitled to increase the fees and charges for such Exception Services from those set forth on Exhibit B to the extent such Exception Services increase DST's cost of performance; and (5) If the number of billable open securityholder accounts in the Funds for which DST is providing services under this Agreement decreases by ten percent (10%) or more from the number of such securityholder accounts DST serviced on the TA2000 System on December 31, 2002, the Fund 12 Transfer Agent, at DST's request, hereby agrees to renegotiate in good faith the fees and charges set forth on Exhibit B. If DST notifies the Fund Transfer Agent of an increase in fees or charges pursuant to subparagraph (2) of this Section 6.E., the parties shall confer, diligently and in good faith and agree upon a new fee to cover the amount necessary, but not more than such amount, to reimburse DST for the Fund Transfer Agent's aliquot portion of the cost of developing the new software to comply with regulatory charges and for the increased cost of operating the enhanced TA2000 system. If DST notifies the Fund Transfer Agent of an increase in fees or charges under subparagraphs (3) or (4) of this Section 6.E., the parties shall confer, diligently and in good faith, and agree upon new or increased fees to cover such new Fund Transfer Agent feature or the performance of Exception Services. 7. Operation of DST System. A. In connection with the performance of its services under this Agreement, DST is responsible for items such as the following: (1) That entries made by DST in the DST's records maintained on behalf of Fund Transfer Agent, and in the Fund Transfer Agent's records on the TA2000 System, accurately reflect the orders, instructions, and other information received by DST from the Fund Transfer Agent, the individuals who make up the relationship management team (which individuals are listed on Exhibit E), persons entering trades and instructions from the Funds at the Fund Transfer Agent's phone centers, persons DST reasonably believes to be authorized to speak for the Fund's Affiliated distributors, principal underwriters, investment advisers, 13 sponsors, administrators, custodians, Affiliates of a Fund (each, an "Authorized Person") and the record owners of securityholder accounts and persons who reasonably appear to be their authorized representatives; (2) That securityholder lists, securityholder account verifications, confirmations and other securityholder account information to be produced from its records or data be available and accurately reflect the data in the Fund Transfer Agent's records on the TA2000 System; (3) Creating, in an accurate and timely manner, computer tapes to enable the Fund's print and mail agents for dividend and distribution checks in accordance with instructions received from the Fund Transfer Agent and the data in the Fund Transfer Agent's records on the TA2000 System; and (4) That redemption transactions and payments be effected timely, under normal circumstances on the day of receipt, and accurately in accordance with (i) redemption instructions received by DST from Authorized Persons, broker-dealers or the record owners of securityholder accounts and their authorized representatives and (ii) the data in the Fund Transfer Agent's records on the TA2000 System. B. DST shall provide the services described in this Agreement (including, but not limited to, requiring proper forms of instructions, signatures and signature guarantees and any necessary documents supporting the opening of securityholder accounts, transfers, redemptions and other securityholder account transactions) in conformance with the Fund Transfer Agent's present policies and procedures which are those set forth in Exhibit D. DST, the Fund Transfer Agent, or the Funds' Boards of Directors may propose changes to such policies and procedures 14 (including the establishment of new policies and procedures) at any time; provided, however, that no such change will become effective without the consent of both DST and the Fund Transfer Agent (which consent shall be memorialized by each party in a writing (including by facsimile or electronic mail)). DST and the Fund Transfer Agent (i) shall cooperate in good faith to change the foregoing policies and procedures as necessary to take advantage of efficiencies and improvements in technology and in accordance with industry practice, (ii) shall otherwise consider in good faith any proposed changes to the policies and procedures, and (iii) shall not unreasonably withhold consent to reasonable changes requested by the other party. When any new statement of policies and procedures has been consented to, it shall be set forth in Exhibit D hereto; and when any modification of any statement of policies and procedures has been consented to, Exhibit D shall be amended accordingly. The policies and procedures set forth in Exhibit D, as amended from time to time in accordance with this Section, shall hereinafter be referred to as the "Procedures." To the extent that proposed new Procedures or modifications thereof materially increase DST's costs hereunder, DST may so notify the Fund Transfer Agent and the fees for the affected services shall be increased by reasonable amounts to be agreed upon by the parties prior to the implementation of such changes. DST shall provide the services hereunder in accordance with the Procedures or with the authorized written instructions of the Fund Transfer Agent. If a transaction or question arises that is not covered by a Procedure or DST is in doubt as to the application of the Procedures to a particular fact pattern or situation, DST may apply to the Fund Transfer Agent for instructions, and if the Fund Transfer Agent does not reply to such application within a reasonable time period, DST may consult with legal counsel it has reasonably selected (at Fund Transfer Agent's own expense), which counsel shall have experience dealing with the matters covered in this Agreement, with respect to such 15 transaction or question. DST may act, or not act, in reliance upon such instruction or upon the opinion of such legal counsel and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such legal counsel. C. DST shall maintain a continuous record and shall provide to the Fund Transfer Agent an accurate monthly report, broken down by Fund, of all "as of" transactions, showing gains and losses for each transaction processed as of a date other than the usual date of receipt. DST shall deliver a copy of such report for each calendar month to the Fund Transfer Agent no later than the 15th day of the following calendar month. Each such monthly report shall show for each "as of" transaction whether the necessity for handling the transaction on an "as of" basis was caused by the actions or inactions of DST or caused by the actions or inactions of the Fund Transfer Agent or due to another specified cause. Gains and losses on all "as of" transactions and on "as of" transactions caused by DST shall be aggregated for each Fund and the result shown. DST shall accept responsibility for losses on "as of" transactions caused by DST to the extent required by applicable law and in accordance with the Fund Transfer Agent's As-of Transactions Correction Policy set forth in Exhibit D hereto, as such may be modified by the Fund Transfer Agent from time to time in accordance with Section 7.B hereof. D. DST shall maintain adequate records relating to the services to be performed hereunder, as required by applicable law (particularly those records required to be maintained pursuant to subparagraph (2)(iv) of paragraph (b) of Rule 31a-1 under the 1940 Act, if any, and pursuant to Rule 17Ad-10(e) under the 1934 Act) and the Procedures, and consistent with good industry practice. Such records shall be preserved and maintained and shall be made available to or surrendered to the Fund Transfer Agent on request and to each Fund in accordance with the provisions of the 1940 Act and in accordance with the requirements of other applicable laws and 16 rules. Costs incurred by DST in making available or surrendering such Records to be reimbursed by the Fund Transfer Agent. Records surrendered hereunder shall be in machine readable form in a format consistent with good industry practice. Specifically, records of all applications and orders shall be maintained through imaging and records of checks shall be maintained through use of a scanning process, although the parties acknowledge that records of checks may be maintained through imaging at a future time. This provision shall survive termination of this Agreement except that any records to be provided by DST to Fund Transfer Agent after termination will be provided at the Fund Transfer Agent's expense. 8. Performance Standards A. Service Measurements; Service Level Requirements. At least three (3) service measurements shall be performed by National Quality Review ("NQR") each month with respect to the: (a) overall error rate ("Overall Quality"), (b) cycle time for financial transactions ("Financial Timeliness"), and (c) cycle time for non-financial transactions ("Non-Financial Timeliness") (all three collectively, the "Service Measurements"). Subsequently, such three (3) service measurements shall be performed each month, whether or not by NQR. DST shall maintain for each Service Measurement the level of service set forth in Exhibit F hereto (each, a "Service Level Requirement"). B. Failure to Meet Service Level Requirements. If DST fails to meet a Service Level Requirement for any Service Measure for two consecutive quarterly periods (the "Consecutive Quarters"), DST must present the Fund Transfer Agent with a written plan addressing such failure (the "Plan") during the quarter immediately following the Consecutive Quarters (the "3rd Quarter"). Thereafter, the either scenario (1) or (2) will occur: 17 (1) If DST presents the Fund Transfer Agent with a Plan in the 3rd Quarter which the Fund Transfer Agent accepts, DST shall implement the Plan. Thereafter, either scenario (a) or (b) will occur: (a) If DST meets the applicable Service Level Requirement or Requirements in the quarterly period following the 3rd Quarter (the "4th Quarter"), DST will not be required to present another Plan unless it again fails to meet any of the Service Level Requirements for Consecutive Quarters. (b) If DST does not meet the applicable Service Level Requirement or Requirements in the 4th Quarter, DST must submit a new Plan during the quarterly period immediately following the 4th Quarter. Thereafter, either scenario (1) or (2) will re-occur until DST meets the applicable Service Level Requirement or Requirements or is terminated pursuant to the following Subsection 2(b). (2) If DST does not present the Fund Transfer Agent with a Plan during the 3rd Quarter or DST and the Fund Transfer Agent, acting reasonably and in good faith, are unable to agree to a Plan in the 3rd Quarter, either of the following situations may occur: (a) If DST meets the applicable Service Level Requirement or Requirements by the end of the 4th Quarter, then DST would not be required to present a Plan to the Fund Transfer Agent unless it again fails to meet any of the Service Level Requirements for Consecutive Quarters. (b) If DST does not meet the applicable Service Level Requirement or Requirements by the end of the 4th Quarter, then DST must pay a One Million Dollar ($1,000,000) penalty (the "Penalty") to the Fund Transfer Agent. If during the quarterly period immediately 18 following the 4th Quarter during which DST incurs a Penalty (the "Post-Penalty Quarter") DST does not present the Fund Transfer Agent with a Plan or the Fund Transfer Agent, acting reasonably and in good faith, does not agree to the Plan presented, the Fund Transfer Agent may, in its sole and absolute discretion, provide DST with a notice of termination within the sixty (60) day period following the last day of the Post-Penalty Quarter. In such event, this Agreement shall terminate upon the date set forth in such notice. C. Reward (for Overall Quality only as measured pursuant to the NQR criteria set forth in Exhibit F): (1) If Overall Quality is NQR's Best in Class (or the equivalent performance to NQR's Best in Class if performance is no longer being measured by NQR) for a quarter for all three distribution channels (S, AARP and Intermediary), Fund Transfer Agent would pay fees for that quarter at 105% of the amounts set forth in Exhibit B. (2) If Overall Quality is NQR's Best in Class (or the equivalent performance to NQR's Best in Class if performance is no longer being measured by NQR) for a quarter for any one of the three distribution channels, Fund Transfer Agent would pay fees for that quarter at 105% of the amounts set forth in Exhibit B for accounts in that distribution channel only. D. Performance Reports. DST shall provide to the Fund Transfer Agent a monthly report grading the services provided hereunder. Such report shall be reasonably detailed and shall be generally similar to performance reports provided by DST to other users of its services. 19 DST shall deliver a copy of such report for each calendar month to the Fund Transfer Agent no later than the 15th day of the following calendar month. E. Annual Review. The parties shall review and discuss the Service Level Requirements established in this Section 8 annually and shall make such changes therein as they may agree to. 9. Indemnification. A. In performing its obligations under this Agreement, DST shall at all times (i) comply with the Procedures; (ii) exercise reasonable care and due diligence under the circumstances and (iii) act in good faith in performing its duties under this Agreement. DST also shall provide its services as Sub-Transfer Agent in accordance with Section 17A of the 1934 Act, and the rules and regulations thereunder and the Procedures. In the absence of bad faith, willful misconduct, violations of applicable law pertaining to the manner in which transfer agency services are to be performed by DST (excluding any violations to the extent such violations arise directly or indirectly out of the actions or omissions to act of the Fund Transfer Agent or any other Authorized Person), reckless disregard of the performance of its duties, or negligence on its part, DST shall not be liable for any action taken, suffered, or omitted by it or for any error of judgment made by it in the performance of its duties under this Agreement. B. DST shall not be responsible for, and the Fund Transfer Agent shall indemnify and hold DST harmless from and against, any and all losses, damages, costs, charges, counsel fees, payments, expenses and liability which may be asserted against DST or for which DST may be held to be liable, arising out of or attributable to: (1) All actions of DST required to be taken by DST pursuant to this Agreement, provided that DST has acted in good faith, with due diligence 20 and reasonable care, and without breach of any representation or warranty of DST hereunder; (2) The Fund Transfer Agent's refusal or failure to comply with the terms of this Agreement, the Fund Transfer Agent's negligence or willful misconduct, the breach of any representation or warranty of the Fund Transfer Agent hereunder, or the Fund Transfer Agent's failure to provide DST with the access and right to use the FTA Software Applications as necessary or any errors or omissions to the extent arising out of or resulting from an error in the data contained in such FTA Software Applications or the failure of such FTA Software Applications to perform correctly and in accordance with their documentation; (3) The good faith reliance on, or the carrying out of, any written or recorded oral instructions or requests of persons designated by the Fund Transfer Agent in writing (see Exhibit E) from time to time as authorized to give instructions on its behalf or representatives of an Authorized Person or DST's good faith reliance on, or use of, information, data, records and documents received from, or which have been prepared and/or maintained by a Fund or the Fund Transfer Agent; (4) Defaults by dealers or shareowners with respect to payment for share orders previously entered; (5) The offer or sale of a Fund's shares in violation of any requirement under federal securities laws or regulations or the securities laws or regulations of any state or in violation of any stop order or other determination or 21 ruling by any federal agency or state with respect to the offer or sale of such shares in such state (unless such violation results from DST's failure to comply with written instructions of the Fund Transfer Agent or of any officer of the Fund Transfer Agent that no offers or sales be permitted to remain in the Fund Transfer Agent's securityholder records in or to residents of such state); (6) The Fund Transfer Agent's errors and mistakes in the use of the TA2000 System, the data center, computer and related equipment used to access the TA2000 System (the "DST Facilities"), and control procedures relating thereto in the verification of output and in the remote input of data; (7) Errors, inaccuracies, and omissions in, or errors, inaccuracies or omissions of DST arising out of or resulting from such errors, inaccuracies and omissions in, the Fund Transfer Agent's records, securityholder and other records delivered to DST hereunder by the Fund Transfer Agent other than errors in the Fund Transfer Agent's records that DST had previously delivered to the Fund Transfer Agent in connection with other agency agreements pursuant to which DST provided services to the Funds and for which errors DST was liable for under the terms of such previous agency agreements; (8) Actions or omissions to act by the Fund Transfer Agent or agents designated by the Fund Transfer Agent with respect to duties assumed thereby as provided for in Section 21 hereof; and 22 (9) Any inaccuracies in dates in a Fund's securityholder information or history as converted, or any (i) difficulties or inability of DST or any third party to manipulate or process date data, or (ii) lack of functionality (including any errors resulting from the "windowing" (currently 1950 to 2049) of client's historical records or non-Year 2000 complaint data provided to DST by third parties) which, in case of (i) or (ii) above, arises out of or results from the failure of a Fund's records to contain date data feeds in an eight digit, full century format, or any other such Year 2000 complaint format for data feeds specified from time to time by DST. C. DST shall indemnify and hold the Fund Transfer Agent harmless from and against any and all losses, damages, costs, charges, counsel fees, payments, expenses and liability arising out of DST's failure to comply with the terms of this Agreement or arising out of or attributable to DST's negligence or willful misconduct or breach of any representation or warranty of DST hereunder; provided, however, that DST's cumulative liability during any term of this Agreement with respect to, arising from or arising in connection with this Agreement, or from all services provided or omitted to be provided under this Agreement, whether in contract, or in tort, or otherwise, is limited to, and shall not exceed, the product of (i) the amounts paid hereunder by the Fund Transfer Agent to DST under this Agreement as Compensation, but not including Reimbursable Expenses, during the first year during which this Agreement is in effect multiplied by (ii) five (5). D. EXCEPT FOR VIOLATIONS OF SECTION 23 HEREOF, IN NO EVENT AND UNDER NO CIRCUMSTANCES SHALL EITHER PARTY TO THIS AGREEMENT BE LIABLE TO ANYONE, INCLUDING, WITHOUT LIMITATION TO 23 THE OTHER PARTY, FOR PUNITIVE, EXEMPLARY, CONSEQUENTIAL OR OTHER SPECIAL DAMAGES FOR ANY ACT OR FAILURE TO ACT UNDER ANY PROVISION OF THIS AGREEMENT, EVEN IF ADVISED OF THE POSSIBILITY THEREOF. E. Promptly after receipt by an indemnified person of notice of any claim, determination, suit or cause of action, such indemnified person will, if a claim in respect thereto is to be made against an indemnifying party hereunder, notify the indemnifying party in writing thereof; but the failure so to notify the indemnifying party will not relieve an indemnifying party from any liability that it may have to any indemnified person for contribution or otherwise under the indemnity agreement contained herein except to the extent it is prejudiced as a proximate result of such failure to timely notify. In case any such action is brought against any indemnified person and such indemnified person seeks or intends to seek indemnity from an indemnifying party, the indemnifying party will be entitled to participate in, and, to the extent that it may wish, assume the defense thereof (in its own name or in the name and on behalf of any indemnified party or both with counsel reasonably satisfactory to such indemnified person); provided, however, if the defendants in any such action include both the indemnified person and an indemnifying party and the indemnified person shall have reasonably concluded that there may be a conflict between the positions of the indemnified person and an indemnifying party in conducting the defense of any such action or that there may be legal defenses available to it and/or other indemnified persons which are inconsistent with those available to an indemnifying party, the indemnified person or indemnified persons shall have the right to select one separate counsel (in addition to local counsel) to assume such legal defense and to otherwise participate in the defense of such action on behalf of such indemnified person or indemnified persons at the 24 indemnified party's expense. Upon receipt of notice from an indemnifying party to such indemnified person of its election so to assume the defense of such action and approval by the indemnified person of counsel, which approval shall not be unreasonably withheld (and any disapproval shall be accompanied by a written statement of the reasons therefor), the indemnifying party will not be liable to such indemnified person hereunder for any legal or other expenses subsequently incurred by such indemnified person in connection with the defense thereof. An indemnifying party will not settle or compromise or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which indemnification or contribution may be sought hereunder (whether or not the indemnified persons are actual or potential parties to such claim, action, suit or proceeding) unless such settlement, compromise or consent includes an unconditional release of each indemnified person from all liability arising out of such claim, action, suit or proceeding. An indemnified party will not, without the prior written consent of the indemnifying party settle or compromise or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which indemnification or contribution may be sought hereunder. If it does so, it waives its right to indemnification therefor. 10. Certain Additional Covenants of DST and the Fund Transfer Agent. A. All requisite steps will be taken by the Fund Transfer Agent from time to time when and as necessary to register a Fund's shares for sale in all states in which the Fund's shares shall at the time be offered for sale and require registration. If at any time the Fund Transfer Agent or any of its Affiliates will receive notice of any stop order or other proceeding in any such state affecting such registration or the sale of a Fund's shares, or of any stop order or other proceeding under the federal securities laws affecting the sale of a Fund's shares, the Fund Transfer Agent will give prompt notice thereof to DST. 25 B. To the extent DST is required to provide a service under this Agreement, DST hereby agrees to establish and maintain facilities and procedures reasonably acceptable to the Fund Transfer Agent, and to follow such procedures, for the safekeeping of stock certificates, check forms, facsimile signature imprinting devices, if any, investment checks, checks payable by the Funds and other negotiable and bearer instruments and things of value and for the preparation or use, and for keeping account of, such certificates, forms and devices, checks and instruments used by DST to provide such service. C. To the extent required by the 1940 Act and the rules promulgated thereunder, DST agrees that all records maintained by DST relating to the services to be performed by DST under this Agreement are the property of the Fund Transfer Agent and will be preserved and will be surrendered promptly to the Fund Transfer Agent on request. D. On or before DST's execution and delivery of this Agreement and no less than once annually thereafter during the term of this Agreement, DST shall deliver the following to the Fund Transfer Agent: (1) a report by an independent third party audit firm that describes DST control policies and procedures that have been initiated and function currently at DST. These reports must contain statements on the operating effectiveness of those policies and procedures for the services provided to the Fund Transfer Agent under this Agreement. The requirements of this section will be satisfied by a Type II SAS 70 Report (as described in the then-current Statement of Auditing Standard 70 of the American Institute of Certified Public Accountants), such report to be dated as of at least five 26 (5) months of the date of delivery of such Report to Fund Transfer Agent; and (2) a copy of DST's Annual Report on Form 10-K as filed with the U.S. Securities and Exchange Commission along with a copy of DST's Annual Report to Shareholders. E. DST represents and agrees that it will use its reasonable efforts to keep current on the trends of the investment company industry relating to securityholder services and will use its reasonable efforts to continue to modernize and improve. F. DST will permit the Funds, the Fund Transfer Agent and their external auditors or other authorized representatives to make periodic on-site inspections of DST's operations on behalf of the Fund Transfer Agent, as the Fund Transfer Agent deems appropriate, at reasonable times during business hours. In addition, annually during the term of this Agreement, DST shall allow the Fund Transfer Agent to access any other reports available to the public. G. No later than the 10th calendar day after DST begins performing services under this Agreement, each of DST and the Fund Transfer Agent will file a notice with DTC informing DTC that the Fund Transfer Agent has appointed DST as its agent to provide the services described in this Agreement. H. Fund Transfer Agent and DST shall meet periodically, as reasonably requested by any one of them, and review the operating procedures, the Procedures and the division of responsibilities between Fund Transfer Agent and DST. Fund Transfer Agent and DST shall mutually agree upon any changes thereto. 27 11. Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of a Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving: A. Written instructions from an officer of the Fund Transfer Agent; B. Certified copy of the amendment to the Fund's Articles of Incorporation or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; D. Specimens of the new certificates in the form approved by the Board of Directors of the affected Fund, with a certificate of the Secretary of the Fund as to such approval; and E. Opinion of counsel for the Fund or the Fund Transfer Agent stating: (1) The status of the shares of stock of the Fund in the new form under the 1933 Act and any other applicable federal or state statute; and (2) That the issued shares in the new form are, and all unissued shares will be, when issued, validly issued, fully paid and nonassessable. 12. Stock Certificates. The Fund Transfer Agent will furnish DST with a sufficient supply of blank stock certificates and from time to time will renew such supply upon the request of DST. Such certificates will be signed manually or by facsimile signatures of the officers of the Fund or the Fund Transfer Agent authorized by law and by bylaws to sign stock certificates, and if required, will bear the corporate seal or facsimile thereof. 28 13. Death, Resignation or Removal of Signing Officer. The Fund Transfer Agent will file promptly with DST written notice of any change in the officers authorized to sign stock certificates, written instructions or requests, together with two signature cards bearing the specimen signature of each newly authorized officer. In case any officer of a Fund or the Fund Transfer Agent who will have signed manually or whose facsimile signature will have been affixed to blank stock certificates will die, resign, or be removed prior to the issuance of such certificates, DST may issue or register such stock certificates as the stock certificates of such Fund notwithstanding such death, resignation, or removal, until specifically directed to the contrary by the Fund Transfer Agent in writing. In the absence of such direction, the Fund Transfer Agent will file promptly with DST such approval, adoption, or ratification as may be required by law. 14. Future Amendments of Charter or Declaration, as appropriate, and Bylaws. The Fund Transfer Agent will promptly file with DST copies of all material amendments to its or any Fund's Articles of Incorporation or Declaration of Trust, as appropriate, or Bylaws made after the date of this Agreement. 15. Instructions, Opinion of Counsel and Signatures. At any time, DST may apply to any person authorized in writing by the Fund Transfer Agent to give instructions to DST, and may with the approval of a Fund Transfer Agent officer consult with legal counsel for the Fund or Fund Transfer Agent, or DST's own legal counsel at the expense of the Fund Transfer Agent, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of 29 any person, until receipt of written notice thereof from the Fund Transfer Agent or an Authorized Person. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of a Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-sub-transfer Agent or co-registrar. 16. Force Majeure and Disaster Recovery Plans. A. DST shall not be responsible or liable for its failure or delay in performance of its obligations under this Agreement arising out of or caused, directly or indirectly, by circumstances beyond its reasonable control, including, without limitation: any interruption, loss or malfunction of any utility or transportation service; inability to obtain labor, material, equipment or transportation, or a delay in mails; governmental or exchange action, statute, ordinance, rulings, regulations or direction; war, general strike, riot, emergency, civil disturbance, terrorism, vandalism, explosions, freezes, floods, fires, tornados, acts of God or public enemy, revolutions, or insurrection; or any other cause, contingency, circumstance or delay not subject to DST's reasonable control which prevents or hinders DST's performance hereunder; provided that for the duration of any such force majeure event, DST has continued to use all commercially reasonable efforts to overcome such force majeure and provided further that that DST has fulfilled it obligations to provide redundancy facilities and disaster recovery facilities hereunder and to use its commercially reasonable efforts to assist the Fund Transfer Agent in obtaining reasonably comparable services promptly from another source; provided, however, if an event described in this Section, in the Fund Transfer Agent's reasonable belief, materially affects DST's ability to perform its obligations under this Agreement for a period of thirty (30) days, then the Fund Transfer Agent shall have the right to terminate this Agreement upon ten (10) days written notice to DST. 30 B. DST shall maintain at a location other than its normal location, in accordance with applicable law and industry standards, appropriate redundant facilities for back-up of its sub-agency operational responsibilities under this Agreement in the event of a power failure, disaster or other interruption that are available to permit DST to continue performing its obligations under this Agreement with minimal disruption. DST shall continuously back up the Fund Transfer Agent's files and data, including securityholder and Fund records, and shall store the back-up files in a secure manner at a location other than its normal location, so that, in the event of a power failure, disaster or other interruption at such normal location, the Fund Transfer Agent's files and data, including the securityholder and Fund records, will be maintained intact and DST will be able to continue processing at such other location without substantial disruption or curtailment of the services provided to the Fund Transfer Agent hereunder. DST shall keep the back-up files at such other location in accordance with the Procedures. C. That Recovery Services Agreement for Telephone and Data Input Equipment dated as of July 1, 2000, by and between Fund Transfer Agent, formerly known as Scudder Kemper Investments, Inc., and DST Systems, Inc. is hereby terminated immediately upon execution of this Agreement and shall be of no further force and effect without any additional charge or further responsibility on the part of either party thereto. 31 17. Certification of Documents. The required copy of the Articles of Incorporation or Declaration of Trust, as appropriate, of each Fund and the Fund Transfer Agent and copies of all amendments thereto will be certified by the Secretary of State (or other appropriate official) of the applicable state of incorporation, and if such Articles of Incorporation and amendments are required by law to be also filed with a county, city or other officer of official body, a certificate of such filing will appear on the certified copy submitted to DST. A copy of the order or consent of each governmental or regulatory authority required by law to issue stock will be certified by the Secretary or Clerk of such governmental or regulatory authority, under proper seal of such authority. The copies of the Bylaws and copies of all amendments thereto, and copies of resolutions of the Board of Directors/Trustees of a Fund and the Fund Transfer Agent will be certified by the Secretary or an Assistant Secretary of such Fund or the Fund Transfer Agent under such Fund's or Fund Transfer Agent's seal. 18. Disposition of Books, Records and Canceled Certificates. DST may send periodically to the Fund Transfer Agent, or to where designated by the Secretary or an Assistant Secretary of the Fund Transfer Agent, all books, documents, and all records no longer deemed needed for current purposes and stock certificates which have been canceled in transfer or in exchange (the "Records"), upon the understanding that such Records will be maintained by the Fund Transfer Agent under and in accordance with the requirements of all applicable laws, rules and regulations including by way of example and not limitation Section 17Ad-7 adopted under the 1934 Act and Section 17Ad-7(g) thereof. The Fund Transfer Agent shall be responsible for any and all losses, damages, costs, charges, counsel fees, payments, expenses and liability directly or indirectly arising out of or resulting from the destruction or unavailability of any Records sent by DST to the Fund Transfer Agent; provided, however, that 32 no Records shall by destroyed prior to the expiration of the period when such Records are required to be preserved under applicable law. 19. Provisions Relating to DST as Sub-Transfer Agent. A. DST will make original issues of stock certificates upon written request of an officer of the Fund Transfer Agent and upon being furnished with a certified copy of a resolution of the Board of Directors/Trustees authorizing such original issue, any documents required by Sections 5 or 11 of this Agreement, and necessary funds for the payment of any original issue tax. B. Before making any original issue of certificates the Fund Transfer Agent will furnish DST with sufficient funds to pay all required taxes on the original issue of the stock, if any. The Fund Transfer Agent will furnish DST such evidence as may be required by DST to show the actual value of the stock. If no taxes are payable DST will be furnished with an opinion of outside counsel to that effect. C. Shares of stock will be transferred and new certificates issued in transfer, or shares of stock accepted for redemption and funds remitted therefor, or book entry transfer be effected, upon surrender of the old certificates in form or receipt by DST of instructions deemed by DST properly endorsed for transfer or redemption accompanied by such documents as DST may deem necessary to evidence the authority of the person making the transfer or redemption. DST reserves the right to refuse to transfer or redeem shares until it is satisfied that the endorsement or signature on the certificate or any other document is valid and genuine, and for that purpose it may require a guaranty of signature in accordance with the Fund Transfer Agent's Redemption Draft Signature Verification policy, which is set forth in Exhibit D. DST also reserves the right to refuse to transfer or redeem shares until it is satisfied that the requested transfer or redemption is legally authorized, and it will incur no liability for the refusal in good 33 faith to make transfers or redemptions that, in its judgment, are improper or unauthorized. DST may, in effecting transfers or redemptions, rely upon the Procedures and the Simplification Acts, Uniform Commercial Code or other statutes that protect it, the Funds and the Fund Transfer Agent in not requiring complete fiduciary documentation. In cases in which DST is not directed or otherwise required to maintain the consolidated records of securityholder's accounts, DST will not be liable for any loss which may arise by reason of not having such records. D. When mail is used for delivery of stock certificates, DST will forward stock certificates in "nonnegotiable" form by first class or registered mail and stock certificates in "negotiable" form by registered mail, all such mail deliveries to be covered while in transit to the addressee by insurance arranged for by DST. E. DST will issue and mail subscription warrants, certificates representing stock dividends, exchanges or split ups, or act as conversion agent upon receiving written instructions from any officer of the Fund Transfer Agent or Authorized Person and such other documents as DST deems necessary. F. DST will issue, transfer, and split up certificates and will issue certificates of stock representing full shares upon surrender of scrip certificates aggregating one full share or more when presented to DST for that purpose upon receiving written instructions from an officer of the Fund Transfer Agent or Authorized Person and such other documents as DST may deem necessary. G. DST may issue new certificates in place of certificates represented to have been lost, destroyed, stolen or otherwise wrongfully taken upon receiving instructions from the Fund Transfer Agent and indemnity satisfactory to DST and the Fund Transfer Agent, and may issue new certificates in exchange for, and upon surrender of, mutilated certificates. Such instructions 34 from the Fund Transfer Agent will be in such form as will be approved by the Board of Directors of the Fund Transfer Agent and will be in accordance with the provisions of law and the bylaws of the Fund Transfer Agent governing such matters. H. DST will supply a securityholder's list to the Fund Transfer Agent for the annual meeting of each Fund upon receiving a request from an officer of such Fund. It will also, at the expense of the Fund Transfer Agent, supply lists at such other times as may be requested by an officer of the Fund. DST shall also, at the expense of the Fund Transfer Agent, supply lists at such other times as may be requested by a Fund Transfer Agent representative. I. Upon receipt of written instructions of an officer of the Fund Transfer Agent, DST will, at the expense of the Fund Transfer Agent, address and mail notices to securityholders. J. In case of any request or demand for the inspection of the stock books of a Fund or any other books in the possession of DST, DST will endeavor to notify the Fund Transfer Agent and to secure instructions as to permitting or refusing such inspection. DST reserves the right, however, to exhibit the stock books or other books to any person in case it is advised by its counsel that it may be held responsible for the failure to exhibit the stock books or other books to such person. 20. Provisions Relating to Dividend Disbursing Agency. A. DST will, at the expense of the Fund Transfer Agent, provide a special form of check containing the imprint of any device or other matter desired by the Fund Transfer Agent. Said checks must, however, be of a form and size convenient for use by DST. B. If the Fund Transfer Agent desires to include additional printed matter, financial statements, etc., with the dividend checks, the same will be furnished to DST within a reasonable time prior to the date of mailing of the dividend checks, at the expense of the Fund Transfer Agent. 35 C. If the Fund Transfer Agent desires its distributions mailed in any special form of envelopes, sufficient supply of the same will be furnished to DST but the size and form of said envelopes will be subject to the approval of DST. If stamped envelopes are used, they must be furnished by the Fund Transfer Agent; or if postage stamps are to be affixed to the envelopes, the stamps or the cash necessary for such stamps must be furnished by the Fund Transfer Agent. D. DST, acting as agent for the Fund Transfer Agent, is hereby authorized to establish in the name of, and to maintain on behalf of, a Fund or Fund Transfer Agent, as instructed, on the usual terms and conditions prevalent in the industry, one or more deposit accounts into which DST shall deposit the funds DST receives for payment of dividends, distributions, redemptions or other disbursements provided for hereunder and to draw checks and order the issuance of wires against such accounts. DST, acting in the name of and as agent for a Fund or the Fund Transfer Agent, as instructed, is also hereby authorized to execute on behalf and in the name of the Fund, or the Fund Transfer Agent, as instructed, on the usual terms and conditions prevalent in the industry, agreements with banks for wire transfer services. E. DST is authorized and directed to stop payment of checks theretofore issued hereunder, but not presented for payment, when the payees thereof allege either that they have not received the checks or that such checks have been mislaid, lost, stolen, destroyed or through no fault of theirs, are otherwise beyond their control, and cannot be produced by them for presentation and collection, and, to issue and deliver duplicate checks in replacement thereof in accordance with the Procedures. DST shall not be required to obtain an Affidavit of Non-Receipt or an indemnification from such payee and shall have no responsibility or liability arising out of or resulting from obligations of a Fund to a holder in due course or bona fide purchaser for value to honor a check even though a stop transfer was placed thereupon 36 21. Assumption of Duties By the Fund Transfer Agent or Agents Designated By the Fund Transfer Agent. A. With the consent of DST, which consent shall not be unreasonably delayed or withheld provided the Compensation payable to DST under this Agreement is not reduced or diminished by the contemplated assumption of responsibilities by the Fund Transfer Agent or its designated agents, the Fund Transfer Agent or its designated agents other than DST may assume certain duties and responsibilities of DST or those services of Sub-Transfer Agent and Sub-Dividend Disbursing Agent as those services are described in Exhibit A of this Agreement. B. To the extent the Fund Transfer Agent or its agent or Affiliate assumes such duties and responsibilities or to the extent a service was not at the date of execution of this Agreement performed by Fund Transfer Agent (which, as of the effective date of this Agreement, includes those services in Section II., Paragraph H and Section IV., Paragraph B of Exhibit A), DST shall be relieved from all responsibility and liability therefor and is hereby indemnified and held harmless against any liability therefrom and in the same manner and degree as provided for in Section 9 hereof. C. Initially DST shall be responsible for all services set forth in Exhibit A except those referred to in Section II., Paragraph H. and Section IV., Paragraph B of Exhibit A. If in the future, Fund Transfer Agent or its designees become responsible for any of the Services assumed by DST as of the effective date of this Agreement or Fund Transfer Agent desires that DST, and DST is willing to, assume additional functions or responsibilities, such assumption will be reflected in an amendment to Exhibit A, which Amendment shall also include any mutually agreed to changes to the Compensation. D. Notwithstanding anything herein to the contrary, the Fund Transfer Agent shall, vis a vis DST, be responsible and liable for any actions or omissions of a Fund. 37 22. Termination of Agreement. A. This Agreement shall be in effect for an initial period of five (5) years and thereafter may be terminated by either party upon delivery to, and receipt by, the other party of one (1) year's prior written notice of such termination or as provided in Sections 8B and 16A B. Each party, in addition to any other rights and remedies, shall have the right to terminate this Agreement forthwith upon the occurrence at any time of any of the following events with respect to the other party: (1) The bankruptcy of the other party or its assigns or the appointment of a receiver for the other party or its assigns; or (2) Failure by the other party or its assigns to perform its duties in accordance with the Agreement, which failure materially adversely affects the business operations of the first party and which failure continues for thirty (30) days after receipt of written notice from the first party. C. In the event of termination, DST will use its reasonable efforts to transfer the records of the Fund Transfer Agent to the designated successor sub-transfer agent, to provide reasonable assistance to the Fund Transfer Agent and its designated successor sub-transfer agent, and to provide other information relating to its services provided hereunder (subject to the recompense of DST for such assistance at its standard rates and fees for personnel then in effect at that time); provided, however, as used herein "reasonable assistance" and "other information" shall not include assisting any new service or system provider to modify, alter, enhance, or improve its system or to improve, enhance, or alter its current system, or to provide any new, functionality or to require DST to disclose any information which is confidential or proprietary to DST. 38 D. (1) In the event of termination, the Fund Transfer Agent will promptly pay DST all amounts due to DST hereunder including but not limited to all Compensation and Reimbursable Expenses accrued or incurred under this Agreement and all costs (the " Unwinding Costs") incurred to terminate the people, assets and liabilities used to provide services under this Agreement including without limitation severance costs, Lease (as defined in the Asset Purchase Agreement) termination penalties, and license termination costs to the extent incurred by DST up to an amount not to exceed Five Million Dollars ($5,000,000). (2) In addition, if this Agreement is terminated by the Fund Transfer Agent for any reason other than a termination under or pursuant to Sections 8. B.(2)(b), 16.A. or 22.B. of this Agreement (including but not limited to: (i) a termination by the Funds of either the Funds' agreement(s) with Fund Transfer Agent or (ii) a withdrawal by the Funds of their consent to Fund Transfer Agent's continued subcontracting of Fund Transfer Agent's obligations under Fund Transfer Agent's agreement(s) with the Funds to DST under or pursuant to this Agreement) prior to the expiration of the entire initial five (5) year term of this Agreement, Fund Transfer Agent shall pay to DST, in addition to any other Compensation or termination charges payable under the terms of this Agreement, a fee consisting of the product of (x) the aggregate Compensation paid by Fund Transfer Agent to DST during the twelve (12) calendar month period immediately preceding the month in which DST receives notice of the Fund Transfer 39 Agent's intent to terminate; (y) times the lesser of (I) the number of years still remaining in such initial term of this Agreement (pro-rated for partial years) as of such termination or (II) the number two; (z) times fifteen per cent (.15) (the "Liquidated Damages Amount"). By way of example, (I) if the Compensation paid during Year One aggregated $27,000,000 the Fund Transfer gave notice as of the last day of Year One and terminated as of the close of Year Two, the Liquidated Damages Amount would be $8,100,000 [($27,000,000 x 2) x .15] or (II) if the Compensation paid during Year Three aggregated $27,000,000 and Fund Transfer Agent gave notice as of the last day of Year Three and terminated as of the close of business on the last day of Year Four, the Liquidated Damages Amount would be $4,050,000 [($27,000,000 x 1) x .15]. (3) Notwithstanding anything herein to the contrary, the Unwinding Costs set forth in Section 22.D.(1) and the Liquidated Damages Amount shall not be payable, and Fund Transfer Agent may terminate without paying any liquidated damages or Unwinding Costs to DST, in the event that the Funds, which are terminating the Fund Transfer Agent as their transfer agent, appoint DST as the Fund Transfer Agent's successor transfer agent on substantially similar terms to those set forth in this Agreement. In any event, the effective date of any deconversion as a result of termination hereof shall not occur during the period from December 15th through March 30th of any year to avoid adversely impacting year end. 23. Confidential, Customer and Proprietary Information. 40 A. All books, records, information and data pertaining to the business or software applications of the other party that are exchanged or received or to which access is permitted pursuant to the negotiation or carrying out of this Agreement, unless publicly available, and the terms and conditions of this Agreement shall be used by the receiving party only to accomplish the purposes of this Agreement and shall be kept confidential, and shall not be voluntarily disclosed by the receiving party to any other person, except as may be required hereunder or by law or court order (and then only after five days prior notice to the other party, if practicable or legally permissible). Further, each party acknowledges that the other has proprietary rights in and to any data bases, computer programs, data, screen and file formats, interfaces, interactive design techniques, and documentation manuals furnished to it by the other party and that such information constitutes confidential material and trade secrets. The receiving party shall use commercially reasonable measures to prevent unauthorized persons from gaining access to, distributing, or otherwise using such confidential and proprietary information (including but not limited to advising all of its employees and agents who have access to any such information of the foregoing and requiring appropriate agreements from such employees and agents). Notwithstanding anything to the contrary herein, the Fund Transfer Agent may show DST's confidential information, in whatever form or media, to the Funds provided it has obtained their written Agreement to treat such confidential information in a manner consistent with the obligations of the Fund Transfer Agent under this Agreement. B. With respect to the Fund Transfer Agent's confidential information that is Customer Information, the provisions set forth in this Section 23.B shall apply. "Customer Information" means information, in any form provided to DST by or on behalf of the Fund Transfer Agent, that uniquely identifies a current, former or prospective securityholder. 41 Customer Information includes, but is not limited to, copies of such information or material derived from such information. (1) Notwithstanding anything in this Agreement to the contrary, DST will keep confidential and will not use or disclose to any other party (including, but not limited to, affiliates of DST) any Customer Information, except as authorized in writing by the Fund Transfer Agent or as appropriate in connection with performing the services in accordance with this Agreement and subject to any conditions set forth elsewhere in this Agreement. (2) DST will maintain appropriate physical, electronic and procedural safeguards to store, dispose of (if applicable) and secure Customer Information to protect it from unauthorized access, use, disclosure, alteration, loss and destruction. The safeguards used by DST to protect Customer Information will be no less than those used by DST to protect its own confidential information. In addition, DST will comply with any other security safeguards and standards required by this Agreement. (3) DST acknowledges that is has received and reviewed a copy of the Fund Transfer Agent's privacy policy applicable to Customer Information and it agrees that it will not act in a manner that is inconsistent with such policy. (4) DST will not disclose Customer Information except: (a) To DST's officers, directors and employees and DST's counsel and accountants having fiduciary duties of nondisclosure (collectively "Representatives") who have a need to know the Customer Information in connection with the services provided to 42 the Fund Transfer Agent under this Agreement. DST will advise its Representatives of its obligations with respect to Customer Information and will be responsible to the Fund Transfer Agent for any noncompliance by DST's Representatives with such obligations. (b) To other third parties (including affiliates of DST) who have a need to know the Customer Information in connection with the services provided to the Fund Transfer Agent under this Agreement. (c) In accordance with the Procedures or as otherwise necessary to fulfill DST's obligations under this Agreement. (5) DST has (i) established and will maintain appropriate policies and procedures to comply with its obligations concerning Customer Information under this Agreement, (ii) provided and will provide training on such policies and procedures for employees with access to Customer Information, and (iii) established and will enforce appropriate disciplinary measures for individuals who fail to comply with such policies and procedures. (6) DST will promptly notify the Fund Transfer Agent in writing if it becomes aware of (i) any breach of its information security procedures, (ii) any loss of Customer Information, (iii) any attempt to obtain unauthorized access, disclosure or use of Customer Information, or (iv) any improper attempt to alter or destroy any Customer Information. Such notice will include steps taken or planned to be taken by DST to remedy the situation. 43 (7) DST will permit, at the Fund Transfer Agent's expense, any regulatory agency with supervisory responsibility for the Fund Transfer Agent to examine all records and materials, use the equipment and interview those employees of DST to the extent that such officials deem necessary to protect the interest of depositors, creditors or stockholders of the Fund Transfer Agent or as otherwise permitted under applicable law, rule or regulation. C. Each party acknowledges that disclosure of confidential and proprietary information and Customer Information may give rise to an irreparable injury to the other party, as applicable, which is inadequately compensable in damages. Accordingly, the affected party may seek (without the posting of any bond or other security) injunctive relief against the breach of the foregoing undertakings of confidentiality and nondisclosure, in addition to any other legal remedies which may be available, and, upon a proper showing of a violation or of facts which, if continued unchanged, would result in a violation, each party consents to the obtaining of such injunctive relief. D. All of the undertakings and obligations relating to confidentiality and nondisclosure, whether contained in Section 23 or elsewhere in this Agreement, shall survive the termination or expiration of this Agreement. 44 24. Changes and Modifications. A. During the term of this Agreement, DST will use on behalf of the Fund Transfer Agent without additional cost all modifications, enhancements, or changes which DST may make to the TA2000 System in the normal course of its business and which are applicable to functions and features offered by a Fund or the Fund Transfer Agent, unless substantially all DST clients are charged separately for such modifications, enhancements or changes, including, without limitation, substantial system revisions or modifications necessitated by changes in existing laws, rules or regulations. The Fund Transfer Agent agrees to pay DST promptly for modifications and improvements which are charged for separately at the rate provided for in DST's standard pricing schedule which shall be identical for substantially all clients, if a standard pricing schedule shall exist. If there is no standard pricing schedule, the parties shall mutually agree upon the rates to be charged. B. DST shall have the right, at any time and from time to time, to alter and modify any systems, programs, procedures or facilities used or employed in performing its duties and obligations hereunder; provided that the Fund Transfer Agent will be notified as promptly as possible prior to implementation of such alterations and modifications and that no such alteration or modification or deletion shall materially adversely change or affect the operations and procedures of the Fund Transfer Agent in using or employing the TA2000 System or DST Facilities hereunder or the reports to be generated by such system and facilities hereunder, unless the Fund Transfer Agent is given thirty (30) days prior notice to allow the Fund Transfer Agent to change its procedures and DST provides the Fund Transfer Agent with revised operating procedures and controls. Notwithstanding anything herein or in the Remote Services Agreement, DST, at no additional cost or obligation to provide equivalent functionality or services, equipment or software programs in lieu thereof, may in its sole discretion discontinue use of and 45 operation of the SURROUNDS (as defined in the Remote Services Agreement) with respect to all Funds serviced under this Agreement. C. All enhancements, improvements, changes, modifications or new features added to the TA2000 System however developed or paid for shall be, and shall remain, the confidential and exclusive property of, and proprietary to, DST. 25. Subcontractors. Nothing herein shall impose any duty upon DST in connection with or make DST liable for the actions or omissions to act of unaffiliated third parties such as, by way of example and not limitation, Airborne Services, the U.S. mails and telecommunication companies, provided, if DST selected such company, DST shall have exercised due care in selecting the same. Notwithstanding the foregoing, if DST intends to subcontract any of its obligations to perform the Services it is obligated to perform hereunder to an unaffiliated third party, other than a subcontract entered into at the direction of the Fund Transfer Agent, DST shall provide ninety (90) days prior written notice of its intention to do so and shall be liable for the actions or omissions of such unaffiliated third parties. 26. Miscellaneous. A. It is understood and expressly stipulated that none of the trustees, officers, agents, or shareholders of any Fund shall be personally liable under this Agreement. B. This Agreement shall be construed according to, and the rights and liabilities of the parties hereto shall be governed by, the laws of the State of Missouri, excluding that body of law applicable to choice of law. C. All terms and provisions of this Agreement shall be binding upon, inure to the benefit of and be enforceable by the parties hereto and their respective successors and permitted assigns. 46 D. No provisions of this Agreement may be amended or modified in any manner except by a written agreement properly authorized and executed by each party hereto. E. The captions in this Agreement are included for convenience of reference only, and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. F. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original but all of which together shall constitute one and the same instrument. G. If any part, term or provision of this Agreement is by the courts held to be illegal, in conflict with any law or otherwise invalid, the remaining portion or portions shall be considered severable and not be affected, and the rights and obligations of the parties shall be construed and enforced as if the Agreement did not contain the particular part, term or provision held to be illegal or invalid. H. This Agreement may not be assigned by the Fund Transfer Agent or DST without the prior written consent of the other. I. Neither the execution nor performance of this Agreement shall be deemed to create a partnership or joint venture by and between the Fund Transfer Agent and DST. It is understood and agreed that all services performed hereunder by DST shall be as an independent contractor and not as an employee of the Fund Transfer Agent. This Agreement is between DST and the Fund Transfer Agent and neither this Agreement nor the performance of services under it shall create any rights in any third parties. There are no third party beneficiaries hereto. 47 J. Except as specifically provided herein, this Agreement does not in any way affect any other agreements entered into among the parties hereto and any actions taken or omitted by any party hereunder shall not affect any rights or obligations of any other party hereunder. K. The failure of either party to insist upon the performance of any terms or conditions of this Agreement or to enforce any rights resulting from any breach of any of the terms or conditions of this Agreement, including the payment of damages, shall not be construed as a continuing or permanent waiver of any such terms, conditions, rights or privileges, but the same shall continue and remain in full force and effect as if no such forbearance or waiver had occurred. L. This Agreement constitutes the entire agreement between the parties hereto and supersedes any prior agreement, draft or agreement or proposal with respect to the subject matter hereof, whether oral or written, and this Agreement may not be modified except by written instrument executed by both parties. M. All notices to be given hereunder shall be deemed properly given if delivered in person or if sent by U.S. mail, first class, postage prepaid, or if sent by facsimile and thereafter confirmed by mail as follows: If to DST: DST Systems, Inc. 1055 Broadway, 7th Floor Kansas City, Missouri 64105 Attn: Group Vice President-Full Service Facsimile No.: 816-435-3455 48 With a copy of non-operational notices to: DST Systems, Inc. 333 West 11th Street, 5th Floor Kansas City, Missouri 64105 Attn: Legal Department Facsimile No.: 816-435-8630 If to the Fund Transfer Agent: Scudder Investments Service Company 222 South Riverside Plaza Chicago, IL 60606 Attn: Mike Gallagher Facsimile No.: 312 537 4126 With a copy to: Legal Department - Attention: Jody Irwin 345 Park Avenue 24th Floor New York NY 10154 Facsimile No.: 212 223 3127 or to such other address as shall have been specified in writing by the party to whom such notice is to be given. N. Each party may hire an employee of the other engaged directly or indirectly in providing transfer or sub-transfer agency services, or in support and programming services relating thereto, if and only if senior management of the other party has approved a solicitation of such employee for employment; provided, however, nothing in this Section shall prevent either party from hiring an employee of the other party (i) who responds to a general advertisement or advertising campaign which is carried out in the ordinary course of business of the recruiting party; or (ii) who, while an employee of one party, makes an unsolicited approach to the other party. O. The representations and warranties contained herein shall survive the execution of this Agreement. The representations and warranties contained in this Section, and the provisions 49 of Section 7.D, Section 9, Section 23 hereof shall survive the termination of the Agreement and the performance of services hereunder until any statute of limitations applicable to the matter at issues shall have expired. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective duly authorized officers, to be effective as of the day and year first above written. DST SYSTEMS, INC. By: ------------------------------------- Title: ---------------------------------- SCUDDER INVESTMENTS SERVICE COMPANY By: ------------------------------------- Title: ---------------------------------- Deutsche Sub-Agency Agreement-01-15-03-Final 50 EXHIBIT A SERVICES TO BE PROVIDED BY DST I. Introduction Scudder Investments Service Company (SISC) Transfer Agency Operation provides services essential for the operation of a mutual fund. Shareholders need records of their investments. Various regulatory and tax reports must be prepared and filed, shareholder interests transferred and redeemed, dividends paid in cash or reinvested in additional shares, and various other shareholder services provided. The Transfer Agency Operation provides services for Scudder and Deutsche Open-End Funds, Closed-End Funds, and Variable Annuities. Services provided for each Fund type are similar; however, rules governing the types of Funds dictate the use of different Shareholder Accounting systems and procedures. Shareholder account information for Closed-End Funds is stored on DST's Stock Transfer System (STS). Account information for Open-End Funds and Variable Annuities is stored on DST's TA-2000 system. Some records are maintained on an omnibus basis while the majority is "fully disclosed." SISC also supports all National Securities Clearing Corporation (NSCC) "Networking" levels. SISC utilizes DST's Automated Work Distributor (AWD) system for capturing images and routing documents to the appropriate processing unit. Responsibility for servicing Open-End Funds is divided into the following functional areas: Shareholder Operations, Broker/Dealer Operations, Control Operations and Support Operations. A separate unit, CEF, provides a full range of services to Closed-End Fund shareholders and intermediaries. Several departments, including but not limited to most within the Control Operations and Support Operations areas, act as "utilities", providing services across business areas (Retirement/Retail) as well as product lines. The major responsibilities for servicing both types of Funds are discussed below. II. SCUDDER and DEUTSCHE OPEN-END FUNDS Scudder Investments Service Company - Shareholder Service Agent A. SHAREHOLDER OPERATIONS New Accounts A new investor's account is established on the Shareholder Accounting system from information provided on the application. The account registration is formatted in accordance with state laws that affect how securities may be registered. Tax ID numbers are classified to comply with IRS regulations. Various Fund investment privileges requested by the shareholder are established and the account is encoded with the appropriate broker/dealer and branch number when such information is provided on the application. 51 Redemptions Letters are received directly from shareholders or their designated representatives who wish to liquidate all or a portion of their account. It is first determined that the requester is authorized to act for the account and that the appropriate documents have been submitted to validate the requester's authority and identity. Written redemptions involve complex legal requirements, state laws and various official documents. Correspondence or telephone calls are generated if the documents are found to be insufficient to comply with the legal requirements of the redemption request. Shareholders can also make redemptions against balances in their Money Market Fund accounts using checkwriting drafts. The TA works closely with the custodian to approve, balance and process the check redemption drafts written by shareholders. The Transfer Agency also monitors daily data transmissions between portfolio and shareholder accounting systems to ensure that accurate, timely price updates are completed. Transfers Shareholders or their designated representatives who wish to change the registration of an account can do so by letter. The most common types of transfers arise from name changes due to marriage, divorce or death. Transfers involving guardianship or bankruptcy may be more complex. Like a redemption request, a transfer request must be accompanied by the appropriate documents to validate the requester's authority and identity. Correspondence or telephone calls are generated if the documents are found to be insufficient to comply with the transfer request. Once the documents are in good order, shares in the existing account are transferred to an account under a new registration. Account Changes In addition to redemptions and transfers, shareholders may write to SISC to request address changes, new privileges, changes to existing privileges, and changes to the broker/dealer or representative named on their account. The corresponding changes are then made to the shareholder's account. Research Historically, it has been necessary to obtain a microfilm copy of the original source document when a shareholder questions a transaction on their account statement or requests a transaction history. The large majority of documents received by SISC are now being "imaged" via the AWD system. Imaging is the process that converts a paper document into an electronic image. Electronic images can be moved and processed more quickly than paper and electronic images are more secure. Electronic images also speed up the Research process. If an error is discovered, it is documented and correcting entries are made to the shareholder's account. Many research requests, however, are to assist shareholders who are merely seeking information from Transfer Agency files to confirm personal records. If a shareholder or broker/dealer questions a transaction on an account statement or requests a transaction history, it had been necessary to pull the microfilm copy of the source document. Beginning in October 1997, all incoming correspondence is scanned and stored as an electronic 52 image. If an error was made, it is documented and correcting entries are made to the shareholder's account. Many research requests ask for information from SISC files simply to confirm personal records. Postal Return Maintenance and Control Shareholder mailings that are returned as undeliverable are researched to discover corrected addresses for shareholders that have moved so that the statement/confirmation mailing process may be resumed as quickly as possible. B. BROKER/DEALER PROCESSING Confirmed Trades Broker/dealers may call their appropriate Universal Service Team to place a confirmed order for the purchase or redemption of Fund shares at the price to be determined for that day. A record of each order is created on the Shareholder Accounting system that generates a written confirmation to the broker/dealer. SISC follows up on the orders to ensure that payment is received from the broker/dealer for each purchase. Once payment and settlement instructions are received, the purchase is recorded in the appropriate shareholder account or a new account is established based on broker instructions. To redeem shares, the broker must submit the necessary authorizations from the shareholder. Payment for the shares is then released to the broker/dealer. Fund/SERV Confirmed Trades The NSCC offers an electronic method of communicating and confirming trades between broker/dealers and transfer agents. This electronic method, called Fund/SERV, is the preferred method of entering trades by most broker/dealers. Over ninety percent of the confirmed trade volume now comes through Fund/SERV, a centralized mutual fund trade placement and settlement system. SISC answers Fund/SERV questions and handles administrative issues. The NCSS support group and the Universal Service Teams monitor reports, analyze traffic and sample data to make certain the process is running smoothly and accurately. They also resolve rejected trades on a daily basis. Networking activity is also controlled and monitored. Networking is the exchange of electronic files between broker/dealers and transfer agents in highly regulated formats and at pre-determined times. SISC transmits the shareholder's current account balance, dividends earned and a record of any account activity to the broker/dealer. The broker/dealer transmits account changes authorized by the shareholder to SISC for processing. All data for Networking and Fund/SERV is routed and controlled by the NSCC. Commissions Statements, administrative service fees and checks are generated weekly for the brokerage firms and other financial institutions that have selling group agreements for Scudder Mutual Funds. 53 Dealer Changes Data is maintained on brokerage firms that have selling agreements for Scudder Mutual Funds, including the branch numbers of the firms and the registered representatives in each branch. This data is critical to all processing areas that handle broker-initiated business, and facilitates commission payment processing as well as ad hoc sales reporting. Timing Services Some shareholders authorize a broker or financial advisor to switch their investment among several Scudder Mutual Funds based on market conditions in an attempt to maximize their return. These firms group individual accounts by investment objective and then use the exchange privilege to move the balances from fund to fund. Each list of accounts must be exchanged simultaneously, upon receipt of instructions from the timing firm. Special reports are created and distributed to the timing firm to confirm the transactions. The Timing Department also handles special investment allocation processes for members of the funds' boards of directors. Broker/Dealer Operational Support Brokerage firm back offices frequently need assistance in executing transactions authorized by shareholders. The representatives in this area work with back office personnel on documentation or transaction processing issues, answering questions and expediting difficult transactions. Brokerage firms with large sales may have a multi-functional service team dedicated to their service requests. This expedites shareholder transactions, minimizes problems and creates a smooth flow of documentation and paperwork between the Transfer Agent and the brokerage firm's back office. Wholesale Money Market Fund Services (Cash Products Group) Financial institutions that utilize Scudder's wholesale Money Market Funds as the investment vehicle for their private label cash management account products need on-going service and support. Representatives work closely with these firms on a wide variety of operational issues and concerns. These include checkbook issuance and related control procedures, special account coding procedures for omnibus dealer purge eligibility, daily money movement reconcilement, reconcilement of B/D activity and positions with external and offshore transfer agents of "outside funds", and review and validation of the accuracy of fund billing volume reports. Variable Annuity Services A dedicated team within Broker/Dealer Operations provides daily processing, reconcilement, and insurance firm support for Scudder's Variable Annuity products. C. CONTROL OPERATIONS Fund Balancing Reports generated by the Shareholder Accounting system are balanced to ensure that share activity at the individual account level balances to share totals at the aggregate fund level. Should an out-of-balance condition occur, research will be performed to isolate the cause of the discrepancy and corrective action will be taken. Control Operations is responsible for the 54 reporting of fund share and cash activity to fund accounting including but not limited to estimates, money market cash availability, and adjustments. Reconciliation The dollar side of each share transaction must be balanced to the corresponding fund bank account statement. Bank account entries without a corresponding offset in a shareholder account or shareholder transactions without a corresponding bank account entry are tracked and researched until they are resolved. Control Operations also ensures the appropriate money movements between the transfer agent bank accounts and the fund bank accounts (custody accounts) have occurred. As Of Trade and Timer Monitoring Dedicated resources within Control Operations capture all daily "as of" trade activity so that timely estimations can be provided to Portfolio Management, thereby minimizing the potential for gains or losses to the funds and resulting effects on the daily NAV. This group also monitors as hoc market timer activity in selected sensitive funds, unilaterally canceling trades if warranted. Fed Wire Services Due to the time critical nature and high dollar volume of daily incoming and outgoing wire transfers, a separate group within Control Operations manages these processes for all shareholder and broker/dealer initiated transactions. Dividends The Fund sends instructions regarding each dividend to be paid. The TA is responsible for executing the processes to accurately reinvest or pay out each shareholder's dividend in accordance with their pre-existing instructions. Shareholders may also invest the dividends from one Fund into another Fund or they may receive their dividends through ACH. Checkwriting The Checkwriting department coordinates daily funding of checkwriting redemption money movements, screens drafts for compliance with draft payment policies including signature verification, and places outbound shareholder calls during tax season to minimize the frequency of rejected drafts made payable to the Internal Revenue Service. D. SUPPORT OPERATIONS Purchases/Check Processing Checks are received from new and existing shareholders to purchase shares of the Funds. The checks are prepared for deposit at the sub-custodian. Checks are micro-encoded, endorsed and microfilmed. Deposit instructions are prepared and delivered to the bank along with the checks for credit to the Funds. A purchase transaction is recorded in the shareholder's account by the Shareholder Accounting system. 55 Pre-authorized purchases allow the shareholder to make regular, periodic purchases into an Open-End Fund account from the shareholder's bank account by using pre-authorized drafts or the electronic funds transfer (ACH) network. The TA works closely with the custodian to establish, control and balance both types of periodic purchases. Distribution Center, Output Control, Print Center, Office Services Incoming, outgoing and internal mail services are provided, including sorting and scanning into the AWD system. Shareholder accounting system reports are printed and distributed. Share certificates and check stock are secured and controlled. This group is responsible for the printing of certain redemption and distribution checks as well as the certificates for the closed end funds. Office supplies are ordered, inventoried and distributed throughout the TA. Vendor contracts are managed in this area (e.g., equipment, copiers, overnight shippers, etc.). This group is also responsible for maintaining and periodic testing of the TA's emergency evacuation and business recovery plans. Tax and Compliance This group produces year-end tax forms for shareholders and magnetic media for the IRS. It is also responsible for all escheatment processing, as well as daily monitoring of potentially fraudulent activity, money laundering/OFAC screening, etc. The group also assists other Scudder units in dealing with proxies, and is responsible for producing and validating year-end microfiche. SISC supports the following regulatory filings: NYSE, 17ad-11, lost certificates and TA-2. SISC also maintains books and records on behalf of the Broker Dealers and the Funds using agreed upon policies and procedures. Management Services This group develops and manages system level parameters and workflows within AWD and the NT Desktop applications used throughout the TA. It also plays key roles in acceptance testing of new software supplied by DST, as well as coordination of testing, mock conversions, and balancing of product integrations, re-branding efforts, and fund mergers and liquidations. The group also manages and controls all systems access security templates and processes for the TA. Mobile Workforce This group serves dual purposes. Its primary mission is to supply temporary assistance to other departments that may be experiencing unusual volumes, special project needs, and/or losses of staff due to illness, vacations, etc. Also, Letter Of Acceptance processing for the intermediary channel is centralized in this group. E. TRAINING AND QUALITY ASSURANCE Training Educational services for new and existing employees to improve their fund knowledge, skill levels in critical tasks, and customer service aptitudes and capabilities are provided by training specialists. 56 Quality Assurance Transaction activity from Purchases, New Accounts, Written Redemptions, Transfers, Account Changes and Confirmed Trades are screened for accuracy and compliance with the customer's request. F. ADDITIONAL SERVICES PROVIDED TO THE FUNDS' DISTRIBUTOR Dealer, branch, and rep maintenance is provided in the DRMS system to support SDI's internal sales reporting systems. The Shareholder (SOS) and Dealer Operations Services (DOS) departments support the primary Scudder Call Centers in Chicago. DOS additionally provides support to the DB Private Banking unit in New York and Private Investment Counsel representatives throughout the country. SOS and DOS handle transaction processing initiated by these groups, take overflow 800 line calls, assist Call Center reps with research of complex account inquiries, and handle certain sensitive functions on a centralized basis such as Stop Transfers, Stop Mails, pledge agreements, etc. SOS also manages and maintains the onsite microfilm research archives. G. ADMINISTRATIVE SUPPORT FUNCTIONS [To be provided by DST with respect to DST's own personnel and operations only] SISC is supported by Human Resource specialists who are responsible for recruiting new employees and for administering all payroll and employee benefit programs. Legal and Compliance specialists advise management on issues and changes in legislation that would impact the proper execution and delivery of Transfer Agency functions, review issues relating to transactions, shareholder complaints, and regulatory inquiries and inspections, prepare and process regulatory filings and manage litigation. H. FUNCTIONS NOT PROVIDED BY SISC Certain functions associated with servicing mutual funds are not among the responsibilities of SISC's transfer agency and accordingly will not be performed by DST.. These functions have been organizationally assigned elsewhere as follows: . Call Center operations; assigned to Scudder Distributors, Inc. Includes shareholder and dealer 800 services, inside wholesaler support, correspondence processing, and fulfillment. . Statement and Confirmation Production and Vendor Management; assigned to Scudder Marketing. Includes interface with print/mail vendors, base stock and envelope design, procurement and inventory management, output quality assurance, and vendor invoice review and validation. Also includes production and mailing of annual and semi annual fund reports, prospectuses, etc., and all marketing publications. 57 . Participant (source of money) level record keeping associated with certain retirement plans; assigned to Retirement Services in various Scudder facilities and locations. (Note: While participant accounting is performed on both internal and external subsystems, interfaces to TA2000 exist.) . Fund Billing; assigned to Scudder Corporate Accounting; tabulation and billing of transfer agent fees, out of pocket expenses, and other fund expenses. . Proxy Vendor management; assigned to Scudder Marketing. Includes shareholder solicitations, coordination and reporting of vote tabulations, invoice review and validation. . Blue Sky Reporting; assigned to Scudder Legal. Institutional Mutual Fund Products: An Institutional Operations Group in Baltimore performs the call center operations for institutional mutual fund products and/or share classes. SISC is responsible for TA functions on the institutional funds. However, there are a small number of funds for which the Baltimore group perform all or most of the TA functions. These are: 1. Institutional Liquid Assets Fund, Institutional Daily Assets Fund, Institutional Treasury Assets Fund. All Shareholder Operations are in Baltimore. All Control Operations except dividend processing are in Baltimore. 2. DB Alex. Brown Cash Reserve Funds. These funds are currently still on the DST full service system. All TA functions are in Baltimore. When these funds move to DTG in the first quarter of 2003, TA functions will transition to SISC. III. SCUDDER CLOSED-END FUNDS Scudder Investments Service Company - Shareholder Service Agent Transfer agency and shareholder services are necessary for the start-up and operation of a Closed-End Fund. Shareholders need records of their investment, various regulatory and tax reports must be prepared and filed, shareholder interests transferred, dividends paid in cash or reinvested in additional shares and various other shareholder services provided. The Transfer Agency Division of SISC in Kansas City performs these functions and others. The major functions performed by SISC for Closed-End Funds are discussed below. A. TRANSACTION PROCESSING Transfers Letters are received from shareholders or their designated representatives who wish to change the registration of an account. The most common types of transfers arise as a result of purchases through the broker/dealer. Others result from name changes due to divorce or death. Transfers involving guardianship or bankruptcy may be more complex. As with other transactions, it must first be determined if the requestor is authorized to act for the account and if the appropriate 58 documents have been submitted to validate the requestor's authority and identity. Correspondence is generated if the documents are not in good order. Shares in the existing account are transferred to an account under a new registration and certificates will be issued only if specifically requested (unless the request was received through DTC). Redemptions Letters are received directly from shareholders or their designated representatives who wish to liquidate full and fractional reinvestment shares in their accounts. Only the reinvestment shares may be liquidated. The non-reinvestment shares must be sold through their broker/dealer. It must first be determined that the requestor is authorized to act for the account and if the appropriate documents have been submitted to validate the requestor's authority and identity. Various types of liquidations require compliance with complex legal requirements, state laws and official documents. Correspondence is generated if the documents are found to be insufficient to complete the liquidation request. The account is coded for either a fractional or full and fractional liquidation. The system generates a report providing the liquidating share totals for each Fund. Trade tickets are then faxed to the Plan Agent for the sale of the appropriate shares in the open market. That price is used to complete the process of creating the liquidation checks for the shareholder. Upon confirmation of this sale, the average per share price is computed and entered on STS. Depository Trust Company (DTC) A variety of transfer, deposit/withdrawal requests may also be received through DTC via mail and/or DTC participant terminal transmissions. Depending on the transaction type, certain turnaround standards are applicable (either 24 or 48 hours). Unless specifically instructed otherwise, all certificates are issued and sent to DTC. New York Drop Office Any Closed-End Fund transactions delivered by New York based broker/dealer to the sub-custodian's New York Drop office are forwarded overnight to SISC and processed on the date of receipt. These items must be returned to the New York Drop within a 48-hour period. Account Maintenance/Changes In addition to requests for share liquidations and transfers, shareholders may write letters to request address changes or a change of dividend option (cash or reinvest). Changes to the broker/dealer or representative named on the account may also be made. Verification is made that the requestor is an authorized person and that any needed documents have been submitted. The changes are then made to the shareholder's account on the system. Dealer File Dealer file changes/additions/deletions are made on the STS system as instructed by the Mutual Fund Dealer File Department. 59 Purchases/Check Processing Purchases into Closed-End Funds can only be made from dividend checks that have been returned for reinvestment or from subsequent cash purchases of $100 to $500. Copies of the checks and the original instructions are held for processing on pre-determined dates. Dividends The Fund instructs SISC regarding each dividend to be paid. SISC then executes the processes to accurately reinvest or pay out each shareholder's dividend in accordance with their pre-existing instructions. The reinvestment process is a separate calculation from the dividend calculation. Once the total reinvestment dollars are computed, a decision is made to purchase the reinvestment shares from the fund or in the open market in accordance with the Fund's Dividend Reinvestment Plan. If shares are purchased from the Fund, the reinvestment share price is set. If share are purchased in the open market, a trade is placed with the Plan Agent for the purchase of the total reinvest dollar amount. Once all purchases are complete, the average price per share for the entire purchase is used as the reinvest share price. The reinvestment posting to shareholder accounts is run on or shortly after the payable date. Each shareholder who receives distributions in cash will receive a check. Each shareholder who reinvests will have a dollar and equivalent share amount posted to the account. B. TELEPHONE SERVICES Customer Service A toll free phone number is provided for shareholder and brokerage firm information and inquiries. Calls and inquiries cover wide ranging and diverse topics, including questions on account activity, requests for literature and Fund information and requests for information on how to access a privilege or perform a transaction. There is also a designated representative whose primary responsibility is to serve as a direct broker/dealer contact. This individual works directly with clearing firms, high volume dealers and any firm that requires frequent assistance. C. CONTROL FUNCTIONS Postal Return Maintenance and Control All shareholder mailings that are returned as undeliverable are researched in an attempt to discover corrected addresses for shareholders that have moved so that the check/statement/confirmation process may be resumed as quickly as possible. Fund Balancing Reports generated by the STS system are balanced to ensure that share activity at the individual account level balances to share totals at the aggregate fund level. Any out-of-balance condition will be researched until the cause has been determined and corrected. Quality Assurance All the transaction activity is verified and quality controlled before being released to post to the STS system. 60 IV. TRANSFER AGENT SYSTEMS RESPONSIBILITIES There are two primary functions that have been performed within TA Systems: daily support and project management for enhancements. In addition, within Deutsche Bank there are multiple users of the TA2000 system that have requested enhancements thru the TA Systems group. Going forward, the responsibilities of the TA Systems group will be divided between DST and Deutsche Asset Management as follows: A. DST RESPONSIBILITIES: All support for all areas and all TA & 3rd party enhancement requests: . Kansas City Transfer Agency Requests - support and project management for Transfer Agent enhancements as they relate to the processing of retail funds or Kansas City operations. . Baltimore Transfer Agency requests - support and project management for Transfer Agent enhancements as they relate to the processing of institutional funds or Baltimore operations. . Third party requests - all support requests needed for 3rd parties to access and/or receive TA2000 data. i.e. DB CTAG, Private Bank, broker dealers, etc. B. DEUTSCHE ASSET MANAGEMENT RESPONSIBILITIES: All non-TA & 3rd party enhancement requests . Product Requests - Project management & coordination for new funds, name changes, fund closures, mergers, acquisitions and new shareholder features that are dictated at the fund or fund group level. The actual execution of setting up new funds, names changes etc. will be performed by DST TA Systems on the TA2000 system. . Marketing - Project management for any requests that originate from marketing. . Sales - Project management for any requests that originate from sales. . Internal systems - Project coordination and DST relationship management for all internal systems needs. V. SCUDDER RETIREMENT SERVICES (SRS) The transfer agent currently provides the following services to Scudder Retirement Services (SRS). These services will continue except that, in the event that the proportion of services provided by DST to SRS increases relative to the proportion of services provided by DST under this Agreement generally, excluding those services provided to SRS, DST and Fund Transfer Agent shall negotiate in good faith to increase the Compensation payable to DST relative to SRS services to offset DST's proportional increase in DST's costs. With respect to the following SRS services which DST is providing to Fund Transfer Agent under this Agreement, the Fund Transfer Agent shall have the right to direct DST, as Fund Transfer Agent's sub-agent, to deliver those SRS services which DST is providing to Fund Transfer Agent on the terms and conditions set forth in this Agreement to a single third party, provided that: (1) the Fund Transfer Agent notifies DST in writing of the identity of such third 61 party within ninety (90) days following the date of this Agreement; (2) such third party is not a competitor of DST; (3) the Fund Transfer Agent shall be responsible to assure that such third party (y) complies with the same standards, procedures and requirements (including but not limited to security, confidentiality of limited use) applicable to Fund Transfer Agent and (z) uses DST's services and accesses DST's facilities solely to provide services as permitted under this Agreement and solely to the SRS funds; and (4) DST shall be entitled to cease providing such SRS services to such third party, without breaching this Agreement, in the event that such third party does not comply with the terms of this Agreement and everything enumerated in subsection (3) above to the extent applicable to their access to and utilization of DST's services and facilities. Such SRS services as DST delivers to a third party under this paragraph shall be deemed to be, and shall be, services delivered to Fund Transfer Agent and DST accepts, and shall have, no direct obligations to provide services to such third party, but all such obligations shall remain derivative of DST's obligations to Fund Transfer Agent under this Agreement. A. DISTRIBUTION CENTER Incoming Mail The Distribution Center is responsible for all Retirement Plan Services' (RPS) incoming mail (all times CST): RPS specific PO Box Mail is received periodically throughout the day RPS Street addressed mail is received by 8:30 am RPS Overnights mail is received by 10:00 am As provided for in Section 1.D. of the Agreement, DST reserves and shall have the right to change the foregoing times in its sole discretion. . Incoming mail is sorted and prepared by work type . All incoming mail is imaged via AWD . Checks are segregated and sent to DDPS for encoding and deposit with United Missouri Bank. . Records are maintained in accordance with appropriate regulatory guidelines. . The Distribution Center is responsible for the validation of signature guarantees. Outgoing Mail The Distribution Center is responsible for the following RPS outgoing mail: . Distribution checks and Replacement checks. . Airborne Packages . Pouch to other Deutsche Bank offices. . Client Correspondence The Distribution Center periodically picks up outgoing mail from locations within the RPS area. Stored Boxes Retrieval of stored boxes from Iron Mountain. 62 B. DISTRIBUTIVE DATA PROCESSING FILE SYSTEM (DDPS) . Responsible for encoding all checks for RPS and providing daily deposits to United Missouri Bank. . Provides the Recon department with a daily file of `RPS only' activity extracted from the DST New Account System. . Quality controls checks for signature and endorsement completeness although RPS is ultimately responsible for any liability associated with the acceptance of these checks. . Performs deposits for offline processing. Offline deposits are checks deposited outside the normal contribution process, these are manually reconciled. C. RECONCILIATION PROCESSING Daily Bank Account Activity - Reconciliation On Day 1, DDPS creates check file that is sent to the RECON department. On Day 2, Microsoft Access is used to systematically match the file with the bank account and an extract provided from the FlexPlan system. Access generates discrepancy reports which are used by the RECON department to identify and communicate open items. The RECON Department is responsible for posting clearing entries if made by RPS. Other Services Performed by the RECON Department Balancing of bank accounts impacted by Scudder Retirement Services' transactional activity . Money Movement between internal and outside fund bank accounts . Stop Payment and Replacement of Disbursement Checks . Outgoing Wires: Generation of Manual Wires and the release of Expedited Wires processed through plan liquidations . Manual Check Production . Identification and communication of Returned Checks and Wires . Automated Clearing House (ACH) Transmission Reconciliation and Balancing . Escheatment . TaxPak Support - Responsible for the weekly remittance of tax withholding to the IRS. Reconciliation and balancing of withholding is processed by a feed received from the FlexPlan system monthly and reconciled against the weekly withholding reports received from FlexPlan. . Responsible for State Withholding remittance, balancing and reporting for Scudder Trust Company accounts on TRAC2000. . Responsible for Federal Withholding remittance, balancing and reporting for Scudder Trust Company accounts on TA2000 and TRAC2000. . Communication of Supersheet Activity to Fund Accounting and Fund Custodians - Internal and Outside Funds. 63 D. FINANCIAL CONTROL Pricing . Financial Control is responsible for updating NAVs and dividend accrual rates for all internal and outside funds on the TA2000 system as well as initiating the upload of this information to FlexPlan. . All outside funds supported by RPS are sent to Financial Control by fax, email or internet. Dividend Calculations . Responsible for the entry of all dividend calculation information on TA2000. . Responsible for any manual dividend processing that is required for adjustments and/or loadback issues. . Responsible for the monitoring and correction of all daily accrual activity. The buckets for the daily accrual funds are stored on the DST/DTG mainframe. FlexPlan does not support daily accrual functionality. E. COMMISSIONS Responsible for all RPS commission related processes performed on DST/DTG: . Weekly Commission payouts - includes inside and outside funds . Quarterly Trails - includes inside and outside funds . ProStar - Manual payout of 1% for accounts which rollover from a 401k to an IRA account. . All commissionable/non-commissionable buckets are stored on the DST/DTG mainframe. FlexPlan does not support these buckets. . Reclaims of all commission processing . Letter of Intents (LOI) - responsible for the setup of all LOI's per plan and maintenance of LOI's for extensions and expiration dates. All entry of LOI's are performed on DTG. . 1% Finders Fee - This is a separate FlexPlan file which calculates all million dollar plans entitled to a 1% finders fee and transmitted to the DST/DTG commission process weekly. The transfer agent is responsible to process this file if such file is received by the transfer agent. 64 . Generating a monthly check for Administrative Service Fees (ASF) and forwarding it to the appropriate DIMA employee for manual splitting between Administrators and Advisors. F. PRINT ROOM/DATA CENTER Print Room Responsibilities: . Printing and delivering all mainframe and FlexPlan reports utilized within RPS. . Generation and printing of RPS distribution and replacement checks. . RPS utilizes 3422 IBM mag tape drives and 3490 cartridge drives for uploading contribution information via automated media. . Responsible for all tape mounts from daily, monthly, and quarterly output for Flex and delivered to DST OT for printing. DataCenter Responsibilities: . Loading the tapes for historical Nice Log pulls. Recorded calls are stored for a year. G. BROKER OPERATIONS . Responsible for the entry and maintenance of all Dealer Branch and Dealer Representative information H. YEAR END Responsibilities include Tax Reporting for Scudder Trust Accounts: . Creation, duplication, and corrections of IRS Forms 5498 and 1099 for Scudder Trust Company Accounts on TA2000. (Excludes RPS' FlexPlan TaxPak year end processing which is outsourced to another vendor for printing and mailing of IRS form 1099.) . All data for reporting via form and magnetic media is maintained on and generated from the DST/DTG platform. 65 I. DST LIAISON TEAM (TA SYSTEMS) Daily Support . Daily transmissions going to and from DST for pricing outside funds, and transactions in Scudder & outside funds. . Ad Hoc reporting requests . Exchange option changes to allow plan exchanges across fund classes - we frequently have to remove and re-implement this system block as exchanges are not allowed between classes, but some plans have special permission to do so. Project Support Responsible for the following updates and maintenance on the DST/DTG mainframe: . Coordination of certain new DST enhancement testing within all departments involved and the final rollout of enhancements. Depending upon the enhancement, this could be coordinated by the DB Transfer Agency Systems group. Coordination responsibility will be discussed and mutually agreed to for each enhancement. . Responsible for the purging and microfiching of all DST/DTG accounts. Retirement Plan Services follows the same purge criteria as the retail side. J. MSD (MANAGEMENT SERVICES DEPARTMENT) . Interface with DST regarding any enhancements training and maintenance needed to support the normal daily operation of the AWD application. K. EXCEPTION CONTROL PROCESSING (ECD) . Responsible for updating and building all Purchase Accumulation Buckets (PAF) for IRA rollovers or correction processing and B to A rolls. This involves all B and C share accounts. All PAF adjustments are processed on the DST/DTG mainframe. L. MICROFILM/RESEARCH . RPS requires access to microfilm/fiche readers so their employees can perform their own research. Microfilm/fiche will continue to be provided by DST at the transfer agent's expense. 66 EXHIBIT B FULL SERVICE FEE SCHEDULE --------------------------------------------------------------------------------
ANNUAL ANNUAL ACCOUNT BREAKDOWN - December 2002 KEMPER SCUDDER TOTAL RATE FEES --------- --------- --------- ------ ----------- Open Accounts: Level 3 707,721 54,802 762,523 $2.70 $ 2,058,812 CPG 47,389 0 47,389 $9.45 $ 447,826 IRA's 403,460 608,317 1,011,777 $9.80 $ 9,915,415 Regular 667,669 790,644 1,458,313 $9.50 $13,853,974 Closed-End 20,945 0 20,945 $8.75 $ 183,269 Total Open Accounts 1,847,184 1,453,763 3,300,947 26,459,295 Closed Accounts 1,417,836 528,589 1,946,425 $0.50 $ 973,213 Closed-End Closed Accounts 4,076 0 4,076 $2.50 $ 10,190 Sub-Total Fees $27,442,698 Wholesale Draft Presentment 1,987,123 0 1,987,123 $0.25 $ 496,781 Total Fees $27,939,478 Total Average Fees Per Open Account $ 8.46
-------------------------------------------------------------------------------- On the Invoice given to the Fund Transfer Agent for each month during years 2 through 5 of this Agreement, DST will provide a credit against the Compensation payable to DST in the amount of one-twelfth of $.30 per billable open account on the TA2000 System during the applicable month. Fee Increases The fees and charges set forth in this Exhibit B shall increase annually upon each anniversary of this Agreement over the fees and charges during the prior 12 months in an amount not less than the annual percentage of change in the Consumer Price Index for all Urban Consumers ("CPI-U") in the Kansas City, Missouri-Kansas Standard Metropolitan Statistical Area, All Items, Base 1982-1984=100, as last reported by the U.S. Bureau of Labor Statistics for the 12 calendar months immediately preceding such anniversary. In the event that this Agreement was not signed as of the first day of the month, the fees and charges increase shall be effective as of the first day of the month immediately following the month during which the anniversary occurred. 67 Open and Closed Accounts Fees The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed and shall cease to be charged in the month following the Purge Date, as hereinafter defined. The "Purge Date" for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. 68 EXHIBIT C REIMBURSABLE EXPENSES (1) General Forms Envelopes Checks Drafts Postage (to be paid in advance if so requested) Mailing Services Reports and Statements Specially Requested by the Fund Transfer Agent Computer Hardware and Software - specific to Fund Transfer Agent or installed at remote site at Fund's direction Telecommunications Equipment and Lines/Long Distance Charges Magnetic Tapes, Reels or Cartridges (if sent to the Fund Transfer Agent or to a third party at the Fund Transfer Agent's request) Magnetic Tape Handling Charges Microfiche/Microfilm/CD ROM Freight Charges Printing (including outside printing firms such as Output Technology, Inc. or DST Output, Inc.) Bank Wire and ACH Charges Proxy Processing - per proxy mailed not including postage Includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation and Certification Tax Certification Mailings (e.g., W-8 & W-9) (Postage associated with the return envelope is included) Axciom Charges N.S.C.C. Communications Charge See below. (Fund/Serv and Networking) Record Storage (hardcopy/microfiche/on-call) Travel, Per Diem and other Billables Incurred by DST personnel traveling to, at and from the Fund Transfer Agent at the request of the Fund (2) NSCC fees and related out-of-pocket expenses Settling Bank Fees The Fund Transfer Agent may be charged fees by the Settling Bank at which the net settlement account resides for monthly maintenance of this account. These are negotiated directly between the Fund Transfer Agent and the Settling Bank. 69 NSCC Participant Fees The NSCC charges $40 per month per management company for CPU access/shared line costs. A combined participant base fee of $200 per month is charged for the following services: Fund/SERV: The NSCC charges an activity charge of $.25 per inputted transaction. Transactions include purchases, redemptions and exchanges. Networking: The NSCC charges the following activity fee: . $.02 per account for funds paying dividends on a monthly basis . $.01 per account for funds paying dividends other than monthly Commission Settlement: The NSCC charges the following processing fee: . $.30 per hundred records, per month, for one to 500,000 records; there is a $50 per month minimum processing charge . $.20 per hundred records, per month, for 500,001 to 1,000,000 records . $.10 per hundred records, per month, for 1,000,001 records and above Note: Participant fees are cumulative when Fund/SERV, Networking and/or Commission Settlement are used in conjunction with each other. 70 EXHIBIT D FUND TRANSFER AGENT'S POLICIES AND PROCEDURES Policies and Procedures for Investment Checks Correction Policy for Net Asset Value Errors Statement of Fund Policy: Redemption Draft Signature Verification Anti-Money Laundering Policy Privacy Policy Transfer on Death Policy Checkwriting Draft Policy Third Party Check Policy Legal Manual As-of Transactions Correction Policy (To be Provided) 71 EXHIBIT E AUTHORIZED PERSONNEL Pursuant to the Agency Agreement between the Fund Transfer Agent and DST (the "Agreement"), the Fund Transfer Agent authorizes the following Fund Transfer Agent personnel to provide instructions to DST, and receive inquiries from DST in connection with the Agreement: Barb Wizer ------------------------------------------ ----------------------------------- David Markley ------------------------------------------ ----------------------------------- Mike Gallagher ------------------------------------------ ----------------------------------- ------------------------------------------ ----------------------------------- ------------------------------------------ ----------------------------------- ------------------------------------------ ----------------------------------- ------------------------------------------ ----------------------------------- This Exhibit may be revised by the Fund Transfer Agent by providing DST with a substitute Exhibit E. Any such substitute Exhibit E shall become effective twenty-four (24) hours after DST's receipt of the document and shall be incorporated into the Agreement. ACKNOWLEDGMENT OF RECEIPT: DST SYSTEMS, INC. SCUDDER INVESTMENTS SERVICE COMPANY By: By: --------------------------------------- -------------------------------- Title: Title: ------------------------------------ ----------------------------- Date: Date: ------------------------------------- ------------------------------ 72 EXHIBIT F DST Full Service - Service Level Recommendations --------------------------------------------------------------------------- Overall Quality --------------------------------------------------------------------------- Avg of Distribution Avg of Avg of TA NQR Best Channel Time Frame NQR Avg Actual In Class Recommendation --------------------------------------------------------------------------- Load Q1/2000 - 94.2% 98.3% 99.2% Q2/2002 ---------------------------------------------------------- Q2/2001 - 94.8% 98.2% 99.3% NQR Average Q2/2002 Plus 175 basis ---------------------------------------------------------- spoints S Class Q1/2000 - 94.8% 97.1% 98.1% Q2/2002 ---------------------------------------------------------- Q2/2001 - 95.2% 98.0% 98.6% Q2/2002 ---------------------------------------------------------- AARP Class Q1/2000 - 94.8% 95.9% 98.1% Q2/2002 ---------------------------------------------------------- Q2/2001 - 95.2% 97.8% 98.6% Q2/2002 --------------------------------------------------------------------------- --------------------------------------------------------------------------- Timeliness - Financial Items Processed Same-Day --------------------------------------------------------------------------- Avg of Distribution Avg of Avg of TA NQR Best Channel Time Frame NQR Avg Actual In Class Recommendation --------------------------------------------------------------------------- Load Q1/2000 - 95.0% 93.7% 100.0% Q2/2002 ---------------------------------------------------------- Q2/2001 - 95.3% 95.2% 100.0% Q2/2002 ---------------------------------------------------------- S Class Q1/2000 - 92.8% 88.1% 98.8% 95% Q2/2002 ---------------------------------------------------------- Q2/2001 - 95.2% 95.3% 99.4% Q2/2002 ---------------------------------------------------------- AARP Class Q1/2000 - 92.8% 87.9% 98.8% Q2/2002 ---------------------------------------------------------- Q2/2001 - 95.2% 96.2% 99.4% Q2/2002 --------------------------------------------------------------------------- 73 --------------------------------------------------------------------------- Timeliness - Non-Financial Items Processed Same-Day --------------------------------------------------------------------------- Avg of Distribution Avg of Avg of TA NQR Best Channel Time Frame NQR Avg Actual In Class Recommendation --------------------------------------------------------------------------- Load Q1/2000 - 70.9% 88.5% 96.9% Q2/2002 ---------------------------------------------------------- Q2/2001 - 71.3% 89.1% 99.2% Q2/2002 80% ---------------------------------------------------------- S Class Q1/2000 - 67.9% 75.9% 92.7% Q2/2002 ---------------------------------------------------------- Q2/2001 - 71.7% 93.2% 96.6% Q2/2002 ---------------------------------------------------------- AARP Class Q1/2000 - 67.9% 75.2% 92.7% Q2/2002 ---------------------------------------------------------- Q2/2001 - 71.7% 94.5% 96.6% Q2/2002 --------------------------------------------------------------------------- 74 EXHIBIT G C1Y - interface to SHAARK database Manual compensation adjustments CentreVu CMS" for retrieving 800 ACD call All areas with an 800# should require this app information by split, etc. for reporting purposes. D1X - TA Jobs/Processes on Chicago Jobs run by TA Systems on Chicago Mainframe Mainframe to support TA Dataflex Recon DB Direct, DB Cash Reporter, Deutsche Bank custody wire processing http://www.cib.db.com/gcm/services/ DB Webcinq http://web-auth-int.db.com/ Deutsche Bank custody wire processing scripts/logon.exe?subdir=db&refer= http://services.gcm.gtb.cib.intranet.db.com/ci nq/default.asp F1R - New Account Labels Mktg uses to mail new acc packets http://chintweb08.intra.scudder.com/ NetFunds netfunds/ExplorerFrameset.asp http://chintweb09/infonet/ InfoNet home page http://chintweb09/infonet/int_legal/ Intermediary legal home page LegalManual/LegalManual2.htm http://chintweb09/infonet/legal/default.htm Scudder and AARP legal home page http://intra.scudder.com/ Training Service Home Page trainingserviceskc/Default.asp http://intra.scudder.com/ Training Services Associate Resources trainingserviceskc/KcTrain/ NewAssociateResources.asp http://intra.scudder.com/ Training Services Ops Update trainingserviceskc/KcTrain/Ops.asp http://nyc.gd.ds.gto.cib.intranet.db.com/ DB Global phone book perl/searchx.perl? http://www.deam- Boston Fund Accounting daily prices us.scudder.com/t/fundaccounting/ index.jhtml Infotel measures call volumes in KC from a Chicago server L1G - Legal legal manual pulled into trans process M1G - Dup database sent to DB mainframe for downstream systems
75 MAX TA general sales queries QPMaxNT Qualified Plan sales reporting system Rightfax Outbound Client v6.0 Outbound faxing done via Chicago fax server Scudder Pricing Price file from Fund Accounting in Boston downloaded to fax server and sent out to Notes distribution list Security Siebel Sales 2000 CRM used by CPG Group Siebel Sales 2000 Test CRM used by CPG Group SRS Compass (same as Compass listed as a Daily Trade reports and Archives 'No'?) Sweeptech Farm Credit Mobius Document Direct v2.2 GUI viewer for Mobius documents/1/ Mobius Application Suite v1.2 View Direct GUI interface for searching DTG statements/forms/1/ Intranet/Data Access . Deutsche Bank will provide DST the ability to utilize the Deutsche network as a transport to the Deutsche Banks specific intranet sites currently accessed in order to perform normal daily functions. Intranet (network access will be limited to those Deutsche technical security controls and network infrastructure limitations existing prior to change of control) . Deutsche is providing network connectivity to the Intranet "AS IS" and is not obligated to enhance or modify its network infrastructure in any manner . DST employees must use network connectivity in a manner consistent with those practices used prior to change of control.
---------- /1/ DST and the Fund Transfer Agent agree to work together in good faith to make provisions for the payment of any fees required by Mobius for access to such applications. 76 Appendix I to the Remote Service Agreement I. CLOSED END FUNDS The Brazil Fund Scudder Global High Income The Korea Fund Montgomery Street Income Securities Scudder New Asia Scudder Intermediate Gov't Trust Scudder High Income Trust Scudder Municipal Income Trust Scudder Multi-Market Income Trust Scudder Strategic Municipal Income Trust Scudder Strategic Income Trust Scudder RREEF Real Estate Fund 77 II. FUNDS SPONSORED BY FUND TRANSFER AGENT OR FUND TRANSFER AGENT'S AFFILIATES A. DTG List - Funds
Fund Mgmt Short Share Fund # Co Fund Long Name Name Class CUSIP QUOTRON ------------------------------------------------------------------------------------------------------------------------------ 1 SS SCUDDER TECHNOLOGY FUND-A TECA A 81123F108 KTCAX 2 SS SCUDDER TOTAL RETURN FUND-A KTRA A 81123H104 KTRAX 3 SS SCUDDER GROWTH FUND-A KGFA A 81115H104 KGRAX 4 SS SCUDDER DYNAMIC GROWTH FUND-A KSCA A 811197102 KSCAX 5 SS KEMPER INCOME & CAPITAL PRESERVATION-A ICPA A 488412107 KICAX 6 SS SCUDDER MONEY MARKET FUND SMMF N/A 81118M100 KMMXX 7 SS KEMPER MUNICIPAL BOND FUND-A KMBA A 488419201 KMBAX 8 SS SCUDDER HIGH INCOME FUND-A SHIA A 81115L105 KHYAX 9 SS SCUDDER CA TAX-FREE INCOME FUND-A CATA A 811204106 KCTAX 10 SS SCUDDER STRATEGIC INCOME FUND-A SIFA A 81123J100 KSTAX 11 SS SCUDDER GOVT. MONEY FUND SGMF N/A 81118M209 KEGXX 12 IP KIP-GROWTH INITIAL PORTFOLIO GR-I N/A 487902108 KPGWX 13 IP KIP-HIGH YIELD INITIAL PORTFOLIO HY-I N/A 487902207 KPHYX 14 IP KIP-MONEY MARKET INITIAL PORTFOLIO MM0I N/A 487902306 N/A 15 SS SCUDDER INSURED MONEY ACCT PROGRAM SIMA N/A N/A N/A 16 SS KEMPER QUANTITATIVE EQUITY FUND - A KQEA A 48842E100 KQEAX 17 SS CEF - MONEY MARKET PORTFOLIO CEFM N/A 147543102 N/A 18 SS SCUDDER US GOVERNMENT SECURITIES FUND-A KGSA A 81123L105 KUSAX 19 SS KEMPER INTERNATIONAL FUND-A KIFA A 4884151000 KITAX 20 SS INVESTORS MONEYACCOUNT B IMAB N/A N/A N/A 21 SS INVESTORS MICHIGAN MUNICIPAL CASH FUND IMIC N/A 461916504 IMIXX 22 SS SCUDDER NEW EUROPE FUND - A KNEA A 81118E108 KNEAX 23 SS CEF-GOVERNMENT SECURITIES PORTFOLIO CEFG N/A 147543201 N/A 24 SS TAX EXEMPT NEW YORK MONEY MARKET FUND TXNY N/A 461916108 N/A Status Closed For/ Change Merge Fund # TIN Category Code Live Date Date Date Date ------------------------------------------------------------------------------------------------------------------- 1 36-6051878 Scudder 1 09071948 2 36-6103490 Scudder 1 03021964 3 36-6139662 Scudder 1 04041966 4 36-2668415 Scudder 1 02201969 10152001 5 36-2797860 Kemper 2 04151974 To 463 06222001 6 36-2809723 MMKT 1 11251974 04062002 7 36-2896696 Kemper 2 04201976 to 466 06082001 8 36-2955386 Scudder 1 01261978 10072002 9 36-3221104 Scudder 1 02171983 10 36-2921989 Scudder 1 06231977 11 36-3150806 MMKT 1 11301981 04062002 12 36-3534358 Kemper 2 020684 05271994 13 36-3553193 Kemper 2 020684 05271994 14 36-3534356 Kemper 2 020684 05271994 15 43-0995254 IMA 1 01011900 01022001 16 36-4038832 Kemper 2 02151996 To 31 02051999 17 36-3414264 CPG 1 01011900 18 36-3060398 Scudder 1 10011979 19 36-3124258 Kemper 2 05211981 To 468 06152001 20 43-0995254 IMA 2 01011900 11032000 21 36-4215544 CPG 1 03151998 22 13-3557060 Scudder 1 05011996 23 36-3414269 CPG 1 01011900 24 36-3709933 CPG 1 01011900
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 78 25 SS TAX-EXEMPT CALIFORNIA MONEYMARKET FUND TXCA N/A 876934100 N/A 26 SS SCUDDER NY TAX-FREE INCOME FUND-A NYTA A 811204403 KNTAX 27 SS SCUDDER FL TAX-FREE INCOME FUND-A FLTA A 811204205 KFLAX 28 SS KSTIS KEMPER OH TAX-FREE INCOME FUND-A OHTA A 488424508 KOHAX 29 SS SCUDDER TAX-EXEMPT MONEY FUND STMF N/A 81118M308 KXMXX 30 SS KEMPER SHORT-TERM US GOVERNMENT FUND-A STGA A 48842K106 KSGAX 31 SS SCUDDER BLUE CHIP FUND-A BCFA A 81111P100 KBCAX 32 SS KEMPER GOLD FUND GOLD N/A Not available KGDFX 33 SS KEMPER GLOBAL INCOME FUND-A GIFA A 48841D103 KGIAX 34 IP KIP-DIVERSIFIED INCOME INITIAL PORTFOLIO DIVI N/A 487902405 KPDIX 35 IP KIP-TOTAL RETURN INITIAL PORTFOLIO TR-I N/A 487902603 KPTRX 36 IP KIP-SHORT-INTERMEDIATE GOVT INITIAL STGI N/A 487902702 KPSIX 37 IP KP-SHORT-TERM GLOBAL INCOME INITIAL STGI N/A 487902801 KPSGX 38 IP KIP-SMALL CAP EQUITY INITIAL PORTFOLIO SCEI N/A 487902793 KPSCX 39 SS INVESTORS FLORIDA MUNICIPAL CASH FUND IFMC N/A 461916207 N/A 40 SS INVESTORS NEW JERSEY MUNICIPAL CASH FD INJM N/A 461916306 N/A 41 IP KIP-GOVERNMENT INITIAL PORTFOLIO GVTI N/A 487902504 N/A 42 SS INVESTORS PENNSYLVANIA MUNI CASH FD IPMC N/A 461916405 N/A 43 SS ICT - TREASURY PORTFOLIO ICTP N/A 461473209 N/A 44 SS ICT - GOVERNMENT SECURITIES PORTFOLIO ICTG N/A 461473100 N/A 45 SS CEF-TAX-EXEMPT PORTFOLIO CEFT N/A 876922105 N/A 46 SS CAT-MONEY MARKET PORTFOLIO CATM N/A 147539100 N/A 47 SS CAT-GOVERNMENT SECURITIES PORTFOLIO CATG N/A 147539209 N/A 48 SS CAT-TAX-EXEMPT PORTFOLIO CATX N/A 147539308 N/A 49 SS PREMIER MONEY MARKET SHARES CTPM N/A N/A N/A 50 SS SCUDDER TARGET 2010 FUND TGF1 N/A 81123E101 KRFAX 51 SS KEMPER ENVIRONMENTAL SERVICES FUND KESF N/A 48840N102 KESFX 52 SS SCUDDER TARGET 2011 FUND TGF2 N/A 81123E200 KRFBX 53 SS SCUDDER TARGET 2012 FUND TGF3 N/A 81123E309 KRFCX 54 SS SCUDDER RETIREMENT FUND - SERIES IV KRF4 N/A 81123E408 KRFDX
25 36-3508336 CPG 1 01011900 26 36-6414265 Scudder 1 12311985 27 36-3752998 Scudder 1 04251991 28 36-3876487 Kemper 2 03221993 To 466 06082001 29 36-3528558 MMKT 1 09101987 04062002 30 36-3528556 Kemper 2 09011987 To 422 06222001 31 36-3542349 Scudder 1 11231987 32 36-3554929 Kemper 2 03011988 07311991 33 36-3657086 Kemper 2 10011989 To 461 06152001 34 36-3534359 Kemper 2 10261984 05271994 35 36-3534349 Kemper 2 11151986 05271994 36 36-3615079 Kemper 2 02011998 05271994 37 36-3747056 Kemper 2 02011991 08261994 38 36-3847905 Kemper 2 10011992 05271994 39 36-4151011 CPG 1 05151997 40 36-4151008 CPG 1 05151997 41 36-3534354 Kemper 2 10261984 05271994 42 36-4151010 CPG 1 05151997 43 36-3790101 CPG 1 01011900 44 36-3708479 CPG 1 01011900 45 36-3177546 CPG 1 01011900 46 37-1259201 CPG 1 01011900 47 37-1259202 CPG 1 01011900 48 37-1259204 CPG 1 01011900 49 37-1259201 CPG-retail 1 01151999 11041999 50 36-3682465 Retirement 3 02051990 Purchases 51 36-3697522 Kemper 2 05251990 08261994 52 36-3720753 Retirement 3 09101990 Purchases 02282002 53 36-3809455 Retirement 1 03101992 reopened 02192002 54 36-3865611 Retirement 3 01151993 Purchases
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 79 55 SS SCUDDER RETIREMENT FUND - SERIES V KRF5 N/A 81123E507 KRFEX 56 SS SCUDDER RETIREMENT FUND - SERIES VI KRF6 N/A 81123E705 KRFFX 57 SS SCUDDER RETIREMENT FUND - SERIES VII KRF7 N/A 81123E804 KRFGX 58 SS SCUDDER YIELDWISE GOVT. MONEY FUND SYGF N/A 81124A207 SYGXX 60 SS KEMPER HORIZON 20+ PORTFOLIO-A H20A A 48841J100 KHOAX 61 SS KEMPER HORIZON 10+ PORTFOLIO-A H10A A 48841J209 KHRAX 62 SS KEMPER HORIZON 5 PORTFOLIO-A H05A A 48841J308 KHZAX 63 SS KSTIS KEMPER TX TAX-FREE INCOME FUND-A TXTA A 488424409 KTXAX 64 SS INVESTORS MONEY ACCOUNT - 3 IMA3 N/A N/A N/A 65 SS KEMPER SHORT-TERM GLOBAL INCOME FUND KSTG N/A 48842H103 KSGIX 66 SS BANKERS GIC TRUST GIC N/A GIC TRUST N/A 67 SS SCUDDER YIELDWISE MUNI MONEY FUND SYUF N/A 81124A306 SYUXX 68 SS KSTIS KEMPER MI TAX-FREE INCOME FUND-A MITA A 488424813 KMIAX 69 SS KSTIS KEMPER NJ TAX-FREE INCOME FUND-A NJTA A 488424771 KNJAX 70 SS KSTIS KEMPER PA TAX-FREE INCOME FUND-A PATA A 488424748 KPNAX 71 SS KEMPER U S MORTGAGE FUND-A USMA A 487902843 KUMAX 72 SS KEMPER ASIAN GROWTH FUND - A KAGA A 487912107 KANAX 73 SS SCUDDER AGGRESSIVE GROWTH FUND - A AGGA A 81111M107 KGGAX 74 SS SCUDDER CASH RESERVES FUND-A CRA A 811195403 N/A 75 SS KEMPER HIGH YIELD OPPORTUNITY FUND - A HYOA A 488411505 KYOAX 76 SS KEMPER SHORT-INTERMEDIATE GOVT FUND-A SIGA A 487902827 KSIAX 77 SS KEMPER INTERMEDIATE MUNCIPAL BOND-A KIMA A 488419607 KIMAX 78 SS KEMPER SMALL CAP RELATIVE VALUE FUND-A SRVA A 487918104 KSRAX 79 SS KEMPER VALUE FUND-A VALA A 920390200 KVLAX 80 SS SCUDDER YIELDWISE MONEY FUND SYMF N/A 81124A108 SYWXX 81 SS SCUDDER WORLDWIDE 2004 FUND KW04 N/A 81123E606 KWIVX 82 SS KEMPER CLASSIC GROWTH FUND - A CGRA A 460965205 KCGAX 83 SS SCUDDER GLOBAL DISCOVERY FUND - A CGSA A 378947600 KGDAX 84 SS SCUDDER-DREMAN FINANCIAL SERVICES FND-A DFSA A 81114P107 KDFAX 85 SS SCUDDER FOCUS VALUE PLUS GROWTH FUND-A KVGA A 81114W102 KVGAX
55 36-3920547 Retirement 3 11151993 Purchases 56 36-4017911 Retirement 3 05011995 Purchases 57 36-4151007 Retirement 3 05011997 Purchases 58 36-4257920 MMKT 1 11181998 04062002 60 36-4066435 Kemper 2 12291995 To 02 06082001 61 36-4066436 Kemper 2 12291995 To 02 06082001 62 36-4066437 Kemper 2 12291995 To 02 06082001 63 36-3791602 Kemper 2 11011991 11241998 64 43-0995254 IMA 2 01011900 11032000 65 36-3735289 Kemper 2 10291990 08261994 66 13-6043638 GIC 3 03171995 67 36-4257919 MMKT 1 11181998 04062002 68 36-4007888 Kemper 2 03151995 11241998 69 36-4007890 Kemper 2 03151995 11241998 70 36-4007892 Kemper 2 03151995 11241998 71 36-3534354 Kemper 2 01101992 To 18 05252001 72 36-4104796 Kemper 2 10211996 To 473 05252001 73 36-4118750 Scudder 1 12311996 74 36-3534356 Scudder 1 01101992 02012001 75 36-4176583 Kemper 2 10011997 To 463 06222001 76 36-3615079 Kemper 2 01101992 To 30 02051999 77 36-3974836 Kemper 2 11011994 To 445 06082001 78 36-4223627 Kemper 2 05061998 05262000 79 04-3174738 Kemper 2 04161998 To 449 06222001 80 36-4151005 MMKT 1 04171997 04062002 81 36-4151005 Retirement 3 05031994 82 04-3323039 Kemper 2 04161998 To 498 06222001 83 13-3628802 Scudder 1 04161998 84 36-4210631 Scudder 1 03091998 85 36-4043718 Scudder 1 10161995
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 80 86 SS SCUDDER CONTRARIAN FUND - A CNTA A 81123U105 KDCAX 87 SS SCUDDER-DREMAN HIGH RETURN EQ FUND-A DHRA A 81123U204 KDHAX 88 SS SCUDDER-DREMAN SMALL CAP VALUE FUND - A SCVA A 81123U303 KDSAX 89 SS KEMPER-DREMAN FIXED INCOME FUND DFIF A 48840B884 Not available 90 FF FARMERS MONEY MARKET PORTFOLIO CTFM N/A N/A N/A 91 SS KEMPER US GROWTH AND INCOME FUND - A GRIA A 487915100 KUGAX 92 SS KEMPER GLOBAL BLUE CHIP FUND - A GBCA A 487916108 KGLAX 93 SS KEMPER INTERNATIONAL GR AND INC FUND-A IGIA A 487916207 KIGAX 94 SS KEMPER EMERGING MARKET INCOME FUND - A EMIA A 487916306 KEIAX 95 SS KEMPER EMERGING MARKET GROWTH FUND - A EMGA A 487916405 KEGAX 96 SS KEMPER LATIN AMERICA FUND - A LAMA A 487916504 KLAAX 97 SS PREMIUM RESERVE MM SHARES RMMS N/A 147539407 CXPXX 100 VA SVS II INVESTMENT GRADE BOND-B GRBB B 81223X331 N/A 101 VA SVS II MFS STRATEGIC VALUE B MSVB B 81123X349 N/A 102 VA SVS II MFS STRATEGIC VALUE A MSVA A 81123X356 N/A 103 VA SVS II DAVIS VENTURE VALUE-B DVVB B 81123X380 N/A 104 VA SVS II OAK STRAT EQUITY-B OSEB B 81123X398 N/A 105 VA SVS II TURNER MIDCAP GRO-B TMGB B 81123X414 N/A 106 VA SVS II INDEX-B I50B B 81123X422 N/A 107 VA SVS GOVERNMENT SECURITIES GOVT N/A 81123X406 N/A 108 VA SVS SMALL CAP GROWTH CPGR N/A 81123X745 N/A 109 VA SVS INVESTMENT GRADE BOND GRBD N/A 81123X505 N/A 110 VA SVS DREMAN FINANCIAL SERVICES DRFS N/A 81123X307 N/A 111 VA SVS GLOBAL BLUE CHIP SGBC N/A 81123X828 N/A 112 IP KIP-GROWTH PREMIER PORTFOLIO GR-P N/A 487902884 KZGWX 113 IP KIP-HIGH YIELD PREMIER PORTFOLIO HY-P N/A 487902876 KZHYX 114 IP KIP-MONEY MARKET PREMIER PORTFOLIO MM-P N/A 487902868 N/A 115 SS KEMPER HIGH YIELD FUND II - A HY2A A 48841X109 KHIAX 116 VA SVS II JANUS GROWTH OPP-B JGOB B 81123X430 Not available 117 SS SCUDDER INTERNATIONAL RESEARCH FUND -A KIRA A 81116K403 KIRAX
86 22-2958460 Scudder 1 03181988 87 22-2958719 Scudder 1 03181988 88 22-3172951 Scudder 1 05221992 01182002 89 22-2958724 Kemper 2 09111995 10161995 90 37-1259201 Farmers 2 01151999 To 97 04062001 91 36-4206228 Kemper 2 01301998 To 464 06082001 92 36-4198871 Kemper 2 12311997 To 407 06152001 93 36-4198870 Kemper 2 12311997 05262000 94 36-4198868 Kemper 2 12311997 05262000 95 36-4198866 Kemper 2 01091998 02232001 96 36-4198865 Kemper 2 12311997 01038011 97 37-1259201 CPG-retail 1 04011999 100 36-4066431 Scudder 1 07012002 101 02-0579625 Scudder 1 07012002 102 02-0579625 Scudder 1 05012002 103 04-3559077 Scudder 1 07012002 104 04-3559076 Scudder 1 07012002 105 04-3559075 Scudder 1 07012002 106 44-6576938 Scudder 1 07012002 107 36-3521321 Scudder 1 05012001 108 36-3950292 Scudder 1 05012001 109 36-4066431 Scudder 1 05012001 110 36-4222258 Scudder 1 05012001 111 36-4222260 Scudder 1 05012001 112 36-3534358 Kemper 2 01101992 05271994 113 36-3553193 Kemper 2 01101992 05271994 114 36-3534356 Kemper 2 01101992 05271994 115 36-4257921 Kemper 2 12011998 To 08 05252001 116 Not available Scudder 1 07012002 117 36-3683817 Kemper 2 12141998 05172002 04102000
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 81 118 VA SVS AGGRESSIVE GROWTH AGGR N/A 81123X695 N/A 119 VA SVS TECHNOLOGY GROWTH TECH N/A 81123X752 N/A 120 SS SCUDDER RESEARCH FUND-A RSHA A 811166404 SRHAX 121 SS SCUDDER FOCUS GROWTH FUND-A FGRA A 811166107 SDDAX 122 SS KEMPER NEW EUROPE FUND - M KNEM M 48841Y404 KNEUX 123 SS KEMPER SMALL CAP VALUE + GROWTH FUND-A SVGA A 811166875 KSBAX 124 SS SCUDDER FLOATING RATE FUND - A KFRA A 81114M104 N/A 126 VA SVS GROWTH AND INCOME SGIN N/A 81123X802 Not available 127 VA SVS FOCUSED LARGE CAP GROWTH FLGC N/A 81123X877 Not available 128 VA SVS STRATEGIC INCOME SVSI N/A 81123X794 Not available 129 VA SVS DREMAN HIGH RETURN SDHR N/A 81123X208 Not available 130 VA SVS GROWTH OPPORTUNITIES SGRO N/A 81123X885 Not available 131 VA SVS HIGH YIELD SVHY N/A 81123X604 Not available 132 VA SVS GROWTH SGRT N/A 81123X786 Not available 133 VA SVS MONEY MARKET SVMM N/A 81123X109 N/A 134 IP KIP-DIVERSIFIED INCOME PREMIER PORTFOLIO DIVP N/A 487902850 KZDIX 135 IP KIP-TOTAL RETURN PREMIER PORTFOLIO TR-P N/A 487902835 KZTRX 136 IP KIP-SHORT-INTERMEDIATE GOVT PREMIER SIGP N/A 487902827 KZSIX 137 IP KIP-SHORT-TERM GLOBAL INCOME PREMIER STGP N/A 487902819 KZSGX 138 IP KIP-SMALL CAP EQUITY PREMIER PORTFOLIO SCEP N/A 487902785 KPSCX 141 IP KIP-GOVERNMENT PREMIER PORTFOLIO GVTP N/A 487902843 KZGPX 142 VA SVS VALUE FUND SVAL N/A 81123X836 Not available 143 VA SVS SMALL CAP VALUE SCAP N/A 81123X778 Not available 144 SS SCUDDER GOV'T CASH INST SHARES SGIS N/A 461473308 Not available 145 VA SVS II JANUS GRO AND INC-B JGIB B 81123X448 Not available 146 SS INSTITUTIONAL MONEY MARKET SHARES CTIM N/A 147539605 Not available 147 VA SVS II EAGLE FOCUSED LC GR-B EFGB B 81123X455 Not available 148 SS SCUDDER TAX-EXEMPT CASH INST SHARES STIS N/A 147539886 Not available 149 VA SVS II FOCUS VALUE + GROWTH-B FOCB B 81123X463 Not available 150 VA SVS II DREMAN HIGH YIELD RETURN-B SDHB B 81123X471 Not available
118 36-4290507 Scudder 1 05012001 119 36-4290509 Scudder 1 05012001 120 36-4265534 Kemper 2 12311998 05172002 01022001 121 36-4265535 Kemper 2 12311998 05172002 01022001 122 13-3557060 Kemper 2 09031999 09012000 123 36-4265537 Kemper 2 12311998 2/23/2001 124 36-4294581 Scudder 3 11011999 Purchases 09302002 126 04-3488243 Scudder 1 05012001 127 04-3488245 Scudder 1 05012001 128 36-4151014 Scudder 1 05012001 129 36-4222257 Scudder 1 05012001 130 04-3488242 Scudder 1 05012001 131 36-3521315 Scudder 1 05012001 132 36-3521317 Scudder 1 05012001 133 36-3521316 Scudder 1 05012001 134 36-3534359 Kemper 2 01101992 05271994 135 36-3534349 Kemper 2 01101992 05271994 136 36-3615079 Kemper 2 01101992 05271994 137 36-3747056 Kemper 2 01101992 08261994 138 36-3847905 Kemper 2 01101992 05271994 141 36-3534354 Kemper 2 01101992 05271994 142 36-4066432 Scudder 1 05012001 143 36-4066433 Scudder 1 05012001 144 36-3708479 CPG 1 11101999 145 Not available yet Scudder 1 07012002 146 37-1259201 CPG-retail 1 04011999 147 Not available yet Scudder 1 07012002 148 37-1259204 CPG 1 11101999 149 36-4066434 Scudder 1 07012002 150 36-4222257 Scudder 1 07012002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 82 151 SS SCUDDER 21ST CENTURY GROWTH FUND - A S21A A 811196807 SCNAX 152 SS SCUDDER HIGH YIELD TAX FREE - A SHTA A 811170307 NOTAX 153 SS THE JAPAN FUND - A JAPA A 471070201 KJFAX 154 VA SVS TOTAL RETURN FUND TTLR N/A 81123X489 Not available 155 SS S&P 500 STOCK FUND-A SSPA A 811166701 KSAAX 156 VA SVS II DREMAN FINANCIAL SERVICES-B DRFB B 81123X489 Not available 157 VA SVS II INVESCO DYNAMIC GRO-B IDGB B 81123X497 Not available 158 VA SVS II TOTAL RETURN FUND-B TTLB B 81123X513 Not available 159 VA SVS II TECHNOLOGY GROWTH-B TECB B 81123X521 Not available 160 VA SVS II DREMAN SM CAP VALUE-B DSVB B 81123X539 Not available 161 SW SWC ENTREPRENEURS FUND - CLASS A SWEA A 811239102 Not available 163 VA SVS II SMALL CAP GROWTH-B CPGB B 81123X547 Not available 164 VA SVS II MONEY MARKET-B SVMB B 81123X554 Not available 165 VA SVS II INTERNTL SEL EQ - B ISEB B 81123X562 Not available 166 VA SVS II HIGH YIELD -B SVHY B 81123X570 Not available 167 VA SVS II GROWTH FUND-B SGRB B 81123X588 Not available 168 VA SVS II GOVERNMENT SECURITIES-B GOVB B 81123X596 Not available 169 VA SVS II GLOBAL BLUE CHIP FUND-B SGBB B 81123X612 Not available 170 VA SVS II CONTRARIAN VALUE FUND-B SVAB B 81123X620 Not available 172 VA SVS II BLUE CHIP FUND-B BLUB B 81123X638 Not available 173 IP KIP-CDSC PAF DAILY ACCURAL TEST FD TST1 N/A N/A N/A 174 SS SCUDDER LATIN AMERICA FUND-M LAFM M 811165638 Not available 175 VA SVS BLUE CHIP FUND BLUE N/A 81123X869 Not available 176 VA SVS NEW EUROPE EURO N/A 81123X810 Not available 177 VA SVS INDEX 500 I500 N/A 81123X851 Not available 178 VA SVS FOCUS VALUE + GROWTH PORTFOLIO FOCP N/A 81123X760 Not available 179 VA SVS INTERNATIONAL RESEARCH PORTFOLIO RESE A 81123X844 Not available 180 VA SVL GROWTH & INCOME - A INCA A 81123R859 Not available 181 VA SVL GROWTH & INCOME - B INCB B 81123R711 Not available 182 VA SVL CAPITAL GROWTH - A CPGA A 81123R300 Not available
151 04-3323038 Scudder 1 05012000 152 04-6569215 Scudder 1 05012000 153 13-1963426 Scudder 3 05012000 Purchases 154 36-3521318 Scudder 1 05012001 155 04-3808389 Scudder 1 04032000 01022001 156 36-4222258 Scudder 1 07012002 157 04-3559072 Scudder 1 07012002 158 36-3521318 Scudder 1 07012002 159 Not available yet Scudder 1 07012002 160 36-4066433 Scudder 1 07012002 161 91-2096365 Scudder Weisel 2 01232001 163 36-3950292 Scudder 1 07012002 164 36-3521316 Scudder 1 07012002 165 44-656938 Scudder 1 07012002 166 36-3521315 Scudder 1 07012002 167 36-3521317 Scudder 1 07012002 168 36-3521321 Scudder 1 07012002 169 36-4222260 Scudder 1 07012002 170 36-4066432 Scudder 1 07012002 172 36-4151012 Scudder 1 07012002 173 n/a test 1 00000000 174 13-7005470 Scudder 1 12142001 175 36-4151012 Scudder 1 05012001 176 36-4222259 Scudder 2 05012001 11012002 177 36-4312678 Scudder 1 05012001 178 36-4066434 Scudder 1 05012001 179 04-6576931 Scudder 1 05012001 180 04-3236900 Scudder 1 05012001 181 04-3236900 Scudder 1 05012001 182 04-6576937 Scudder 1 05012001
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 83 183 VA SVL CAPITAL GROWTH - B CPGB B 81123R821 Not available 184 VA SVL INTERNATIONAL - A INTL A 81123R508 Not available 185 VA SVL INTERNATIONAL - B INTB B 81123R797 Not available 186 VA SVL 21ST CENTURY - A S21A A 81123R748 Not available 187 VA SVL 21st CENTURY - B S21B B 81123R730 Not available 188 VA SVL GLOBAL DISCOVERY FUND - A SGLA A 81123R847 Not available 189 VA SVL GLOBAL DISCOVERY FUND - B SGLB B 81123R789 Not available 190 VA SVS I HEALTH SCIENCES PORTFOLIO HLSC N/A 81123R722 Not available 191 VA SVS II AGGRESSIVE GROWTH-B AGGB B 81123X646 Not available 192 VA SVL BOND FUND SBND N/A 81123R201 Not available 193 VA SVL MONEY MARKET SMKT N/A 81123R102 N/A 194 VA SVL BALANCED SBAL N/A 81123R409 Not available 195 VA SVS II INVESCO DYNAMIC GRO-A IDGA A 81123X687 Not available 196 VA SVS II TURNER MIDCAP GRO-A TMGA A 81123X679 Not available 197 VA SVS II OAK STRAT EQUITY-A OSEA A 81123X661 Not available 198 VA SVS II DAVIS VENTURE VALUE-A DVVA A 81123X653 Not available 199 VA SVS II HEALTH SCIENCES PORTFOLIO-B HLSB B 81123R714 Not available 201 SS SCUDDER TECHNOLOGY FUND-B TECB B 81123F207 KTCBX 202 SS SCUDDER TOTAL RETURN FUND-B KTRB B 81123H203 KTRBX 203 SS SCUDDER GROWTH FUND-B KGFB B 81115H203 KGRBX 204 SS SCUDDER DYNAMIC GROWTH FUND-B KSCB B 81114R202 KSCBX 205 SS KEMPER INCOME & CAPITAL PRESERVATION-B ICPB B 488412206 KICBX 207 SS KEMPER MUNICIPAL BOND FUND-B KMBB B 488419300 KMBBX 208 SS SCUDDER HIGH INCOME FUND-B SHIB B 81115L204 KHYBX 209 SS SCUDDER CA TAX-FREE INCOME FUND-B CATB B 811204502 KCTBX 210 SS SCUDDER STRATEGIC INCOME FUND-B SIFB B 81123J209 KSTBX 212 SS SCUDDER VIT EQUITY 500 INDEX FUND-A VE5A A 251512208 213 SS SCUDDER VIT SMALL CAP INDEX FUND-A VSCA A 251512307 214 SS SCUDDER VIT EAFE EQUITY INDEX FUND-A VEAA A 251512109 215 SS KEMPER HIGH YIELD FUND II - B HY2B B 48841X208 KHIBX
183 04-6576937 Scudder 1 05012001 184 04-6576931 Scudder 1 05012001 185 04-6576931 Scudder 1 05012001 186 04-2819688 Scudder 1 05012001 187 04-2819688 Scudder 1 05012001 188 04-3304361 Scudder 1 05012001 189 04-3304361 Scudder 1 05012001 190 04-3559071 Scudder 1 06042001 191 36-4290507 Scudder 1 07012002 192 04-6576935 Scudder 1 05012001 193 04-6576934 Scudder 1 05012001 194 04-6576938 Scudder 1 05012001 195 04-3559072 Scudder 1 07022001 196 04-3559075 Scudder 1 07022001 197 04-3559076 Scudder 1 07022001 198 04-3559077 Scudder 1 07022001 199 04-3559071 Scudder 1 07012002 201 36-6051878 Scudder 1 05311994 202 36-6103490 Scudder 1 05311994 203 36-6139662 Scudder 1 05311994 204 36-2668415 Scudder 1 05311994 10152001 205 36-2797860 Kemper 2 05311994 To 663 06222001 207 36-2896696 Kemper 2 05311994 To 666 06082001 208 36-2955386 Scudder 1 05311994 10072002 209 36-3221104 Scudder 1 05311994 210 36-2921989 Scudder 1 05311994 212 04-3334947 ? 213 04-3334950 214 04-3334951 215 36-4257921 Kemper 2 12011998 To 208 05252001
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 84 216 SS KEMPER QUANTITATIVE EQUITY FUND - B KQEB B 4.88E+213 KQEBX 217 SS SCUDDER INTERNATIONAL RESEARCH FUND -B KIRB B 81116K502 KIRBX 218 SS SCUDDER US GOVERNMENT SECURITIES FUND-B KGSB B 81123L204 KUSBX 219 SS KEMPER INTERNATIONAL FUND-B KIFB B 488415209 KITBX 220 SS SCUDDER RESEARCH FUND-B RSHB B 811166503 SRHBX 221 SS SCUDDER FOCUS GROWTH FUND-B FGRB B 811166206 SDDBX 222 SS SCUDDER NEW EUROPE FUND - B KNEB B 81118E207 KNEBX 223 SS KEMPER SMALL CAP VALUE + GROWTH FUND-B SVGB B 811166867 KSBBX 224 SS SCUDDER FLOATING RATE FUND - B KFRF B 81114M203 N/A 226 SS SCUDDER NY TAX-FREE INCOME FUND-B NYTB B 811204858 KNTBX 227 SS SCUDDER FL TAX-FREE INCOME FUND-B FLTB B 811204809 KFLBX 228 SS KSTIS KEMPER OH TAX-FREE INCOME FUND-B OHTB B 488424839 KOHBX 230 SS KEMPER SHORT-TERM US GOVERNMENT FUND-B STGB B 48842K205 KSGBX 231 SS SCUDDER BLUE CHIP FUND-B KBCB B 81111P209 KBCBX 233 SS KEMPER GLOBAL INCOME FUND-B KGIB B 48841D202 KGIBX 244 SS GOV'T CASH MANAGED SHARES SGMS N/A 461473407 N/A 248 SS TAX-EXEMPT CASH MANAGED SHARES STMS N/A 147539879 N/A 251 SS SCUDDER 21ST CENTURY GROWTH FUND - B S21B B 811196872 SCNBX 252 SS SCUDDER HIGH YIELD TAX FREE FUND - B SHTB B 811170406 NOTBX 253 SS THE JAPAN FUND - B JAPB B 471070300 KJFBX 255 SS S&P 500 STOCK FUND-B SSPB B 811166800 KSABX 260 SS KEMPER HORIZON 20+ PORTFOLIO-B H20B B 48841J407 KHOBX 261 SS KEMPER HORIZON 10+ PORTFOLIO-B H10B B 48841J704 KHRBX 262 SS KEMPER HORIZON 5 PORTFOLIO-B H05B B 48841J878 KHZBX 263 SS KSTIS KEMPER TX TAX-FREE INCOME FUND-B TXTB B 488424854 KTXBX 268 SS KSTIS KEMPER MI TAX-FREE INCOME FUND-B MITB B 488424797 KMIBX 269 SS KSTIS KEMPER NJ TAX-FREE INCOME FUND-B NJTB B 488424763 KNJBX 270 SS KSTIS KEMPER PA TAX-FREE INCOME FUND-B PATB B 488424730 KPNBX 271 SS KEMPER U S MORTGAGE FUND-B USMB B 487902504 KUMBX 272 SS KEMPER ASIAN GROWTH FUND - B KAGB B 487912206 KANBX
216 36-4038832 Kemper 2 02151996 To 231 02051999 217 36-3683817 Kemper 2 12141998 05172002 04102000 218 36-3060398 Scudder 1 05311994 219 36-3124258 Kemper 2 05311994 To 668 06152001 220 36-4265534 Kemper 2 12311998 05172002 01022001 221 36-4265535 Kemper 2 12311998 05172002 01022001 222 13-3557060 Scudder 1 05011996 223 36-4265537 Kemper 2 12311998 02232001 224 36-4294581 Scudder 3 05251999 Purchases 09302002 226 36-6414265 Scudder 1 05311994 227 36-3752998 Scudder 1 05311994 228 36-3876487 Kemper 2 05311994 To 666 06082001 230 36-3528556 Kemper 2 05311994 To 622 06222001 231 36-3542349 Scudder 1 05311994 233 36-3657086 Kemper 2 05311994 To 661 06152001 244 36-4265535 CPG 1 11101999 248 36-3708479 CPG 1 11101999 251 04-3323038 Scudder 1 05012000 252 04-6569215 Scudder 1 05012000 253 13-1963426 Scudder 3 05012000 Purchases 255 04-3808389 Scudder 1 04032000 01022001 260 36-4066435 Kemper 2 12291995 To 202 06082001 261 36-4066436 Kemper 2 12291995 To 202 06082001 262 36-4066437 Kemper 2 12291995 To 202 06082001 263 36-3791602 Kemper 2 05311994 11241998 268 36-4007888 Kemper 2 03151995 11241998 269 36-4007890 Kemper 2 03151995 11241998 270 36-4007892 Kemper 2 03151995 11241998 271 36-3534354 Kemper 2 10261984 To 218 05252001 272 36-4104796 Kemper 2 10211996 To 673 05252001
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 85 273 SS SCUDDER AGGRESSIVE GROWTH FUND - B AGGB B 81111M206 KGGBX 274 SS SCUDDER CASH RESERVES FUND-B CRB B 811195502 N/A 275 SS KEMPER HIGH YIELD OPPORTUNITY FUND - B HYOB B 488411604 KYOBX 276 SS KEMPER SHORT-INTERMEDIATE GOVT FUND-B SIGB B 487902702 KSIBX 277 SS KEMPER INTERMEDIATE MUNICIPAL BOND-B KIMB B 488419706 KIMBX 278 SS KEMPER SMALL CAP RELATIVE VALUE FUND-B SRVC B 487918203 KSRBX 279 SS KEMPER VALUE FUND - B VALB B 920390309 KVLBX 282 SS KEMPER CLASSIC GROWTH FUND - B CGRB B 460965304 KCGBX 283 SS SCUDDER GLOBAL DISCOVERY FUND - B GDSB B 378947709 KGDBX 284 SS SCUDDER-DREMAN FINANCIAL SERVICES FND-B DFSB B 81114P206 KDFBX 285 SS SCUDDER FOCUS VALUE PLUS GROWTH FUND-B KVGB B 81114W201 KVGBX 286 SS SCUDDER CONTRARIAN FUND-B CNTB B 81123U402 KDCBX 287 SS SCUDDER-DREMAN HIGH RETURN EQ FUND-B DHRB B 81123U709 KDHBX 288 SS SCUDDER-DREMAN SMALL CAP VALUE FUND - B SCVB B 81123U873 KDSBX 291 SS KEMPER US GROWTH AND INCOME FUND - B GRIB B 487915209 KUGBX 292 SS KEMPER GLOBAL BLUE CHIP FUND - B GBCB B 487916603 KGLBX 293 SS KEMPER INTERNATIONAL GR AND INC FUND-B IGIB B 487916801 KIGBX 294 SS KEMPER EMERGING MARKET INCOME FUND - B EMIB B 487916876 KEIBX 295 SS KEMPER EMERGING MARKET GROWTH FUND - B EMGB B 487916850 KEGBX 296 SS KEMPER LATIN AMERICA FUND - B LAMB B 487916835 KLABX 301 SS SCUDDER TECHNOLOGY FUND-C KTEC C 81123F306 KTCCX 302 SS SCUDDER TOTAL RETURN FUND-C KTRC C 81123H302 KTRCX 303 SS SCUDDER GROWTH FUND-C KGFC C 81115H302 KGRCX 304 SS SCUDDER DYNAMIC GROWTH FUND-C KSCC C 81114R301 KSCCX 305 SS KEMPER INCOME & CAPITAL PRESERVATION-C ICPC C 488412305 KICCX 307 SS KEMPER MUNICIPAL BOND FUND-C KMBC C 488419409 KMBCX 308 SS SCUDDER HIGH INCOME FUND-C SHIC C 81115L303 KHYCX 309 SS SCUDDER CA TAX-FREE INCOME FUND-C CATC C 811204601 KCTCX 310 SS SCUDDER STRATEGIC INCOME FUND-C SIFC C 81123J308 KSTCX 312 SS SCUDDER VIT EQUITY 500 INDEX FUND-B VE5B B 251512844
273 36-4118750 Scudder 1 12311996 274 36-3534356 Scudder 1 02061984 02012001 275 36-4176583 Kemper 2 10011997 To 647 06222001 276 36-3615079 Kemper 2 02011989 To 230 02051999 277 36-3974836 Kemper 2 11011994 To 645 06082001 278 36-4223627 Kemper 2 05061998 05262000 279 04-3174738 Kemper 2 04161998 To 649 06222001 282 04-3323039 Kemper 2 04161998 To 698 06222001 283 13-3628802 Scudder 1 04161998 284 36-4210631 Scudder 1 03091998 285 36-4043718 Scudder 1 10161995 286 22-2958460 Scudder 1 09111995 287 22-2958719 Scudder 1 09111995 288 22-3172951 Scudder 1 09111995 01182002 291 36-4206228 Kemper 2 01301998 To 664 06082001 292 36-4198871 Kemper 2 12311997 To 607 06152001 293 36-4198870 Kemper 2 12311997 05262000 294 36-4198868 Kemper 2 12311997 05262000 295 36-4198866 Kemper 2 01091998 02232001 296 36-4198865 Kemper 2 12311997 02232001 301 36-6051878 Scudder 1 05311994 302 36-6103490 Scudder 1 05311994 303 36-6139662 Scudder 1 05311994 304 36-2668415 Scudder 1 05311994 10152001 305 36-2797860 Kemper 2 05311994 To 763 06222001 307 36-2896696 Kemper 2 05311994 To 766 06082001 308 36-2955386 Scudder 1 00000000 10072002 309 36-3221104 Scudder 1 05311994 310 36-2921989 Scudder 1 05311994 312 04-3334947 ?
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 86 313 SS SCUDDER VIT SMALL CAP INDEX FUND-B VSCB B 251512851 314 SS SCUDDER VIT EAFE EQUITY INDEX FUND-B VEAB B 251512836 315 SS KEMPER HIGH YIELD FUND II - C HY2C C 48841X307 KHICX 316 SS KEMPER QUANTITATIVE EQUITY FUND - C KQEC C 48842E308 KQECX 317 SS SCUDDER INTERNATIONAL RESEARCH FUND -C KIRC C 81116K601 KIRCX 318 SS SCUDDER US GOVERNMENT SECURITIES FUND-C KGSC C 81123L303 KUSCX 319 SS KEMPER INTERNATIONAL FUND-C KIFC C 488415308 KITCX 320 SS SCUDDER RESEARCH FUND-C RSHC C 811166602 SRHCX 321 SS SCUDDER FOCUS GROWTH FUND-C FGRC C 811166305 SDDCX 322 SS SCUDDER NEW EUROPE FUND - C KNEC C 81118E306 KNECX 323 SS KEMPER SMALL CAP VALUE + GROWTH FUND-C SVGC C 811166859 KSBCX 324 SS SCUDDER FLOATING RATE FUND-C KFRC C 81114M302 N/A 326 SS SCUDDER NY TAX-FREE INCOME FUND-C NYTC C 811204841 KNTCX 327 SS SCUDDER FL TAX-FREE INCOME FUND-C FLTC C 811204882 KFLCX 328 SS KSTIS KEMPER OH TAX-FREE INCOME FUND-C OHTC C 488424821 KOHCX 330 SS KEMPER SHORT-TERM US GOVERNMENT FUND-C STGC C 48842K304 KSGCX 331 SS SCUDDER BLUE CHIP FUND-C KBCC C 81111P308 KBCCX 333 SS KEMPER GLOBAL INCOME FUND-C KGIC C 48841D301 KGICX 343 SS PREMIER MM SHARES TREASURY PORTFOLIO PMTP N/A 461473506 N/A 346 SS PREMIER MM SHARES MONEY MKT PORTFOLIO PMMP N/A 147539506 N/A 347 SS PREMIER MM SHARES GOVERNMENT PORTFOLIO PMGP N/A 147539860 N/A 348 SS PREMIER MM SHARES TAX-EXEMPT PORTFOLIO PTEP N/A 147539852 N/A 351 SS SCUDDER 21ST CENTURY GROWTH FUND - C S21C C 811196880 SCNCX 352 SS SCUDDER HIGH YIELD TAX FREE FUND - C SHTC C 811170505 NOTCX 353 SS THE JAPAN FUND - C JAPC C 471070409 KJFCX 355 SS S&P 500 STOCK FUND-C SSPC C 811166883 KSACX 360 SS KEMPER HORIZON 20+ PORTFOLIO-C H20C C 48841J506 KHOCX 361 SS KEMPER HORIZON 10+ PORTFOLIO-C H10C C 48841J803 KHRCX 362 SS KEMPER HORIZON 5 PORTFOLIO-C H05C C 48841J860 KHZCX 363 SS KSTIS KEMPER TX TAX-FREE INCOME FUND-C TXTC C 488424847 KTXCX
313 04-3334950 314 04-3334951 315 36-4257921 Kemper 2 12011998 To 308 05252001 316 36-4038832 Kemper 2 02151996 To 331 02051999 317 36-3683817 Kemper 2 12141998 05172002 04102000 318 36-3060398 Scudder 1 05311994 319 36-3124258 Kemper 2 05311994 To 392 06152001 320 36-4265534 Kemper 2 12311998 05172002 01022001 321 36-4265535 Kemper 2 12311998 05172002 01022001 322 13-3557060 Scudder 1 05011996 323 36-4265537 Kemper 2 12311998 02232001 324 364294581 Scudder 3 11011999 Purchases 09302002 326 36-6414265 Scudder 1 05311994 327 36-3752998 Scudder 1 05311994 328 36-3876487 Kemper 2 05311994 To 766 06082001 330 36-3528556 Kemper 2 05311994 To 722 06222001 331 36-3542349 Scudder 1 05311994 333 36-3657086 Kemper 2 05311994 To 761 06152001 343 36-3790101 CPG 1 02012000 346 37-1259201 CPG 1 02012000 347 37-1259202 CPG 1 02012000 348 37-1259204 CPG 1 02012000 351 04-3323038 Scudder 1 05012000 352 04-6569215 Scudder 1 05012000 353 13-1963426 Scudder 3 05012000 Purchases 355 04-3808389 Scudder 1 04032000 01022001 360 36-4066435 Kemper 2 12291995 To 302 06082001 361 36-4066436 Kemper 2 12291995 To 302 06082001 362 36-4066437 Kemper 2 12291995 To 302 06082001 363 36-3791602 Kemper 2 05311994 11241998
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 87 368 SS KSTIS KEMPER MI TAX-FREE INCOME FUND-C MITC C 488424789 KMICX 369 SS KSTIS KEMPER NJ TAX-FREE INCOME FUND-C NJTC C 488424755 KNJCX 370 SS KSTIS KEMPER PA TAX-FREE INCOME FUND-C PATC C 488424722 KPNCX 371 SS KEMPER U S MORTGAGE FUND-C USMC C 487902744 KUMCX 372 SS KEMPER ASIAN GROWTH FUND - C KAGC C 487912305 KANCX 373 SS SCUDDER AGGRESSIVE GROWTH FUND - C AGGC C 81111M305 KGGCX 374 SS SCUDDER CASH RESERVES FUND-C CRC C 811195601 N/A 375 SS KEMPER HIGH YIELD OPPORTUNITY FUND - C HYOC C 488411703 KYOCX 376 SS KEMPER SHORT-INTERMEDIATE GOVT FUND-C SIGC C 487902728 KSICX 377 SS KEMPER INTERMEDIATE MUNICIPAL BOND-C KIMC C 488419805 KIMCX 378 SS KEMPER SMALL CAP RELATIVE VALUE FUND-C SRVC C 487918302 KSRCX 379 SS KEMPER VALUE FUND - C VALC C 920390408 KVLCX 382 SS KEMPER CLASSIC GROWTH FUND - C CGRC C 460965403 KCGCX 383 SS SCUDDER GLOBAL DISCOVERY FUND - C GDSC C 378947808 KGDCX 384 SS SCUDDER-DREMAN FINANCIAL SERVICES FND-C DFSC C 81114P305 KDFCX 385 SS SCUDDER FOCUS VALUE PLUS GROWTH FUND-C KVGC C 81114W300 KVGCX 386 SS SCUDDER CONTRARIAN FUND - C CNTC C 81123U501 KDCCX 387 SS SCUDDER-DREMAN HIGH RETURN EQ FUND-C DHRC C 81123U808 KDHCX 388 SS SCUDDER-DREMAN SMALL CAP VALUE FUND - C SCVC C 81123U865 KDSCX 391 SS KEMPER US GROWTH AND INCOME FUND - C GRIC C 487915308 KUGCX 392 SS KEMPER GLOBAL BLUE CHIP FUND - C GBCC C 487916702 KGLCX 393 SS KEMPER INTERNATIONAL GR AND INC FUND-C IGIC C 487916884 KIGCX 394 SS KEMPER EMERGING MARKET INCOME FUND - C EMIC C 487916868 KEICX 395 SS KEMPER EMERGING MARKET GROWTH FUND - C EMGC C 487916843 KEGCX 396 SS KEMPER LATIN AMERICA FUND - C LAMC C 487916827 KLACX 400 SS SCUDDER CASH RESERVE PRIME SHARES-A CRPA A 251521209 FLAXX 404 SS TOTAL RETURN US TREASURY FUND-CLASS A TRA A 898151D101 FLTSX 405 SS MANAGED MUNICIPAL FUND - CLASS A MUNI A A 561661208 FLMMX 406 SS SCUDDER TOP 50 US FUND - A T5UA A 251555678 FAUSX 407 SS SCUDDER GLOBAL FUND-A GLOA A 378947857 SGQAX
368 36-4007888 Kemper 2 05311994 11241998 369 36-4007890 Kemper 2 05311994 11241998 370 36-4007892 Kemper 2 05311994 11241998 371 36-3534354 Kemper 2 05311994 To 318 05252001 372 36-4104796 Kemper 2 10211996 To 773 05252001 373 36-4118750 Scudder 1 12311996 374 36-3534356 Scudder 1 05311994 02012001 375 36-4176583 Kemper 2 10011997 To 747 06222001 376 36-3615079 Kemper 2 05311994 To 330 02051999 377 36-3974836 Kemper 2 11011994 To 745 06082001 378 36-4223627 Kemper 2 05061998 05262000 379 04-3174738 Kemper 2 04161998 To 749 06222001 382 04-3323039 Kemper 2 04161998 To 798 06222001 383 13-3628802 Scudder 1 04161998 384 36-4210631 Scudder 1 03091998 385 36-4043718 Scudder 1 10161995 386 22-2958460 Scudder 1 09111995 387 22-2958719 Scudder 1 09111995 388 22-3172951 Scudder 1 09111995 01182002 391 36-4206228 Kemper 2 01301998 To 764 06082001 392 36-4198871 Kemper 2 12311997 To 707 06152001 393 36-4198870 Kemper 2 12311997 05262000 394 36-4198868 Kemper 2 12311997 05262000 395 36-4198866 Kemper 2 01091998 02232001 396 36-4198865 Kemper 2 12311997 02232001 400 52-1223991 Deutsche 3 08192002 08192002 404 52-1575753 Deutsche 5 Converted as clsd 08192002 405 13-3552419 Deutsche 5 Converted as clsd 08192002 406 23-2905985 Scudder 1 08192002 407 13-3370518 Scudder 1 06182001
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 88 408 SS SCUDDER GROWTH OPPORTUNITY FUND - A GOPA A 251555884 DBGOX 409 SS SCUDDER FLAG INVESTORS EQ PARTNERS-A FEPA A 33832P109 FLEPX 410 SS SCUDDER SELECT 500 FUND-A SSFA A 920390820 TBD 411 SS SCUDDER SELECT 1000 GROWTH FUND-A SSGA A 920390788 TBD 412 SS SCUDDER MASS TAX FREE FUND-A MATA A 811184803 SQMAX 413 SS SCUDDER DIVIDEND AND GROWTH FUND - A D&GA A 460965650 SNNAX 415 SS SCUDDER FLAG INVESTORS VALUE BUILDER-A FVBA A 33832R105 FLVBX 417 SS SCUDDER TOTAL RETURN BOND FUND-A Not available A N/A N/A 418 SS SCUDDER PRESERVATIONPLUS INCOME FUND - A PPIA A Not available yet Not available yet 419 SS SCUDDER GOLD FUND-A SGFA A 810904300 SGDAX 420 SS SCUDDER INTERNATIONAL EQUITY FUND-A IEQA A 055922546 DBAIX 422 SS SCUDDER SHORT TERM BOND FUND-A STBA A 810902270 SZBAX 423 SS GLOBAL FINANCIAL SERVICES FUND-CLASS A GFNA A 251555108 DBFSX 424 SS SCUDDER REAL ESTATE SECURITIES FUND-A RESA A 75600Q108 FLREX 425 SS SCUDDER RREEF REAL ESTATE SECURITIES-A REFA A 81119P102 RRRAX 432 SS SCUDDER FLAG INVESTORS COMMUNCTNS-A FCMA A 338331101 TISHX 433 SS TOP 50 WORLD FUND-CLASS A T5WA A 251555645 FLWAX 439 SS SCUDDER SMALL COMPANY STOCK FUND - A SCSA A 460965585 SZCAX 445 SS SCUDDER MEDIUM-TERM TAX-FREE FUND - A MTFA A 811236603 SZMAX 447 SS SCUDDER HIGH INCOME OPPORTUNITY FUND-A HIOA A 811192848 SYOAX 449 SS SCUDDER LARGE COMPANY VALUE FUND - A LCVA A 920390861 SDVAX 450 SS SCUDDER SMALL COMPANY VALUE FUND-A SOVA A 811196724 SAAUX 451 SS SCUDDER TECHNOLOGY INNOVATION FUND-A TIA A 811196765 SRIAX 452 SS SCUDDER HEALTH CARE FUND-A HCA A 811196815 SUHAX 459 SS TOP 50 EUROPE FUND-CLASS A T5EA A 251555710 FLEAX 460 SS SCUDDER JAPANESE EQUITY FUND-A JAEA A 251555777 FJEAX 461 SS SCUDDER GLOBAL BOND FUND -A GLBA A 378947774 SZGAX 462 SS TOP 50 ASIA FUND-CLASS A T5AA A 251555744 FAASX 463 SS SCUDDER INCOME FUND -A INCA A 811192806 SZIAX 464 SS SCUDDER GROWTH AND INCOME FUND-A G&IA A 460965627 SUWAX
408 52-2284712 Scudder 2 08192002 10312002 409 52-1912412 Scudder 1 08192002 410 06-1539758 Scudder 1 07062001 411 06-1539760 Scudder 3 07062001 11252002 412 04-6569226 Scudder 1 07062001 413 04-3419781 Scudder 2 03192001 05172002 415 52-1772203 Scudder 1 08192002 417 52-2267378 Scudder Not estab Q4/2002 418 25-1816278 Scudder 2 11292002 419 04-3023610 Scudder 1 07062001 420 52-6297057 Scudder 1 05062002 422 04-6569250 Scudder 1 06222001 423 52-2295445 Deutsche 5 Converted as clsd 08192002 424 52-1879843 Scudder 2 08192002 To 425 10182002 425 36-7287452 Scudder 1 09032002 432 52-1319644 Scudder 1 08192002 433 23-2905982 Deutsche 5 Converted as clsd 08192002 439 04-3343995 Scudder 1 02092001 445 04-3102993 Scudder 1 02092001 447 04-3314841 Scudder 1 06222001 11112002 449 13-2578688 Scudder 1 02092001 450 22-3172951 Scudder 1 12032001 451 04-3403411 Scudder 1 12292000 452 04-3403410 Scudder 1 12292000 459 23-2905983 Deutsche 5 Converted as clsd 08192002 460 23-2905978 Scudder 1 08192002 461 13-3605419 Scudder 1 06152001 462 23-2905984 Deutsche 5 Converted as clsd 08192002 463 04-6013018 Scudder 1 06222001 464 04-2212654 Scudder 1 12292000
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 89 465 SS SCUDDER EQUITY 500 INDEX-A Not available A N/A N/A 466 SS SCUDDER MANAGED MUNICIPAL BOND FUND - A MMBA A 811170802 SMLAX 468 SS SCUDDER INTERNATIONAL FUND-A INTA A 811165810 SUIAX 469 SS SCUDDER LARGE CO GROWTH FUND-A LCGA A 460965692 SGGAX 470 SS SCUDDER EUROPEAN EQUITY FUND-A EUQA A 61735K521 DBEAX 471 SS SCUDDER SMALL CAP FUND-A SMCA A 055922470 SSDAX 472 SS SCUDDER EAFE EQUITY INDEX FUND-A Not available A N/A N/A 473 SS SCUDDER PACIFIC OPPORTUNITIES FUND - A POPA A 811165661 SPAOX 474 SS SCUDDER LATIN AMERICA FUND - A LAFA A 811165737 SLANX 475 SS SCUDDER GLOBAL BIOTECHNOLOGY FUND-A GBTA A 251555504 DBBTX 476 SS SCUDDER EMG MARKETS INCOME FUND-A EMIA A 378947816 SZEAX 477 SS SCUDDER GREATER EUROPE GROWTH FUND - A GEGA A 811165695 SERAX 478 SS SCUDDER U.S. BOND INDEX FUND-A Not available A N/A N/A 479 SS SCUDDER EMERGING MARKETS GROWTH FUND-A EMGA A 811165760 SEKAX 480 SS SCUDDER PATHWAY CONSERVATIVE PORT-A PCA A 811189777 SUCAX 481 SS SCUDDER PATHWAY MODERATE PORTFOLIO-A PMA A 811189844 SPDAX 482 SS SCUDDER PATHWAY GROWTH PORTFOLIO-A PGA A 811189810 SUPAX 483 SS SCUDDER MID CAP FUND-A MDCA A 055922512 SMCAX 486 SS EUROPEAN MID-CAP FUND CLASS-A EMCA A 251555819 FEMAX 489 SS SCUDDER MICRO CAP FUND-A MCCA A 61735K455 SMFAX 490 SK SCUDDER GROWTH AND INCOME FUND - R SGIR R 460965858 N/A 491 SK SCUDDER INTERNATIONAL FUND - R SIFR R 811165877 N/A 492 SK SCUDDER LARGE COMPANY GROWTH FUND - R SLGR R 460965841 N/A 493 SS SCUDDER FIXED INCOME FUND-A FIFA A 61735K422 SFXAX 494 SS GLOBAL EQUITY FUND-CLASS A GLEA A 055922579 DBGLX 495 SS GLOBAL TECHNOLOGY FUND-CLASS A GLTA A 251555876 DBTHX 498 SS SCUDDER CAPITAL GROWTH FUND - A CGRA A 460965742 SDGAX 499 SS SCUDDER INTERNATIONAL SELECT EQTY-A ISEA A 61735K489 DBISX 500 SS DEUTSCHE CASH RESERVES FUND-INST CRT INST 055924872 BIRXX
465 Not available yet Scudder Not estab Q4/2002 466 04-6396607 Scudder 1 02092001 468 13-2827803 Scudder 1 12292000 469 04-3119638 Scudder 1 12292000 470 23-2748252 Scudder 1 08192002 471 04-3203566 Scudder 1 06282002 472 Not available yet Scudder Not estab Q4/2002 473 13-7005469 Scudder 1 05282001 474 13-7005470 Scudder 1 05282001 475 522295447 Scudder 1 08192002 476 13-3747314 Scudder 1 06182001 477 13-3788234 Scudder 1 03192001 478 Not available yet Scudder Not estab Q4/2002 479 13-3874268 Scudder 1 06182001 480 04-3255566 Scudder 1 12292000 481 04-3255567 Scudder 1 12292000 482 04-3255565 Scudder 1 12292000 483 04-3167380 Scudder 1 06282002 486 232905976 Deutsche 5 Converted as clsd 08192002 489 23-2854707 Scudder 1 06282002 To 464- 490 04-2212654 Scudder 2 08011999 12/29/00 To 468- 491 13-2827803 Scudder 2 08011999 12/29/00 To 469- 492 04-3119638 Scudder 2 08011999 12/29/00 493 23-2790718 Scudder 1 06282002 494 522281490 Deutsche 5 Converted as clsd 08192002 495 522295442 Deutsche 5 Converted as clsd 08192002 498 13-318716 Scudder 1 02092001 499 23-2748259 Scudder 1 08192002 500 43239322 Deutsche 1 08192002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 90 501 KI SCUDDER TECHNOLOGY FUND-I TECI I 81123F405 SPTCX 502 KI SCUDDER TOTAL RETURN FUND-I KTRI I 81123H401 KMTRX 503 KI SCUDDER GROWTH FUND-I KGFI I 81115H401 KPGRX 504 KI SCUDDER DYNAMIC GROWTH FUND-I KSCI I 81114R400 KSCEX 505 KI KEMPER INCOME & CAPITAL PRESERVATION-I ICPI I 488412404 KMICX 506 KI SCUDDER MONEY MARKET FUND-K SMMK I 4884KEMP2 N/A 507 KI KEMPER MUNICIPAL BOND FUND-I KMBI I 488419508 KPMBX 508 KI SCUDDER HIGH INCOME FUND-I SHII I 81115L402 KMHYX 509 SS SCUDDER FLAG INVESTORS EQ PARTNERS-INST FEPT INST 33832P307 FLIPX 510 KI SCUDDER DIVERSIFIED INCOME FUND-I KDII I 48840K405 KDIFX 511 SS SCUDDER TECHNOLOGY FUND -INST TECT INST 81123F504 KTCIX 512 SS SCUDDER HIGH YIELD TAX FREE FUND-INST HTFT INST 81118T105 NOTIX 513 SS SCUDDER HIGH INCOME FUND-INST SHHT INST 81115L501 KHYIX 515 KI KEMPER HIGH YIELD FUND II - I HY2I I N/A KHIIX 516 KI KEMPER QUANTITATIVE EQUITY FUND - I KQEI I 48842E407 N/A 518 KI SCUDDER US GOVERNMENT SECURITIES - I KGSI I 81123L402 KPGVX 519 KI KEMPER INTERNATIONAL FUND-I KIFI I 488415407 KMIFX 520 SS SCUDDER INTERNATIONAL EQUTY FUND-INST1 IET1 INST 055924856 BEIIX 521 KI KEMPER INTERNATIONAL BOND FUND KIBF I 488414103 N/A 522 KI SCUDDER EUROPE FUND-I KEUI I 487910408 N/A 523 SS CAT MMP INSTITUTIONAL SELECT SHARES CTIS N/A N/A 524 SS SCUDDER REAL ESTATE SECURITIES FUND-INST REST INST 75600Q306 FLIRX 525 SS SCUDDER INTERNATIONAL EQUITY FUND-INST2 IET2 INST 055924849 BEITX 526 SS SCUDDER QUANTITATIVE EQ FUND-INST QNTT INST 055922645 DBQIX 528 SS SCUDDER MUNICIPAL BOND FUND-INST MUBT INST 61735K810 MGMBX 529 SS SCUDDER NEW EUROPE FUND-INST SNEI INST 81118E405 KNEIX 530 KI KEMPER SHORT-TERM US GOVERNMENT FUND-I STGI I 48842K403 KSGIX 531 KI SCUDDER BLUE CHIP FUND-I KBCI I 81111P407 KBCFX 532 SS SCUDDER FLAG INVESTORS COMMUNCTNS-INST FCMT INST 338331507 FLICX 533 KI KEMPER GLOBAL INCOME FUND-I KGII I 48841D400 KGIFX
501 36-6051878 RPS 1 05311994 502 36-6103490 RPS 1 05311994 503 36-6139661 RPS 1 05311994 504 36-2668415 RPS 1 05311994 10152001 505 36-2797860 RPS 2 05311994 To 563 06222001 506 36-2809723 RPS 1 07011995 04062002 507 36-2896696 RPS 2 05311994 508 36-2955386 RPS 1 05311994 10072002 509 521912412 Scudder 1 08192002 510 36-2921989 RPS 1 05311994 511 36-6051878 Scudder 1 08192002 512 04-6569215 Scudder 1 08192002 513 36-2955386 Scudder 1 08192002 10072002 515 36-4257921 RPS 2 12011998 516 36-4038832 RPS 2 09111996 02051999 518 36-3060398 RPS 1 05311994 519 36-3124258 RPS 2 05311994 To 568 06152001 520 23-2891401 Scudder 1 08192002 521 36-3998688 RPS 2 01031995 522 36-4066430 RPS 2 04191996 523 37-1259201 Scudder 1 12022002 524 52-1879843 Scudder 2 08192002 To 595 10182002 525 23-2891401 Scudder 1 08192002 12/31/02 for 526 06-1539484 Scudder 3 08192002 all purchases 528 23-2790715 Scudder 1 08192002 529 36-4066430 Scudder 1 08192002 530 36-3528556 RPS 2 05311994 531 36-3542349 RPS 1 05311994 532 52-1319644 Scudder 1 08192002 533 36-3657086 RPS 2 05311994
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 91 534 SS SCUDDER GLOBAL BIOTECHNOLOGY-INST Not available INST N/A N/A 535 SS SCUDDER FLAG INVESTORS VALUE BUILDER-INST FVBT INST 33832R402 FLIVX 536 SS SCUDDER SHORT TERM MUNICIPAL BOND-INST STMT INST 61735K794 MGSMX 537 SS DEUTSCHE TREASURY ASSETS FUND-INST TRAT INST 055922876 N/A 538 SS DEUTSCH DAILY ASSETS FUND-INST DAT INST 055924781 N/A 539 SS SCUDDER-DREMAN HIGH RETURN EQ FD-INST DHRT INST 81123U832 KDHIX 540 SS DEUTSCHE LIQUID ASSETS FUND-INST LQAT INST 055924864 BTLLX 541 SS DEUTSCHE CASH MANAGEMENT FUND-INST CMGT INST 055924104 BICXX 542 SS DEUTSCHE TREASURY MONEY FUND-INST TMYT INST 055924203 BTRXX 543 SS SCUDDER EMERGING MARKETS EQUITY-INST EMET INST 61735K109 MGEEX 544 SS SCUDDER MANAGED MUNICIPAL BOND-INST MMBT INST 81118T204 SMLIX 545 SS SCUDDER-DREMAN SMALL CAP VALUE FD-INST SCVT INST 81123U824 KDSIX 546 KI CAT-INSTITUTIONAL MM SHARES CTIM I N/A Not available 548 SS SCUDDER U.S. BOND INDEX FUND-PRMR BIXP PRMR 05576L700 BTUSX 549 KI SCUDDER LARGE COMPANY VALUE FUND - I LCVI I 920390838 SCDUX 550 SS SCUDDER GROWTH AND INCOME FUND-INST G&IT INST 460965551 SUWIX 551 KI SCUDDER 21ST CENTURY GROWTH FUND-I S21I I 811196732 Not available 552 KI SCUDDER HEALTH CARE-I HCI I 811196773 SUHIX 553 SS SCUDDER EMERGING MARKETS DEBT FD-INST EFIT INST 61735K869 MGEIX 554 SS PRESERVATIONPLUS FUND-INSTITUTIONALSRV PPIS INST 055847826 BTPRX 555 SS SCUDDER PRESERVATION PLUS FUND-INST PPT INST 055847818 BTPIX 556 SS SCUDDER HIGH INCOME PLUS-PRMR HIPP PRMR 61735K547 MGHPX 557 SS SCUDDER SHORT TERM FIXED INCOME-INST STFT INST 61735K828 MGSFX 558 SS SCUDDER EAFE EQUITY INDEX FUND-PRMR EAFP PRMR 05576L874 BTAEX 559 SS SCUDDER INTERNATIONAL SELECT EQTY-INST ISET INST 61735L604 MGINX 560 KI KEMPER HORIZON 20+ PORTFOLIO-I H20I I 48841J605 Not available 561 KI KEMPER HORIZON 10+ PORTFOLIO-I H10I I 48841J886 Not available 562 KI KEMPER HORIZON 5 PORTFOLIO-I H05I I 48841J852 Not available 563 KI SCUDDER INCOME FUND - I INCI I 811192863 Not available 564 SS SCUDDER CAPITAL GROWTH FUND - INST CGRT INST 460965544 SDGTX
534 Not available yet Scudder Not estab Q4/2002 535 52-1772203 Scudder 1 08192002 536 23-2790706 Scudder 1 08192002 537 23-2931580 Deutsche 1 08192002 538 25-1799739 Deutsche 1 08192002 539 22-2958719 Scudder 1 08192002 540 04-3273864 Deutsche 1 08192002 541 04-3091625 Deutsche 1 08192002 542 04-3091628 Deutsche 1 08192002 543 23-2748243 Scudder 2 08192002 08192002 544 04-6396607 Scudder 1 08192002 545 22-3172951 Scudder 1 08192002 546 Not available CPG/Retail 2 unknown unknown 548 04-3297607 Scudder 1 08192002 549 13-2578688 RPS 1 02092001 550 04-2212654 Scudder 1 08192002 551 04-3323038 RPS 1 12032001 552 04-3403410 Scudder 1 12292000 553 23-2748238 Scudder 1 08192002 554 23-2872025 Deutsche 5 Converted as clsd 08192002 555 23-2872025 Scudder 1 08192002 556 23-2954039 Scudder 1 08192002 08082002 557 23-2790717 Scudder 1 08192002 558 04-3297609 Scudder 1 08192002 559 23-2748259 Scudder 1 08192002 560 36-4066435 RPS 2 12151995 To 502 06082001 561 36-4066436 RPS 2 12151995 To 502 06082001 562 36-4066437 RPS 2 12151995 To 502 06082001 563 36-3791602 Scudder 1 06222001 564 13-3218716 Scudder 1 08192002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 92 565 SS SCUDDER EQUITY 500 INDEX FUND-PRMR EIXP PRMR 055924500 BTIIX 566 KI BANKERS GIC TRUST-K GICK I N/A N/A 567 SS SCUDDER ASSET MANAGEMENT-PRMR AMTP PRMR 055847404 BTAMX 568 KI SCUDDER INTERNATIONAL FUND-I INTI I 811165778 SUIIX 569 KI SCUDDER LARGE CO GROWTH FUND-I LCGI I 460965668 SGGIX 570 SS SCUDDER EUROPEAN EQUITY FUND-INST EUQT INST 61735K307 MEUEX 571 KI KEMPER U S MORTGAGE FUND-I USMI I 487902751 KZGPX 572 KI KEMPER ASIAN GROWTH FUND - I KAGI I 487912404 Not available 573 KI SCUDDER AGGRESSIVE GROWTH FUND - I AGGI I 81111M404 N/A 574 KI SCUDDER CASH RESERVES FUND-I CRI I 811195700 Not available 575 KI KEMPER HIGH YIELD OPPORTUNITY-I HYOI I 488411802 KYOIX 576 KI KEMPER SHORT-INTERMEDIATE GOVT FUND-I SIGI I 487902736 KZSIX 577 KI KEMPER INTERMEDIATE MUNICIPAL BOND-I KIMI I 488419888 Not available 578 KI KEMPER SMALL CAP VALUE FUND-I SV2I I Not available Not available 579 SS MANAGED DOLLAR-INVESTOR Not available INST N/A N/A 580 SS DEUTSCHE MANAGED DOLLAR-ADVISORY SHARES MDAS 1740DUMMY N/A 581 SS DEUTSCHE MANAGED DOLLAR-INST MDIS INST 1741DUMMY N/A 582 SS DEUTSCHE MANAGED DOLLAR-SEC LEND SHARES MDSL 1742DUMMY N/A 583 SS SCUDDER MID CAP FUND-INST MDCT INST 055922637 BTEAX 585 KI KEMPER VALUE PLUS GROWTH FUND-I KVGI I 48844M407 Not available 586 KI SCUDDER CONTRARIAN FUND - I CNTI I 81123U600 N/A 587 KI SCUDDER-DREMAN HIGH RETURN EQ FUND-I DHRI I 81123U881 N/A 588 KI SCUDDER-DREMAN SMALL CAP VALUE FUND - I SCVI I 81123U857 N/A 589 SS SCUDDER MICRO CAP FUND-INST MCCT INST 61735K786 MGMCX 590 SS DEUTSCHE PRIME SERIES FUND-INST2 Not available INST N/A N/A 591 SS DEUTSCHE TREASURY SERIES FUND-INST2 Not available INST N/A N/A 592 SS DEUTSCHE TAX FREE SERIES FUND-INST Not available INST N/A N/A 593 SS SCUDDER FIXED INCOME FUND-INST FIFT INST 61735K836 MFINX 594 SS GLOBAL EQUITY FUND-INSTITUTIONAL GLET INST 055922587 DBGEX 595 SS SCUDDER RREEF REAL ESTATE SECURITIES-INST REFT INST 81119P409 RRRRX
565 04-3148791 Scudder 1 08192002 566 13-6043638 RPS 1 07011995 567 04-3148790 Scudder 1 08192002 568 13-2827803 Scudder 1 12292000 569 36-4007890 Scudder 1 12292000 570 23-2748252 Scudder 1 08192002 571 36-3534354 RPS 2 05311994 572 36-4104796 RPS 2 10211996 573 36-4118750 RPS 1 12311996 574 36-3534356 RPS 2 05311994 02012001 575 36-4176583 RPS 2 10011997 576 36-3615079 RPS 2 05311994 02051999 577 36-3974836 RPS 2 11011994 578 Not available RPS 2 05061998 579 Not available yet Deutsche Not estab Phase II 580 N/A Deutsche 1 08192002 581 N/A Deutsche 1 08192002 582 N/A Deutsche 1 08192002 583 04-3167380 Scudder 1 08192002 585 36-4043718 RPS 2 10011995 586 22-2958460 RPS 1 09111995 587 22-2958719 RPS 1 09111995 588 22-3172951 RPS 1 09111995 01182002 589 23-2854707 Scudder 1 08192002 590 Not available yet Deutsche Not estab Phase II 591 Not available yet Deutsche Not estab Phase II 592 Not available yet Deutsche Not estab Phase II 593 23-2790718 Scudder 1 08192002 594 52-2281490 Deutsche 5 Converted as clsd 08192002 595 36-7287452 Scudder 1 09032002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 93 596 SS SCUDDER HIGH INCOME PLUS-INST HIPT INST 61735K646 MGHYX 597 KI SCUDDER STABLE VALUE FUND II SVII I Not available Not available 598 KI SCUDDER CAPITAL GROWTH FUND - I CGRI I 460965718 ACGFX 599 SS SCUDDER INTERNATIONAL SELECT EQY-PRMR ISEP PRMR 61735K570 MGIPX 600 SS SCUDDER CASH RESERVE PRIME SHARES-B CRPB B 251521308 FLBXX 601 FF FARMERS INCOME PORTFOLIO - A FIFA A 309622108 FINAX 602 FF FARMERS INCOME WITH GROWTH PORTFOLIO-A FIGA A 309622306 FIGRA 603 FF FARMERS BALANCED PORTFOLIO-A FBLA A 309622504 FBLNA 604 FF FARMERS GROWTH WITH INCOME PORTFOLIO-A FGIA A 309622876 FGWIA 605 FF FARMERS GROWTH PORTFOLIO-A FGFA A 309622702 FGRAX 606 SS SCUDDER TOP 50 US FUND - B T5UB B 251555660 FBUSX 607 SS SCUDDER GLOBAL FUND-B GLOB B 378947840 SGQBX 608 SS SCUDDER GROWTH OPPORTUNITY FUND - B GOPB B 251555835 DBGRX 609 SS SCUDDER FLAG INVESTORS EQ PARTNERS-B FEPB B 33832P208 FEPBX 610 SS SCUDDER SELECT 500 FUND-B SSFB B 920390812 OUTBX 611 SS SCUDDER SELECT 1000 GROWTH FUND-B SSGB B 920390770 SOGBX 612 SS SCUDDER MASS TAX FREE FUND-B MATB B 811184886 SQMBX 613 SS SCUDDER DIVIDEND AND GROWTH FUND - B D&GB B 460965643 SNNBX 615 SS SCUDDER FLAG INVESTORS VALUE BUILDER FUND-B FVBB B 33832R303 FVBBX 617 SS SCUDDER TOTAL RETURN BOND FUND-B Not available B N/A N/A 619 SS SCUDDER GOLD FUND-B SGFB B 810904409 SGDBX 620 SS SCUDDER INTERNATIONAL EQUITY FUND-B IEQB B 055922538 DBBIX 622 SS SCUDDER SHORT TERM BOND FUND-B STBB B 810902288 SZBBX 623 SS GLOBAL FINANCIAL SERVICES FUND-CLASS B GFNB B 251555207 DBFBX 624 SS SCUDDER REAL ESTATE SECURITIES FUND-B RESB B 75600Q207 FLRBX 625 SS SCUDDER RREEF REAL ESTATE SECURITIEIS-B REFB B 81119P201 RRRBX 632 SS SCUDDER FLAG INVESTORS COMMUNCTNS-B FCMB B 338331408 FTEBX 633 SS TOP 50 WORLD FUND-CLASS B T5WB B 251555637 FLWBX 639 SS SCUDDER SMALL COMPANY STOCK FUND - B SCSB B 460965577 SZCBX 645 SS SCUDDER MEDIUM-TERM TAX-FREE FUND - B MTFB B 811236702 SZMBX
596 23-2954039 Scudder 1 08192002 08082002 597 02-6079747 RPS 2 03021998 598 13-3218716 RPS 1 02092001 599 23-2748259 Scudder 1 08192002 600 52-1223991 Scudder 3 08192002 08192002 601 04-3446537 Farmers 2 02161999 To 480 04062001 602 04-3446524 Farmers 2 02161999 To 481 04062001 603 04-3446520 Farmers 2 02161999 To 481 04062001 604 04-3446533 Farmers 2 02161999 To 481 04062001 605 04-3446528 Farmers 2 02161999 To 482 04062001 606 23-2905985 Scudder 1 08192002 607 13-3370518 Scudder 1 06182001 608 52-2284712 Scudder 2 08192002 10312002 609 52-1912412 Scudder 1 08192002 610 06-1539758 Scudder 1 07062001 611 06-1539760 Scudder 3 07062001 11252002 612 04-6569226 Scudder 1 07062001 613 04-3419781 Scudder 2 03192001 05172002 615 52-1772203 Scudder 1 08192002 617 52-2267378 Scudder Not estab Q4/2002 619 04-3023610 Scudder 1 07062001 620 52-6297057 Scudder 1 08192002 622 04-6569250 Scudder 1 06222001 623 52-2295445 Deutsche 5 Converted as clsd 08192002 624 52-1879843 Scudder 2 08192002 To 625 10182002 625 36-7287452 Scudder 1 09032002 632 52-1319644 Scudder 1 08192002 633 23-2905982 Deutsche 5 Converted as clsd 08192002 639 04-3343995 Scudder 1 02092001 645 04-3102993 Scudder 1 02092001
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 94 647 SS SCUDDER HIGH INCOME OPPORTUNITY FUND-B HIOB B 811192848 SYOBX 649 SS SCUDDER LARGE COMPANY VALUE FUND - B LCVB B 920390853 SDVBX 650 SS SCUDDER SMALL COMPANY VALUE FUND-B SOVB B 811196716 SABUX 651 SS SCUDDER TECHNOLOGY INNOVATION FUND-B TIB B 811196757 SRIBX 652 SS SCUDDER HEALTH CARE FUND-B HCB B 811196799 SUHBX 659 SS TOP 50 EUROPE FUND-CLASS B T5EB B 251555694 FEUBX 660 SS SCUDDER JAPANESE EQUITY FUND-B JAEB B 251555769 FJEBX 661 SS SCUDDER GLOBAL BOND FUND-B GLBB B 378947766 SZGBX 662 SS TOP 50 ASIA FUND-CLASS B T5AB B 251555736 FBASX 663 SS SCUDDER INCOME FUND-B INCB B 811192889 SZIBX 664 SS SCUDDER GROWTH AND INCOME-B G&IB B 460965619 SUWBX 665 SS SCUDDER EQUITY 500 INDEX-B Not available B N/A N/A 666 SS SCUDDER MANAGED MUNICIPAL BOND FUND - B MMBA B 811170885 SMLBX 668 SS SCUDDER INTERNATIONAL FUND-B INTB B 811165794 SUIBX 669 SS SCUDDER LARGE CO GROWTH FUND-B LCGB B 460965684 SGGBX 670 SS SCUDDER EUROPEAN EQUITY FUND-B EUQB B 61735K513 DBEBX 671 SS SCUDDER SMALL CAP FUND-B SMCB B 055922462 SSDBX 672 SS SCUDDER EAFE EQUITY INDEX-B Not available B N/A N/A 673 SS SCUDDER PACIFIC OPPORTUNITIES FUND - B POPB B 811165653 SBPOX 674 SS SCUDDER LATIN AMERICA FUND - B LAFB B 811165729 SLAOX 675 SS SCUDDER GLOBAL BIOTECHNOLOGY FUND-B GBTB B 251555603 DBBBX 676 SS SCUDDER EMG MARKETS INCOME FUND-B EMIB B 378947790 SZEBX 677 SS SCUDDER GREATER EUROPE GROWTH FUND - B GEGB B 811165687 SERBX 678 SS SCUDDER U.S. BOND INDEX-B Not available B N/A N/A 679 SS SCUDDER EMERGING MARKETS GROWTH FUND-B EMGB B 811165752 SEKBX 680 SS SCUDDER PATHWAY CONSERVATIVE PORT-B PCB B 811189869 SUCBX 681 SS SCUDDER PATHWAY MODERATE PORTFOLIO-B PMB B 811189836 SPDBX 682 SS SCUDDER PATHWAY GROWTH PORTFOLIO-B PGB B 811189794 SUPBX 683 SS SCUDDER MID CAP FUND-B MDCB B 055922496 SMCBX 686 SS EUROPEAN MID-CAP FUND CLASS-B EMCB B 251555793 FEMBX
647 04-3314841 Scudder 1 06222001 11112002 649 13-2578688 Scudder 1 02092001 650 22-3172951 Scudder 1 12032001 651 04-3403411 Scudder 1 12292000 652 04-3403410 Scudder 1 12292000 659 23-2905983 Deutsche 5 Converted as clsd 08192002 660 23-2905978 Scudder 1 08192002 661 13-3605419 Scudder 1 06152001 662 23-2905984 Deutsche 5 Converted as clsd 08192002 663 04-6013018 Scudder 1 06222001 664 04-2212654 Scudder 1 12292000 665 Not available yet Scudder Not estab Q4/2002 666 04-6396607 Scudder 1 02092001 668 13-2827803 Scudder 1 12292000 669 04-3119638 Scudder 1 12292000 670 23-2748252 Scudder 1 08192002 671 04-3203566 Scudder 1 06282002 672 Not available yet Scudder Not estab Q4/2002 673 13-7005469 Scudder 1 05282001 674 13-7005470 Scudder 1 05282001 675 52-2295447 Scudder 1 08192002 676 13-3747314 Scudder 1 06182001 677 13-3788234 Scudder 1 03192001 678 Not available yet Scudder Not estab Q4/2002 679 13-3874268 Scudder 1 06182001 680 04-3255566 Scudder 1 12292000 681 04-3255567 Scudder 1 12292000 682 04-3255565 Scudder 1 12292000 683 04-3167380 Scudder 1 06282002 686 23-2905976 Deutsche 5 Converted as clsd 08192002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 95 689 SS SCUDDER MICRO CAP FUND-B MCCB B 61735K448 SMFBX 693 SS SCUDDER FIXED INCOME FUND-B FIFB B 61735K414 SFXBX 694 SS GLOBAL EQUITY FUND-CLASS B GLEB B 055922561 DBGBX 695 SS GLOBAL TECHNOLOGY FUND-CLASS B GLTB B 251555868 DBTBX 698 SS SCUDDER CAPITAL GROWTH FUND - B CGRB B 460965734 SDGBX 699 SS SCUDDER INTERNATIONAL SELECT EQTY-B ISEB B 61735K471 DBIBX 700 SS SCUDDER CASH RESERVE PRIME SHARES-C CRPC C 251521100 FCRXX 701 FF FARMERS INCOME PORTFOLIO-B FIFB B 309622207 FINBX 702 FF FARMERS INCOME WITH GROWTH PORTFOLIO-B FIGB B 609622405 FIGRB 703 FF FARMERS BALANCED PORTFOLIO-B FBLB B 309622603 FBLNB 704 FF FARMERS GROWTH WITH INCOME PORTFOLIO-B FGIB B 309622884 FGWIB 705 FF FARMERS GROWTH PORTFOLIO-B FGFB B 309622801 FGRBX 706 SS SCUDDER TOP 50 US FUND-C T5UC C 251555652 FCUSX 707 SS SCUDDER GLOBAL FUND-C GLOC C 378947832 SGQCX 708 SS SCUDDER GROWTH OPPORTUNITY FUND-C GOPC C 251555827 DBGPX 709 SS SCUDDER FLAG INVESTORS EQ PARTNERS-C FEPC C 33832P406 FEPCX 710 SS SCUDDER SELECT 500 FUND-C SSFC C 920390796 OUTCX 711 SS SCUDDER SELECT 1000 GROWTH FUND-C SSGC C 920390762 SOGCX 712 SS SCUDDER MASS TAX FREE FUND-C MATC C 811184878 SQMCX 713 SS SCUDDER DIVIDEND AND GROWTH FUND - C D&GC C 460965635 SNNCX 715 SS SCUDDER FLAG INVESTORS VALUE BUILDER FUND-B FVBC C 33832R501 FVBCX 717 SS SCUDDER TOTAL RETURN BOND FUND-C Not available C N/A N/A 718 SS SCUDDER PRESERVATION PLUS INCOME FUND - C PPIC C Not available yet Not available yet 719 SS SCUDDER GOLD FUND-C SGFC C 810904508 SGDCX 720 SS SCUDDER INTERNATIONAL EQUITY FUND-C IEQC C 055922520 DBCIX 722 SS SCUDDER SHORT TERM BOND FUND-C STBC C 810902296 SZBCX 723 SS GLOBAL FINANCIAL SERVICES FUND-CLASS C GFNC C 251555306 DBFCX 725 SS SCUDDER RREEF REAL ESTATE SECURITIES-C REFC C 81119P300 RRRCX 732 SS SCUDDER FLAG INVESTORS COMMUNCTNS-C FCMC C 338331606 FTICX 733 SS TOP 50 WORLD FUND-CLASS C T5WC C 251555629 FLWCX
689 23-2854707 Scudder 1 06282002 693 23-2790718 Scudder 1 06282002 694 52-2281490 Deutsche 5 Converted as clsd 08192002 695 52-2295442 Deutsche 5 Converted as clsd 08192002 698 13-3218716 Scudder 1 02092001 699 23-2748259 Scudder 1 08192002 700 52-1223991 Scudder 3 08192002 08192002 701 04-3446537 Farmers 2 02161999 To 680 04062001 702 04-3446524 Farmers 2 02161999 To 681 04062001 703 04-3446520 Farmers 2 02161999 To 681 04062001 704 04-3446533 Farmers 2 02161999 To 681 04062001 705 04-3446528 Farmers 2 02161999 To 682 04062001 706 23-2905985 Scudder 1 08192002 707 13-3370518 Scudder 1 06182001 708 55-2284712 Scudder 2 08192002 10312002 709 52-1912412 Scudder 1 08192002 710 06-1539758 Scudder 1 07062001 711 06-1539760 Scudder 3 07062001 11252002 712 04-6569226 Scudder 1 07062001 713 04-3419781 Scudder 2 03192001 05172002 715 52-1772203 Scudder 1 08192002 717 52-2267378 Scudder Not estab Q4/2002 718 25-1816278 Scudder 2 01312003 719 04-3023610 Scudder 1 07062001 720 52-6297057 Scudder 1 08192002 722 04-6569250 Scudder 1 06222001 723 52-2295445 Deutsche 5 Converted as clsd 08192002 725 36-7287452 Scudder 1 09032002 732 52-1319644 Scudder 1 08192002 733 23-2905982 Deutsche 5 Converted as clsd 08192002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 96 739 SS SCUDDER SMALL COMPANY STOCK FUND - C SCSC C 251555629 SZCCX 745 SS SCUDDER MEDIUM-TERM TAX-FREE FUND - C MTFC C 811236801 SZMCX 747 SS SCUDDER HIGH INCOME OPPORTUNITY FUND-C HIOC C 811192822 SYOCX 749 SS SCUDDER LARGE COMPANY VALUE FUND - C LCVC C 920390846 SDVCX 750 SS SCUDDER SMALL COMPANY VALUE FUND-C SOVC C 811196690 SACUX 751 SS SCUDDER TECHNOLOGY INNOVATION-C TIC C 811196740 SRICX 752 SS SCUDDER HEALTH CARE FUND-C HCC C 811196781 SUHCX 759 SS TOP 50 EUROPE FUND-CLASS C T5EC C 251555686 FLECX 760 SS SCUDDER JAPANESE EQUITY FUND-C JAEC C 251555751 FJECX 761 SS SCUDDER GLOBAL BOND FUND-C GLBC C 378947758 SZGCX 762 SS TOP 50 ASIA FUND-CLASS C T5AC C 251555728 FCASX 763 SS SCUDDER INCOME FUND-C INCC C 811192871 SZICX 764 SS SCUDDER GROWTH AND INCOME-C G&IC C 460965593 SUWCX 765 SS SCUDDER EQUITY 500 INDEX-C Not available C N/A N/A 766 SS SCUDDER MANAGED MUNICIPAL BOND FUND - C MMBC C 811170877 SMLCX 768 SS SCUDDER INTERNATIONAL FUND-C INTC C 811165786 SUICX 769 SS SCUDDER LARGE CO GROWTH FUND-C LCGC C 460965676 SGGCX 770 SS SCUDDER EUROPEAN EQUITY FUND-C EUQC C 61735K497 DBECX 771 SS SCUDDER SMALL CAP FUND-C SMCC C 055922454 SSDCX 772 SS SCUDDER EAFE EQUITY INDEX-C Not available C N/A N/A 773 SS SCUDDER PACIFIC OPPORTUNITIES FUND - C POPC C 811165646 SPCCX 774 SS SCUDDER LATIN AMERICA FUND - C LAFC C 811165711 SLAPX 775 SS SCUDDER GLOBAL BIOTECHNOLOGY FUND-C GBTC C 251555702 DBBCX 776 SS SCUDDER EMG MARKETS INCOME FUND-C EMIC C 378947782 SZECX 777 SS SCUDDER GREATER EUROPE GROWTH FUND - C GEGC C 811165679 SERCX 778 SS SCUDDER U.S. BOND INDEX-C Not available C N/A N/A 779 SS SCUDDER EMERGING MARKETS GROWTH FUND-C EMGC C 811165745 SEKCX 780 SS SCUDDER PATHWAY CONSERVATIVE PORT-C PCC C 811189851 SUCCX 781 SS SCUDDER PATHWAY MODERATE PORTFOLIO-C PMC C 811189828 SPDCX 782 SS SCUDDER PATHWAY GROWTH PORTFOLIO-C PGC C 811189786 SUPCX
739 04-3343995 Scudder 1 02092001 745 04-3102993 Scudder 1 02092001 747 04-3314841 Scudder 1 06222001 11112002 749 13-2578688 Scudder 1 02092001 750 22-3172951 Scudder 1 12032001 751 04-3403411 Scudder 1 12292000 752 04-3403410 Scudder 1 12292000 759 23-2905983 Scudder 5 Converted as clsd 08192002 760 23-2905978 Scudder 1 08192002 761 13-3605419 Scudder 1 06152001 762 23-2905984 Deutsche 5 Converted as clsd 08192002 763 04-6013018 Scudder 1 06222001 764 04-2212654 Scudder 1 12292000 765 Not available yet Scudder Not estab Q4/2002 766 04-6396607 Scudder 1 06112001 768 13-2827803 Scudder 1 12292000 769 04-3119638 Scudder 1 12292000 770 23-2748252 Scudder 1 08192002 771 04-3203566 Scudder 1 06282002 772 Not available yet Scudder Not estab Q4/2002 773 13-7005469 Scudder 1 05282001 774 13-7005470 Scudder 1 05282001 775 52-2295447 Scudder 1 08192002 776 13-3747314 Scudder 1 06182001 777 13-3788234 Scudder 1 03192001 778 Not available yet Scudder Not estab Q4/2002 779 13-3874268 Scudder 1 06182001 780 04-3255566 Scudder 1 12292000 781 04-3255567 Scudder 1 12292000 782 04-3255565 Scudder 1 12292000
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 97 783 SS SCUDDER MID CAP FUND-C MDCC C 055922488 SMCCX 786 SS EUROPEAN MID-CAP FUND -CLASS C EMCC C 251555785 FEMCX 789 SS SCUDDER MICRO CAP FUND-C MCCC C 61735K430 SMFCX 793 SS SCUDDER FIXED INCOME FUND-C FIFC C 61735K398 SFXCX 794 SS GLOBAL EQUITY FUND-CLASS C GLEC C 055922553 DBBCX 795 SS GLOBAL TECHNOLOGY FUND-CLASS C GLTC C 251555850 DBTCX 798 SS SCUDDER CAPITAL GROWTH FUND - C CGRC C 460965726 SDGCX 799 SS SCUDDER INTERNATIONAL SELECT EQTY-C ISEC C 61735K463 DBICX 800 SS DEUTSCHE TOP 50 US T50U N/A DEU545791 N/A 801 NK SCUDDER US RESERVE FUND SUSR N/A L8174W695 N/A 803 SS CONNECTICUT TAX-EXEMPT CASH FUND CTTX N/A 761104306 RCOXX 804 SS MASSACHUSETTS TAX-EXEMPT CASH FUND MSTX N/A 761104405 RMEXX 805 SS VIRGINIA TAX-EXEMPT CASH FUND VATX N/A 761104827 N/A 806 SS OHIO TAX-EXEMPT CASH FUND OHTX N/A 761104850 N/A 808 SS SCUDDER MID CAP FUND-INV MDCV INV 055922819 BTCAX 809 SS SCUDDER MICRO CAP FUND-INV MCCV INV 61735K778 MMFSX 810 SS SCUDDER US RESERVE FUND-OMNIBUS USRO N/A N/A N/A 811 SS DEUTSCHE TAX FREE SERIES FUND-INV Not available INV N/A N/A 812 SS SCUDDER LIFECYCLE LONG RANGE FUND-INV LLRV INV 055922843 BTILX 813 SS SCUDDER LIFECYCLE MID RANGE FUND-INV LMRV INV 055922835 BTLRX 814 SS SCUDDER LIFECYCLE SHORT RANGE FUND-INV LSRV INV 055922827 BTSRX 815 SS SCUDDER EQUITY 500 INDEX FUND-INV EIXV INV 055847107 BTIEX 816 SS SCUDDER FIXED INCOME FUND-INV FIFV INV 61735K760 MFISX 817 SS QUALITY CASH RESERVE-INST Not available INST N/A N/A 818 SS SCUDDER MUNICIPAL BOND FUND-INV MUBV INV 61735K737 MMBSX 819 SS SCUDDER SHORT TERM MUNICIPAL BOND-INV STMV INV 61735K729 MSMSX 820 SS SCUDDER INTERNATIONAL EQUITY FUND-INV IEQV INV 055922868 BTEQX 821 SS SCUDDER SMALL CAP FUND-INV SMCV INV 055922769 BTSCX 822 SS SCUDDER PRESERVATION PLUS INCOME-INV PPIV INV 055922660 DBPIX 823 SS SCUDDER PRESERVATION PLUS FUND-INV PPV INV 055847834 BTPSX
783 04-3197380 Scudder 1 06282002 786 23-2905976 Deutsche 5 Converted as clsd 08192002 789 23-2854707 Scudder 1 06282002 793 23-2790718 Scudder 1 06282002 794 52-2281490 Deutsche 5 Converted as clsd 08192002 795 52-2295442 Deutsche 5 Converted as clsd 08192002 798 13-3218716 Scudder 1 02092001 799 23-2748259 Scudder 1 08192002 800 N/A Deutsche-Offshr 1 08192002 801 N/A RPS 1 01141999 803 13-6908895 Outside CPG 1 03012000 804 13-3544504 Outside CPG 1 03012000 805 13-3916324 Outside CPG 1 03012000 806 13-3901451 Outside CPG 1 03012000 808 04-3167380 Scudder 1 08192002 809 23-2854707 Scudder 1 08192002 810 N/A Outside CPG 1 02012000 811 Not available yet Deutsche Not estab Phase II 812 04-3172238 Scudder 1 08192002 813 04-3172239 Scudder 1 08192002 814 04-3172242 Scudder 1 08192002 815 04-3148788 Scudder 1 08192002 816 23-2790718 Scudder 1 08192002 817 Not available yet Deutsche Not estab Phase II 818 23-2790715 Scudder 1 08192002 819 23-2790716 Scudder 1 08192002 820 04-3148827 Scudder 1 08192002 821 04-3203501 Scudder 1 08192002 822 25-1816278 Scudder 1 08192002 823 23-2872025 Scudder 1 08192002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 98 824 SS SCUDDER HIGH INCOME PLUS-INV HIPV INV 61735K596 MGHVX 825 SS DEUTSCHE TREASURY SERIES FUND-INV Not available INV N/A N/A 826 SS SCUDDER QUANTITATIVE EQ FUND-INV QNTV INV 055922652 DBQVX 834 SS DEUTSCHE CASH MANAGEMENT FUND-INV CMGV INV 055922108 BCSXX 835 SS DEUTSCHE TREASURY MONEY FUND-INV TRMT INV 055922405 BTTXX 838 SS DEUTSCHE MONEY MARKET FUND-INV MMIV INV 055847206 BPYXX 839 SS DEUTSCHE TAX FREE FUND-INV TFMI INV 055922306 BTXXX 844 SS DEUTSCHE NY TAX FREE FUND-INV NYTV INV 055922207 BNYXX 854 SS DEUTSCHE PRIME SERIES FUND-INV Not available INV N/A N/A 890 SS SCUDDER EUROPEAN EQUITY FUND-INV EUQV INV 61735K679 MEUVX 891 NK SCUDDER INTERNATIONAL FUND SCIF N/A 488989104 N/A 897 NK SCUDDER STABLE VALUE FUND II SVII N/A N/A N/A 898 NK SCUDDER STOCK INDEX FUND II SSIF N/A N/A N/A 899 NK SCUDDER INTERNATIONAL SELECT EQTY-INV ISEV INV 61735K695 MGIVX 901 DG TEST EQUITY FUND-A TEQ-A A TEST00901 TEST 902 DG TEST TOTAL RETURN-A TEST A TEST00902 TEST 903 DG TEST GROWTH FUND-A TEST A TEST00903 TEST 906 DG TEST MONEY MARKET FUND TSTMM N/A TEST00906 N/A 907 DG TEST DAILY ACCRUAL FUND-A TDA-A A TEST00907 TEST 911 DI TEST FARMERS MONEY FUND TEST N/A TEST00911 TEST 917 DG TEST CPG FUND T CPG N/A 0917DTGDG N/A 921 DG TEST EQUITY FUND-B TEQ-B B TEST00921 TEST 922 DG TEST M CLASS FUND TEST N/A TEST00922 TEST 923 DG TEST GROWTH FUND-B TEST B TEST00923 TEST 927 DG TEST DAILY ACCRUAL FUND-B TDA-B B TEST00927 TEST 929 DG TEST CA TAX FREE-B TEST B TEST00929 TEST 931 DG TEST EQUITY FUND-C TEQ-C C TEST00931 TEST 933 DG TEST GROWTH FUND-C TEST C TEST00933 TEST 937 DG TEST DAILY ACCRUAL FUND-C TDA-C C TEST00937 TEST 942 DI TEST FARMERS EQUITY-A TEST A TEST00942 TEST
824 23-2954039 Scudder 1 08192002 08082002 825 Not available yet Scudder Not estab Phase II 12/31/02 for 826 06-1539484 Scudder 3 08192002 all purchases 834 43-1487264 Deutsche 1 08192002 835 43-1487263 Deutsche 1 08192002 838 04-3148786 Deutsche 1 08192002 839 13-3387014 Deutsche 1 08192002 844 43-1487262 Deutsche 1 08192002 854 Not available yet Deutsche Not estab Phase II 890 23-2748252 Scudder 1 08192002 891 N/A RPS 2 04011996 04032000 897 N/A RPS 1 12081997 898 N/A RPS 1 12081997 899 23-2748259 Scudder 1 08192002 901 N/A Test 1 08291996 902 N/A Test 1 04122001 903 N/A Test 1 04122001 906 N/A Test 1 08291996 907 N/A Test 1 04201976 911 N/A Test 1 03122001 917 N/A Test 1 08291996 921 N/A Test 1 05311994 922 N/A Test 1 08182000 923 N/A Test 1 03122001 927 N/A Test 1 08291996 929 N/A Test 1 04122001 931 N/A Test 1 05311994 933 N/A Test 1 04122001 937 N/A Test 1 08291996 942 N/A Test 1 03122001
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 99 946 DG TEST YIELDWISE FUND T CAT N/A TEST00946 N/A 951 DI TEST EQUITY FUND-I TEQ-I I N/A TEST 956 DI TEST MONEY MARKET FUND-I TSTMM I N/A TEST 957 DI TEST DAILY ACCRUAL FUND-I TDA-I I N/A TEST 963 DI TEST FARMERS EQUITY-B TEST B TEST00963 TEST 964 DI TEST FARMERS GROWTH W/INCOME-B TEST B TEST00964 TEST 965 DI TEST FARMERS GROWTH-B TEST B TEST00965 TEST 974 DG TEST CASH RESERVE FUND-B TEST B N/A TEST 980 DI PNC TEST TREASURY TRUST FUND-DOLLAR SHARES TTDS N/A N/A N/A 981 DG SCUDDER TEST FLAG INVESTORS COMMUNCTNS-A TCMA N/A N/A TTISH 982 DG SCUDDER TEST FLAG INVESTORS COMMUNCTNS-B TCMB N/A N/A TTEBX 983 DG SCUDDER TEST FLAG INVESTORS COMMUNCTNS-C TCMC N/A N/A TFTIC 984 DG DEUTSCHE TEST TREASURY MONEY FUND - INST TMYT N/A N/A TTBTR 985 DG SCUDDER TEST EQUITY 500 INDX FD - PRMR TIXP N/A N/A TTIIX 986 DG DEUTSCHE TEST CASH MANAGEMENT FUND - INV TMGV N/A N/A TBCSC 987 DG SCUDDER TEST EQUITY 500 INDEX FD - INV TIXV N/A N/A TTEIX 988 DG DEUTSCHE TEST TOP 50 US T5OU N/A N/A N/A 989 DG DEUTSCHE TEST MANAGED DOLLAR TDAS N/A N/A N/A SCUDDER TEST INTERNATIONAL SELECT EQTY - 990 DG INST TSET N/A N/A TTMGI 162* SW SWC VENTURE ACCESS FUND - CLASS A SWVA A 81123K107 Not available 225* SS KEMPER DISCIPLINED 500 EQUITY FUND-B KDEB B N/A KDEBX 125* SS KEMPER DISCIPLINED 500 EQUITY FUND-A KDEA A N/A KDEAX 139* SS KEMPER DISCIPLINED 1000 GROWTH FUND-A KDGA A N/A KDGAX 140* SS KEMPER DISCIPLINED 1000 VALUE FUND-A KDVA A N/A KDVAX 171* SW SWC ENTREPRENEURS FUND - CLASS O SWEO O 811239201 Not available 239* SS KEMPER DISCIPLINED 1000 GROWTH FUND-B KDGB B N/A KDGBX 240* SS KEMPER DISCIPLINED 1000 VALUE FUND-B KDVB B N/A KDVBX 325* SS KEMPER DISCIPLINED 500 EQUITY FUND-C KDEC C N/A KDECX 340* SS KEMPER DISCIPLINED 1000 VALUE FUND-C KDVC C N/A KDVCX 402* SS EMERGING GROWTH FUND-BIAT EMRB N/A N/A N/A
946 N/A Test 1 08291996 951 N/A Test 1 05311994 956 N/A Test 1 08291996 957 N/A Test 1 08291996 963 N/A Test 1 03122001 964 N/A Test 1 03122001 965 N/A Test 1 03122001 974 N/A Test 1 02082001 980 N/A Test N/A Prged 08032002 981 N/A Test N/A Prged 08032002 982 N/A Test N/A Prged 08032002 983 N/A Test N/A Prged 08032002 984 N/A Test N/A Prged 08032002 985 N/A Test N/A Prged 08032002 986 n/a TEST N/A Prged 08032002 987 N/A TEST N/A Prged 08032002 988 N/A TEST N/A Prged 08032002 989 N/A Test N/A Prged 08032002 990 N/A Test N/A Prged 08032002 162* 91-2096331 Scudder Weisel 5 Did not go live 225* Never assigned Kemper 5 Did not go live 125* Never assigned Kemper 5 Did not go live 139* Never assigned Kemper 5 Did not go live 140* Never assigned Kemper 5 Did not go live 171* 91-2096365 Scudder Weisel 5 Did not go live 239* Never assigned Kemper 5 Did not go live 240* 36-4265535 Kemper 5 Did not go live 325* Never assigned Kemper 5 Did not go live 340* Never assigned Kemper 5 Did not go live 402* 52-1546589 Deutsche 5 Did not convert 08192002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 100 497* SS SHORT INTERMEDIATE INCOME-A SIIA A 82524T101 FLINX 527* SS SHORT INTERMEDIATE INCOME-INST SIIT INST 33833H205 FLSIX 547* SS SCUDDER TOTAL RETURN BOND FUND-PRMR TRBP PRMR N/A DBTRX 584* SS SCUDDER MID CAP VALUE FUND-I MCVI I N/A N/A 614* SS EMERGING GROWTH FUND-B EMRG B 29089S309 FLEBX 714* SS EMERGING GROWTH FUND-C EMEG C 29089S408 FCEGX 724* SS SCUDDER REAL ESTATE SECURITIES-C RESC C N/A N/A 339* SS KEMPER DISCIPLINED 1000 GROWTH FUND-C KDGC C N/A KDGCX 414* SS EMERGING GROWTH FUND-A EMRG A N/A FLEGX 514* SS EMERGING GROWTH FUND-INST INEG INST 33832K308 FLIEX 517* SS SCUDDER TOTAL RETURN BOND FUND-INST TRBT INST N/A DBTRX
497* 521724924 Deutsche 5 Did not convert 08192002 527* 52-1724924 Deutsche 5 Did not convert 08192002 547* 52-2267378 Scudder 5 Q4/2002 584* Not assigned Scudder 5 Did not go live 614* 52-1546589 Deutsche 5 Did not convert 08192002 714* 52-1546589 Deutsche 5 Did not convert 08192002 724* 52-1879843 Scudder 5 10/2002 ? 339* Never assigned Kemper 5 Did not go live 414* 52-1546589 Deutsche 5 Did not convert 08192002 514* 52-1546589 Deutsche 5 Did not convert 08192002 517* 52-2267378 Scudder 5 Q4/2002
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 101 B. DFQ List - Funds
Mgmt Short Share Fund # Co Fund Long Name Name Class CUSIP ---------------------------------------------------------------------------------------------- 2 SB SCUDDER TEST SMALL CO VALUE- CLASS S SB02 S 74430D109 3 SB SSC TEST SHARELOT FUND-COPY FUND 74 SB03 N/A N/A 4 SB SCUDDER TEST SHORT TERM BOND-CLASS S SB04 S 74430D107 5 SB SCUDDER TEST SCIT-CLASS S SDTL S 74430D106 6 SD -SCUDDER GNMA FUND GNMA N/A 81114V104 7 SD GLOBAL FUND - CLASS S SDGF S 378947204 8 SD HIGH YIELD TF BOND-CLASS S HYTF S 811170208 10 SD GLOBAL DISCOVERY-CLASS S SD10 S 378947501 11 TF SCUDDER TEST FUND # 11-CLASS AARP TF11 AARP 811150903 12 SD MASS. TAX FREE-CLASS S MASS S 811184308 13 SD SCUDDER OHIO TAX FREE FUND OHIO N/A 811184407 14 SB SCUDDER TEST SCIT-CLASS AARP SB14 AARP 74430D105 15 SD SCUDDER PENNSYLVANIA TAX FREE FUND PENN N/A 811184506 16 SD SCUDDER EQUITY INCOME FUND EQUI N/A 811116201 17 AA AARP BOND FUND FOR INCOME AA17 AARP 00036M307 18 SD SCUDDER INTERNATIONAL BOND FUND SDIB N/A 378947303 19 SD SCUDDER GOLD & PRECIOUS METALS FUND-S GLDS S 810904102 20 LF LAZARD EQUITY PORTFOLIO EQUI N/A Not available 21 LF LAZARD SPECIAL EQUITY PORTFOLIO EQUI N/A Not available 22 SD SHORT TERM BOND-CLASS S STBF S 810902205 23 SD SCUDDER MMKT SERIES: MANAGED SHS SD23 N/A 81118P202 24 SD SCUDDER GOVT MMKT SERIES: MANAGED SHS SD24 N/A 811149103 25 SD SCUDDER T-F MMKT SERIES: MANAGED SHS SD25 N/A 811149301 26 LF INSTITUTIONAL CASH PORTFOLIO INCP N/A 811161405 27 LF INSTITUTIONAL GOVERNMENT PORTFOLIO INGP N/A 811161207 28 LF INSTITUTIONAL TAX-FREE PORTFOLIO INTP N/A 811161504 29 LF INSTITUTIONAL FEDERAL PORTFOLIO INFP N/A 811161108 30 LF INSTITUTIONAL PRIME PORTFOLIO INPP N/A 811161306 31 SD SCUDDER ZERO COUPON 1995 FUND ZR95 N/A 8111237205 32 SD INST INTL EQ BARRETT INTL SHRS LF32 N/A 811161884 Open/Closed Closed Fund # QUOTRON TIN Status Live Date For/Date Change Date Merge Date ------------------------------------------------------------------------------------------------------- 2 N/A N/A TEST-Open 01011900 3 N/A N/A TEST-Open 01011900 4 N/A N/A TEST-Open 01011900 5 N/A N/A TEST-Open 11151990 6 SGINX 04-6531166 Closed 07051985 to 393 07142000 7 SCOBX 13-3370518 Open 08061986 8 SHYTX 04-6569215 Open 01221987 10 SGSCX 13-3628802 Open 09101991 11 N/A N/A TEST-Open 01011900 12 SCMAX 04-6569226 Open 05281987 13 SCOHX 04-6569225 Closed 05281987 14 N/A N/A TEST-Open 03251900 15 SCPAX 04-6569216 Closed 05281987 09201999 16 Not available Not available Closed 01011900 17 AABIX 04-3343991 Closed 02011997 to 163 07282000 18 SCIBX 06-1242106 Closed 07061988 to 61 09222000 19 SCGDX 04-3023610 Open 09021988 3/1/2002 20 Not available Not available Closed 01011990 21 Not available Not available Closed 01011990 22 SCSTX 04-6569250 Open 04021984 23 MCAXX 13-3044597 Open 01121981 24 MGOXX 13-3083164 Closed 01121981 25 MGTXX 13-3120601 Closed 01121981 1999 26 Not available 13-3393763 Closed 04171989 27 Not available 13-3393761 Closed 04171989 28 Not available 13-3393766 Closed 04171989 29 Not available Not available Closed 01011990 30 Not available Not available Closed 01011990 31 Not available Not available Closed 01011900 32 Not available 22-6658961 Closed 01011900
DFQ Funds are not on the Surrounds 102 34 LF MANAGED FEDERAL SECURITIES FUND MFSF N/A 811149806 35 LF MANAGED INTERMEDIATE GOVERNMENT PORTFOLIO MIGF N/A 811149889 36 LF LAZARD GLOBAL EQUITY PORTFOLIO LF36 N/A Not available 37 LF LAZARD BANTAM VALUE PORTFOLIO LF37 N/A Not available 38 LF LAZARD EMERGING WORLD FUNDS PORTFOLIO LF38 N/A Not available 39 AA AARP SMALL COMPANY STOCK FUND AA39 AARP 00036J700 40 AA AARP US STOCK INDEX FUND AA40 AARP 00036J502 41 SD SCUDDER MASS LIMITED TERM TAX FREE FD SD41 N/A 811209105 42 SD NEW YORK TAX FREE-CLASS S SD42 S 811184100 43 SD CALIFORNIA TF-CLASS S SD43 S 811115104 44 SD SCUDDER LIMITED TERM TAX FREE FUND SD44 N/A 81123Q104 45 SD MEDIUM TERM TF-CLASS S SD45 S 811236207 46 SD SCUDDER TAX FREE TARGET 1993 PORTFOLIO SD46 N/A 811236306 47 SD HIGH INCOME OPPORTUNITY FUND-CLASS S SD47 S 811192301 48 SD SCUDDER MICRO CAP FUND SD48 N/A 811196302 49 SD LARGE CO VALUE-CLASS S SD49 S 920390507 50 SD 21ST CENTURY GROWTH-CLASS S SD50 S 811196401 51 LF LAZARD INT'L FIXED-INCOME PORTFOLIO LIFP N/A Not available 52 LF LAZARD BOND PORTFOLIO LF52 N/A Not available 53 LF LAZARD STRATEGIC YIELD PORTFOLIO LF53 N/A Not available 54 LF LAZARD INTERNATIONAL EQUITY PORTFOLIO LF54 N/A Not available 55 LF LAZARD SMALL CAP PORTFOLIO LF55 N/A Not available 56 LF LAZARD EMERGING MARKETS PORTFOLIO LF56 N/A Not available 57 LF LAZARD INT'L SMALL CAP PORTFOLIO LF57 N/A Not available 58 SD CLASSIC GROWTH FUND-SCUDDER SHARES SD58 S 460965106 59 SD US TREASURY MONEY FUND-CLASS S USTM S 81123P106 60 SD LARGE COMPANY GROWTH FUND-CLASS S SD60 S 460965700 61 SD GLOBAL BOND FUND-CLASS S SD61 S 378947402 62 SD BALANCED FUND-CLASS S SD62 S 811192202 63 SD INCOME FUND-CLASS S SD63 S 811192103 64 SD GROWTH & INCOME FUND-CLASS S SD64 S 460965882 65 SD CASH INVESTMENT TRUST-CLASS S SD65 S 811118108 66 SD SCUDDER MANAGED MUNICIPAL BOND FUND-CLASS S SD66 S 811170109 67 SD DEVELOPMENT FUND-CLASS S SD67 S 811196104 68 SD INTERNATIONAL FUND-CLASS S SD68 S 811165109 69 SD JAPAN FUND INC-CLASS S JPNF S 471070102
34 Not available Not available Closed 07171991 35 Not available Not available Closed 01181993 36 Not available Not available Closed 01011900 37 Not available Not available Closed 01011900 38 Not available Not available Closed 01011900 39 ASCSX 04-3343995 Closed 02011997 40 AUSSX 04-3343989 Closed 02011997 to 201 09082000 41 SMLFX 04-3217145 Closed 02151994 to 12 07282000 42 SCYTX 04-2794035 Closed 07221983 43 SCTFX 04-2794034 Closed 07221983 44 SCLTX 04-3217142 Closed 02151994 to 45 07282000 45 SCMTX 04-3102993 Open 04121983 46 Not available Not available Closed 01011900 47 SHBDX 04-3314841 Open 06281996 11112002 48 SCMCX 04-3323036 Closed 07181996 to 139 07142000 49 SCDUX 13-2578688 Open 11211966 50 SCTGX 04-3323038 Open 09091996 51 Not available Not available Closed 01011900 52 Not available Not available Closed 01011900 53 Not available Not available Closed 01011900 54 Not available Not available Closed 01011900 55 Not available Not available Closed 01011900 56 Not available Not available Closed 01011900 57 Not available Not available Closed 01011900 58 SCCGX 04-3323039 Closed 09091996 06252001 59 SCGXX 04-6444979 Open 11231981 60 SCQGX 04-3119638 Open 05151991 61 SSTGX 13-3605419 Open 03011991 62 SCBAX 04-3174736 Open 01041993 63 SCSBX 04-6013018 Open 04241928 64 SCDGX 04-2212654 Open 05311929 65 SCTXX 04-6385894 Open 07231976 66 SCMBX 04-6396607 Open 05311984 10/1/2002 67 SCDVX 13-2661231 Open 02111971 68 SCINX 04-6013018 Open 06181953 69 SJPNX 13-1963426 Open 04191962
DFQ Funds are not on the Surrounds 103 70 AA AARP INTERNATIONAL STOCK FUND AA70 AARP 00036J601 AAISX 71 SD TAX-FREE MONEY FUND-CLASS S SD71 S 811235100 STFXX 72 AA AARP DIVERSIFIED INCOME WITH GROWTH PORTFOLIO AA72 AARP 00036W206 ARDIX 73 SD PACIFIC OPPORTUNITIES FUND-CLASS S SD73 S 811165307 SCOPX 74 SD LATIN AMERICA FUND-CLASS S SD74 S 811165208 SLAFX 75 SD VALUE FUND-SCUDDER SHARES SD75 N/A 920390101 SCVAX 76 SD EMERGING MARKETS INCOME FUND-CLASS S SEMI S 378947105 SCEMX 77 SD GREATER EUROPE GROWTH FUND-CLASS S SD77 S 811165406 SCGEX 78 SD SMALL CO. VALUE FUND-CLASS S SD78 S 811196203 SCSUX 79 SD SCUDDER EMERGING MKTS GROWTH FUND-CLASS S SD79 S 811165505 SEMGX 80 SD SCUDDER PATHWAY CONSERV PORT-CLASS S SD80 S 811189307 SCPCX 81 SD SCUDDER PATHWAY MODERATE PORT-CLASS S SD81 S 811189505 SPBAX 82 SD SCUDDER PATHWAY GROWTH PORT-CLASS S SD82 S 811189208 SPGRX 83 SD SCUDDER PATHWAY SERIES: INT'L PORT SD83 N/A 811189604 SPIPX 86 AA AARP DIVERSIFIED GROWTH PORTFOLIO AA86 AARP 00036W107 AADGX 87 SD SCUDDER CALIFORNIA TAX FREE MONEY FUND SCTM N/A 811115203 SCAXX 88 SD SCUDDER NEW YORK TAX FREE MONEY FUND SNTM N/A 811184209 SCNXX 89 SD SCUDDER ZERO COUPON 2000 FUND ZR2K N/A 810902239 SGZTX 90 SD SCUDDER TAX FREE TARGET-1996 PORTFOLIO TX96 N/A 811236405 Not available 91 AA AARP GLOBAL GROWTH FUND AAGG AARP 00036J403 ARGGX 92 AA AARP HIGH QUALITY MONEY FUND MONY AARP 00036E107 ARPXX 93 AA AARP GNMA AND U.S. TREASURY FUND AAGN AARP 00036M109 AGNMX 94 AA AARP HIGH QUALITY SHORT TERM BOND FUND AA94 AARP 00036M208 AGBFX 95 AA AARP HIGH QUALITY TAX FREE MONEY FUND AA95 AARP 00036Q100 AHTXX 96 AA AARP INSURED TAX FREE GENERAL BOND FUND AATG AARP 00036Q209 AITGX 97 AA AARP GROWTH AND INCOME FUND AAGI AARP 00036J106 AGIFX 98 AA AARP CAPITAL GROWTH FUND AACP AARP 00036J205 ACGFX 99 AA AARP BALANCED STOCK AND BOND FUND AABA AARP 00036J304 ABSBX 101 AA AARP PREMIUM MONEY FUND A101 AARP 00036E206 AARXX 102 SD MONEY MARKET SER-PREM-CLASS AARP A102 AARP 81118P863 SMMXX 103 SD DIVIDEND & GROWTH FUND-CLASS AARP A103 AARP 460965783 SDVGX 107 SD GLOBAL FUND-CLASS AARP A107 AARP 378947873 ACOBX 108 SD HIGH YIELD TF FUND-CLASS AARP A108 AARP 811170703 SHYFX 109 SD MONEY MKT-SER-PRIME-CLASS AARP A109 AARP 81118P848 APSXX 110 SD SELECT 500 FUND-CLASS AARP A110 AARP 920390804 SSLFX 111 TF AARP TEST FD 111 CPY FD 93 S111 AARP 810962908 N/A
70 04-3343993 Closed 02011997 to 168 08112000 71 04-6438571 Open 01091980 72 04-3343999 Closed 02011997 to 80 09222000 73 13-7005469 Open 12081992 74 13-7005470 Open 12081992 75 04-3174738 Closed 12311992 to 49 06252001 76 13-3747314 Closed 12311993 77 13-3788234 Open 10101994 78 04-3287100 Open 10061995 79 13-3874268 Open 05081996 80 04-3255566 Open 11151996 81 04-3255567 Open 11151996 82 04-3255565 Open 11151996 83 04-3255569 Closed 11151996 08201999 86 04-3343996 Closed 02011997 to 82 09222000 87 04-6569217 Closed 05281987 05052000 88 04-6569227 Closed 05281987 05052000 89 04-6569247 Closed 02041986 to 22 04091999 90 Not available Closed 01011900 91 04-3299649 Closed 02011996 to 107 09082000 92 04-6531167 Closed 07221985 to 165 09082000 93 Not available Closed 11301984 94 13-3218720 Closed 11301984 to 122 08112000 95 13-3218719 Closed 11301984 to 171 09082000 96 13-3218718 Closed 11301984 to 166 07282000 97 13-3218717 Closed 11301984 to 164 08112000 98 Not available Closed 11301984 99 04-3217304 Closed 02011994 to 162 08252000 101 04-3436771 Closed 02011999 to 109 08112000 102 13-3044597 Open 10022000 103 04-3419781 Closed 10022000 05102002 107 13-3370518 Open 09082000 108 04-6569215 Open 10022000 109 13-3044597 Open 08112000 110 06-1539758 Open 10022000 111 N/A Open 11121996
DFQ Funds are not on the Surrounds 104 112 SD MASS. TAX FREE-CLASS AARP A112 AARP 811184704 SMAFX 119 SD SCUDDER GOLD & PRECIOUS METALS FUND-CLASS AARP GLDP AARP 810904201 SGLDX 122 SD SHORT-TERM BOND-CLASS AARP A122 AARP 810902262 ASHTX 139 SD SMALL CO. STOCK-CLASS AARP A139 AARP 460965817 ASCSX 142 SD NEW YORK TAX FREE-CLASS AARP A142 AARP 811184605 SNYFX 143 SD CALIFORNIA TF-CLASS AARP A143 AARP 811115302 SCATX 145 SD MEDIUM TERM TF-CLASS AARP A145 AARP 811236504 SMTTX 147 SD HIGH INCOME OPPORTUNITY FUND-CLASS AARP A147 AARP 811192707 SHYIX 149 SB SCUDDER TEST 21ST CENT GRWTH CLASS S S149 S 811196906 N/A 150 SD 21ST CENTURY GROWTH-CLASS AARP A150 AARP 811196849 SXXIX 151 SD TECHNOLOGY INNOVATION-CLASS AARP A151 AARP 811196856 STCHX 152 SD HEALTH CARE-CLASS AARP A152 AARP 811196864 SHCAX 159 SD US TREASURY MNY-CLASS AARP A159 AARP 81123P205 SUSXX 160 SD LARGE CO GROWTH-CLASS AARP A160 AARP 460965759 SLGRX 161 SD GLOBAL BOND-CLASS AARP A161 AARP 378947865 SGBDX 162 SD BALANCED FUND-CLASS AARP A162 AARP 811192509 ABLNX 163 SD INCOME FUND-CLASS AARP A163 AARP 811192608 AINCX 164 SD GROWTH & INCOME-CLASS AARP A164 AARP 460965767 ACDGX 165 SD CASH INVESTMENT TRUST-CLASS AARP A165 AARP 811118207 AITXX 166 SD SCUDDER MANAGED MUNICIPAL BOND FUND-CLASS AARP A166 AARP 811170604 AMUBX 167 SD DEVELOPMENT FUND-CLASS AARP A167 AARP 811196823 SDVLX 168 SD INTERNATIONAL FUND-CLASS AARP A168 AARP 811165828 AINTX 169 SD JAPAN FUND-CLASS AARP A169 AARP 471070508 JPAAX 171 SD TAX-FREE MONEY-CLASS AARP A171 AARP 811235209 AFRXX 173 SD PACIFIC OPPS-CLASS AARP A173 AARP 811165836 SPOPX 174 SD LATIN AMERICA-CLASS AARP A174 AARP 811165844 SLAMX 176 SD SCUDDER EMERGING MKTS INCOME-CLASS AARP A176 AARP 378947881 SEMKX 177 SD GREATER EUROPE GRO-CLASS AARP A177 AARP 811165851 SGEGX 178 SD SMALL CO. VALUE-CLASS AARP A178 AARP 811196831 SSCOX 179 SD EMERGING MKTS GROWTH-CLSS AARP A179 AARP 811165869 SEMMX 180 SD PATHWAY CONSERV PORT-CLASS AARP A180 AARP 811189885 APWCX 181 SD PATHWAY MODERATE PORT-CLASS AARP A181 AARP 811189703 SPWBX 182 SD PATHWAY GROWTH PORT-CLASS AARP A182 AARP 811189802 APWGX 193 SD GNMA FUND-CLASS AARP A193 AARP 811158401 AGNMX 198 SD CAPITAL GROWTH-CLASS AARP A198 AARP 460965833 ACGFX 201 SD S&P 500 INDEX FUND-CLASS AARP A201 AARP 460965775 ASPIX
112 04-6569226 Open 10022000 119 04-3023610 Open 10022000 03012002 122 04-6569250 Open 08112000 139 04-3343995 Open 02011997 142 04-2794035 Closed 10022000 06152001 143 04-2794034 Closed 10022000 10272000 to new inv 145 04-3102993 Open 10022000 147 04-3314841 Open 10022000 11112002 149 N/A Open 11121996 150 04-3323038 Open 10022000 151 04-3403411 Open 10022000 152 04-3403410 Open 10022000 159 04-6444979 Open 10022000 160 04-3119638 Open 10022000 161 13-3605419 Open 10022000 162 04-3174736 Open 08252000 163 04-6013018 Open 07282000 164 04-2212654 Open 08112000 165 04-6385894 Open 09082000 166 04-6396607 Open 07282000 10/1/2002 167 13-2661231 Open 10022000 168 13-2827803 Open 08112000 169 13-1963426 Closed 10022000 03302001 171 04-6438571 Open 09082000 173 13-7005469 Open 10022000 174 13-7005470 Open 10022000 176 13-3747314 Open 10022000 177 13-3788234 Open 10022000 178 04-3287100 Closed 10022000 10272000 to new inv 179 13-3874268 Open 10022000 180 04-3255566 Open 09222000 181 04-3255567 Open 09222000 182 04-3255565 Open 09222000 193 13-3218721 Open 12311984 198 13-3218716 Open 12041984 201 22-3532104 Open 09082000
DFQ Funds are not on the Surrounds 105 210 SD SCUDDER GLOBAL DISCOVERY FUND-CLASS AARP GDSP AARP 378947824 SGDPX 211 SD SELECT 1000 GROWTH-CLASS AARP A211 AARP 920390887 SSLOX 249 SD LARGE CO VALUE-CLASS AARP A249 AARP 920390879 SLCOX 300 SD INT'L GROWTH & INCOME FUND A300 N/A 811165604 SIGIX 301 SD S&P 500 INDEX-CLASS S S301 S 460965809 SCPIX 302 SD SCUDDER REAL ESTATE INVESTMENT FUND S302 N/A 460965601 SCREX 303 SD DIVIDEND & GROWTH-CLASS S S303 S 460965502 SDGFX 304 SD SCUDDER INTERNATIONAL GROWTH FUND S304 N/A 811165802 Not available 305 SD SCUDDER INTERNATIONAL VALUE FUND S305 N/A 811165885 Not available 306 SD SCUDDER TAX MANAGED GROWTH FUND S306 N/A 460965874 Not available 307 SD SCUDDER TAX MANAGED SMALL COMPANY FUND S307 N/A 460965866 Not available 308 SD SCUDDER CORPORATE BOND FUND S308 N/A Not available SCCBX 309 SD MONEY MKT SER-PRIME-CLASS S S309 S 81118P707 SCRXX 310 SD SELECT 500-CLASS S S310 S 920390606 SSFFX 311 SD SELECT 1000 GROWTH-CLASS S S311 S 920390705 STHGX 326 SD NY TAX-FREE INCOME FUND-CLASS S NYTS S 811204833 SNWYX 339 SD -SMALL CO. STOCK-CLASS S S339 S 460965791 SSLCX 350 SD SCUDDER FINANCIAL SERVICES FUND S350 N/A 811196500 SCFSX 351 SD TECHNOLOGY INNOVATION-CLASS S S351 S 811196708 SCUTX 352 SD HEALTH CARE-CLASS S S352 S 811196609 SCHLX 369 SD SCUDDER JANANESE EQUITY FUND S369 S 251555611 FJESX 388 SD SMALL CAP VALUE FUND-CLASS S SCVS S TEST00388 N/A 393 SD GNMA FUND-CLASS S S393 S 811158104 SGINX 398 SD CAPITAL GROWTH-CLASS S S398 S 460965825 SCGSX 401 SD SCUDDER INT'L FUND-BARRETT INT'L SHS S401 N/A 811165703 SIBIX 402 SD MONEY MKT SER-PREM-CLASS S S402 S 81118P855 SPMXX 403 SD SCUDDER MMKT SERIES: INSTITUTIONAL SHS S403 N/A 81118P871 Not available 404 SD SCUDDER GOVT MMKT SERIES: INSTIT'L SHS S404 N/A 811149848 Not available 405 SD SCUDDER T-F MMKT SERIES: INSTIT'L SHS S405 N/A 811149855 Not available 406 SD SCUDDER MM SERIES-CLASS T SHARES SMTS T Not available Not available 409 SD CA TAX-FREE INCOME FUND-CLASS S CTFS S 811204700 SDCSX 700 TF AARP TEST FD 700 CPY FD 101 S700 N/A 81118900 N/A 980 SB SCUDDER TEST HIGH YLD TX FR CLASS AARP A980 AARP 811196909 N/A 981 SB SCUDDER TEST HIGH YLD TX FR CLASS S S981 S 811196910 N/A 982 SB SCUDDER TEST JAPAN FUND CLASS AARP J982 AARP 811196911 N/A 984 SB SCUDDER TEST PAC OPS CLASS AARP A984 AARP 811196912 N/A
210 13-3628802 Open 03012001 211 06-1539760 Closed to Purch 10022000 11252002 249 13-2578688 Open 10022000 300 13-3943050 Closed 06301997 to 168 08112000 301 22-3532104 Open 08291997 302 04-3406958 Closed 04061998 05052000 303 04-3419781 Closed 07171998 05172002 304 13-4006640 Closed 09011998 05052000 305 13-4006639 Closed 09011998 05052000 306 13-4019532 Closed 09181998 to 310 08252000 307 13-4019534 Closed 09181998 to 78 08252000 308 04-3429332 Closed 08311998 to 163 07282000 309 13-3044597 Open 10151998 310 06-1539758 Open 05171999 311 06-1539760 Closed to Purch 05171999 11252002 326 36-3414265 Open 06182001 339 04-3343995 Open 07142000 350 22-3540795 Closed 11031997 05052000 351 04-3403411 Open 03021998 352 04-3403410 Open 03021998 369 OUTSTAND 7/15/2002 07152002 388 Not available Closed 06222001 393 13-3218721 Open 07142000 398 13-3218716 Open 07142000 401 Not available Open 01201998 402 13-3044597 Open 07071997 403 Not available Open 07071997 404 Not available Closed 07071997 405 Not available Closed 07071997 406 Not available Closed 12101999 409 36-3221104 Open 06182001 700 N/A Open 11121996 980 N/A Open 04062000 981 N/A Open 04052000 982 N/A Open 04062000 984 N/A Open 04062000
DFQ Funds are not on the Surrounds 106 985 SB SCUDDER TEST SMALL CO VALUE-CLASS AARP A985 AARP 811196913 N/A 986 SB SCUDDER TEST 21ST CENT GRTH CLASS AARP A986 AARP 811196914 N/A 987 SB SCUDDER TEST JAPAN FUND CLASS S J987 S 811196915 N/A 988 SB SCUDDER TEST GRWTH & INCOME CLASS AARP A988 AARP SBTEST988 N/A 989 SB SCUDDER TEST PAC OPS CLASS S S989 S 811196917 N/A 990 SB SCUDDER TEST EMERGING MKTS GR CLASS S S990 S 811196918 N/A 991 SB SCUDDER TEST SHORT TERM BD CLASS AARP S991 AARP 811196919 N/A 992 SB SCUDDER TST EMRGING MKTS GR CLASS AARP A992 AARP 811196920 N/A 993 SB SCUDDER TEST GROWTH AND INCOME CLASS S S993 S 811196921 N/A 994 TF AARP TEST FD 994 CPY FD 95 A994 AARP 00036Z999 N/A 995 TF AAPR TEST FD 995 CPY FD 97 A995 AARP 00036J908 N/A
985 N/A Open 04062000 986 N/A Open 04062000 987 N/A Open 04052000 988 N/A Open 04052000 989 N/A Open 04062000 990 N/A Open 04062000 991 N/A Open 04062000 992 N/A Open 04062000 993 N/A Open 12171997 994 N/A Open 11121996 995 N/A Closed 11121996
DFQ Funds are not on the Surrounds 107 III. SRS NON-AFFILIATED FUNDS
Fund Mgmt Short Share Fund # Co Fund Long Name Name Class CUSIP QUOTRON TIN ---------------------------------------------------------------------------------------------------------- 232 NK ONE GROUP SHORT TERM BOND - A OSTA A N/A N/A 06-1302886 245 NK ONE GROUP DIVERSIFIED MID CAP-A ODMA A N/A N/A 31-1299295 249 NK ONE GROUP SMALL CAP GROWTH-A OSGA A N/A N/A 31-1455024 332 NK ONE GROUP SHORT TERM BOND -C OSTC C N/A N/A 06-1302886 345 NK ONE GROUP DIVERSIFIED MID CAP-C ODMC C N/A N/A 31-1299295 349 NK ONE GROUP SMALL CAP GROWTH-C OSGC C N/A N/A 31-1455024 802* NK PIMCO TOTAL RETURN FUND-A PTRA A N/A N/A N/A 807 NK ONE GROUP EQUITY INDEX-A OEIA A N/A N/A 23-2642605 827 NK ONE GROUP EQUITY INDEX-C OEIC C N/A N/A 23-2642605 828 NK ONE GROUP INTERMEDIATE BOND-A OIBA A N/A N/A 04-3215038 829 NK ONE GROUP INTERMEDIATE BOND-C OIBC C N/A N/A 04-3215038 830 NK ALGER CAP APP RETIREMENT PORTFOLIO ACAR N/A N/A N/A N/A 831 NK STRONG OPPORTUNITY FUND-ADVISOR CLASS STOP N/A KEMOUT831 N/A N/A 832 NK STRONG GROWTH & INCOME FD-ADVISOR CLASS STGI N/A KEMOUT832 N/A N/A 833 NK E TRADE IMA FOR LPL EIMA A N/A N/A N/A 836 NK MFS CAPITAL OPPORTUNITIES FUND-A MCOA A N/A N/A N/A 837 NK MASSACHUSETTS INVESTORS TRUST-A MITA A N/A N/A N/A 840 NK ALGER MIDCAP GROWTH RETIREMENT PORT AMCR N/A N/A N/A N/A 841* NK TARGET TOTAL RETURN BOND - A TTBA A N/A N/A N/A 842* NK PRUDENTIAL JENNISON GROWTH - A PJGA A N/A N/A N/A 843* NK PRUDENTIAL JENNISON EQUITY OPP - A PJOA A N/A N/A N/A 845 NK PNC TREASURY TRUST FUND-DOLLAR SHARES TTDS N/A N/A N/A 51-0311217 846* NK MFS CAPITAL OPPORTUNITIES FUND-C MCOC C KEMOUT846 N/A N/A 847* NK MASSACHUSETTS INVESTORS TRUST-C MITC C KEMOUT847 N/A N/A 848 NK MID CAP VALUE - A MCVA A N/A OGDIX N/A 849 NK SMALL CAP VALUE - A SCVA A N/A PSOAX N/A Fund Status Closed Change Fund # Category Code Live Date For/Date Date Merge Date ------------------------------------------------------------------------------------------ 232 RPS 2 01312003 245 RPS 2 01312003 249 RPS 2 01312003 332 RPS 2 01312003 345 RPS 2 01312003 349 RPS 2 01312003 802* RPS 5 Did not go live 807 RPS 2 01312003 827 RPS 2 01312003 828 RPS 2 01312003 829 RPS 2 01312003 830 RPS 1 11011999 831 RPS 1 09012000 832 RPS 1 09012000 833 CPG 2 09012000 to surrounds 836 RPS 1 02012001 837 RPS 1 02012001 840 RPS 1 11011999 841* RPS 1 03152001 842* RPS 1 03152001 843* RPS 1 03152001 845 Deutsche-3rd prty 1 08192002 846* RPS 1 02012001 847* RPS 1 02012001 848 RPS 1 01022001 849 RPS 1 01022001
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 108 850 NK REICH & TANG CA DAILY TAX FREE INCOME CADT N/A N/A 851 NK REICH & TANG CT DAILY TAX FREE INCOME CTDT N/A N/A 852 NK REICH & TANG FL MUNICIPAL INCOME FUND FLDM N/A N/A 853 NK REICH & TANG NJ MUNICIPAL INCOME FUND NJDM N/A N/A 855 NK FIDELITY ADVISOR DIVIDEND GROWTH FADG N/A N/A 856 NK FIDELITY ADVISOR GROWTH AND INCOME FAGI N/A N/A 857 NK FIDELITY ADVISOR GROWTH OPPORTUNITY FAGO N/A N/A 858 NK MID CAP VALUE - C MCVC C N/A 859 NK SMALL CAP VALUE - C SCVC C N/A 860 NK STRONG COMMON STOCK STCS N/A N/A 861 NK STRONG GROWTH & INCOME SGIA N/A N/A 862 NK INVESCO BALANCED FUND INBL N/A N/A 863 NK INVESCO DYNAMICS FUND INDY N/A N/A 864 NK JANUS ADVISOR GROWTH FUND JAGR N/A KEMOUT864 865 NK JANUS ADVISOR CAPITAL APPRECIATION JACA N/A KEMOUT865 866 NK AMERICAN CENTURY EQUITY INCOME ACEI N/A KEMOUT866 867 NK AMERICAN CENTURY ULTRA FUND ACUF N/A KEMOUT867 868 NK DREYFUS FOUNDERS DISCOVERY FUND - F DFDF F KEMOUT868 869 NK DREYFUS FOUNDERS INTL EQUITY FUND - F DIEF F KEMOUT869 870 NK BOND FUND - A SHARES BFA A N/A 871 NK INVESTORS CONSERVATIVE GROWTH FUND - A CNSA A N/A 872 NK INVESTOR BALANCED FUND - A BALA A N/A 873 NK INVESTOR GROWTH & INCOME FUND - A G&IA A N/A 874 NK INVESTOR GROWTH FUND - A GROA A N/A 875 NK LARGE CAP VALUE FUND - A LCVA A N/A 876 NK DIVERSIFIED EQUITY FUND-A DVEA A N/A 877 NK LARGE CAPITAL GROWTH FUND-A OLCA A N/A 878 NK MID CAP GROWTH FUND - A MCGA A N/A 879 NK INTERNATIONAL EQUITY INDEX - A IEXA A N/A 880 NK BOND FUND - C SHARES BFC C N/A 881 NK INVESTOR CONSERVATIVE GROWTH - C CNSC C N/A
850 N/A 13-3378458 Deutsche-3rd prty 1 08192002 851 N/A 13-3260093 Deutsche-3rd prty 1 08192002 852 N/A 13-3782942 Deutsche-3rd prty 1 08192002 853 N/A 13-6957900 Deutsche-3rd prty 1 08192002 855 N/A N/A RPS 2 07121999 856 N/A N/A RPS 2 07121999 857 N/A N/A RPS 2 07121999 858 N/A N/A RPS 1 01022001 859 N/A N/A RPS 1 01022001 860 N/A N/A RPS 2 07121999 861 N/A N/A RPS 2 07121999 862 N/A N/A RPS 1 07121999 863 N/A N/A RPS 1 07121999 864 N/A N/A RPS 1 07121999 865 N/A N/A RPS 1 07121999 866 N/A N/A RPS 1 07121999 867 N/A N/A RPS 1 07121999 868 N/A N/A RPS 1 07121999 869 N/A N/A RPS 1 07121999 870 N/A N/A RPS 1 04011996 871 N/A N/A RPS 1 04011999 872 N/A N/A RPS 1 04011999 873 N/A N/A RPS 1 04011999 874 N/A N/A RPS 1 04011999 875 N/A N/A RPS 1 03151998 876 N/A N/A RPS 1 04011999 877 N/A N/A RPS 1 04011999 878 N/A N/A RPS 1 04011999 879 N/A N/A RPS 1 04011999 880 N/A N/A RPS 1 04011996 881 N/A N/A RPS 1 04011999
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 109 882 NK INVESTOR BALANCED - C BALC C N/A N/A 883 NK INVESTOR GROWTH & INCOME FUND - C G&IC C N/A N/A 884 NK INVESTOR GROWTH FUND - C GROC C N/A N/A 885 NK LARGE CAP VALUE FUND - C LCVC C N/A N/A 886 NK DIVERSIFIED EQUITY FUND-C DVEC C N/A N/A 887 NK LARGE CAPITAL GROWTH FUND-C OLCC C N/A N/A 888 NK MID CAP GROWTH FUND - C MCGC C N/A N/A 889 NK INTERNATIONAL EQUITY INDEX - C IEXC C N/A N/A 892 NK PIMCO TOTAL RETURN FUND PTRF N/A 488989203 N/A 893 NK NEUBERGER BERMAN GUARDIAN TRUST NBGT N/A 488989302 N/A 894 NK WARBURG PINCUS EMERGING GROWTH FUND WPEG N/A 488989401 N/A 895 NK FEDERATED GNMA TRUST FUND GNMA N/A 488989500 N/A 896 NK LINDNER DIVIDEND FUND LDVF N/A 535514103 N/A
882 N/A RPS 1 04011999 883 N/A RPS 1 04011999 884 N/A RPS 1 04011999 885 N/A RPS 1 03151999 886 N/A RPS 1 04011999 887 N/A RPS 1 04011999 888 N/A RPS 1 04011999 889 N/A RPS 1 04011999 892 N/A RPS 1 04011996 893 N/A RPS 2 04011996 11221999 894 N/A RPS 2 04011996 09211999 895 N/A RPS 2 04011996 09151999 896 N/A RPS 2 04011996 09151999
(Surrounds) UTIL Codes: 1 = Open; 2 = Closed; 3 = Closed to Purchases; 4 = Redeem only; 2 or 5 = Test (new funds-until live or established funds that never went live) *Funds are established on DTG but product not launched. 110