0001193125-18-258907.txt : 20180827 0001193125-18-258907.hdr.sgml : 20180827 20180827155905 ACCESSION NUMBER: 0001193125-18-258907 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180827 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180827 DATE AS OF CHANGE: 20180827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUGOTON ROYALTY TRUST CENTRAL INDEX KEY: 0000862022 STANDARD INDUSTRIAL CLASSIFICATION: OIL ROYALTY TRADERS [6792] IRS NUMBER: 586379215 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10476 FILM NUMBER: 181038996 BUSINESS ADDRESS: STREET 1: C/O SIMMONS BANK TRUSTEE STREET 2: 2911 TURTLE CREEK BLVD., SUITE 850 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 972-919-1360 MAIL ADDRESS: STREET 1: C/O SIMMONS BANK TRUSTEE STREET 2: 2911 TURTLE CREEK BLVD., SUITE 850 CITY: DALLAS STATE: TX ZIP: 75219 8-K 1 d614348d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 27, 2018

 

 

HUGOTON ROYALTY TRUST

(Exact name of Registrant as specified in its charter)

 

 

 

Texas   1-10476   58-6379215

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

Simmons Bank

Trustee

P.O. Box 470727

Fort Worth, Texas

  76147
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (855) 588-7839

NONE

(Former name or former address, if changed since last report)

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events.

On August 27, 2018, Simmons Bank, the trustee (the “Trustee”) of Hugoton Royalty Trust (the “Trust”), issued a press release announcing that the Trust’s Units of Beneficial Interest (the “Units”) began trading on the OTCQX Best Market.

Item 9.01 Financial Statements and Exhibits.

 

  d.

Exhibits

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

HUGOTON ROYALTY TRUST
By:   SIMMONS BANK, TRUSTEE
        By:   /s/ RON E. HOOPER
  Ron E. Hooper
  Senior Vice President

 

        EXXON MOBIL CORPORATION
        By:   /s/ DAVID LEVY
  David Levy
  Vice President – Upstream Business Services

Date: August 27, 2018

EX-99.1 2 d614348dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

HUGOTON ROYALTY TRUST
Press Release 

Hugoton Royalty Trust

Begins Trading on OTCQX

Fort Worth, Texas, August 27, 2018 – Hugoton Royalty Trust (OTCQX: HGTXU) (the “Trust”) announced that trading of its Units of Beneficial Interest (the “Units”) began today on the OTCQX® Best Market, the most prestigious tier of the OTC markets operated by OTC Markets Group Inc. (OTCQX: OTCM). The Units begin trading today under the symbol “HGTXU”. Investors can find current financial disclosure and Real-Time Level 2 quotes for the Units on www.otcmarkets.com.

The Trust will remain subject to the periodic reporting requirements of the Securities Exchange Act of 1934, as amended, and its annual financial statements will continue to be audited by an independent accounting firm. The Trustee intends to continue posting quarterly and annual financial information, monthly press releases and annual tax information on the Trust’s website (www.hgt-hugoton.com). This action follows the Trust’s August 13 announcement that it would voluntarily delist the Units from the New York Stock Exchange.

For more information on the Trust, please visit our web site at www.hgt-hugoton.com.

Statements made in this press release regarding future events or conditions are forward looking statements. Actual future results, including the timing of the delisting of the Units from the NYSE and the listing of the Units on the OTCQX Market, could differ materially due to stock market and economic conditions, changes in natural gas prices and other economic conditions affecting the gas industry, the actions of the operator of the properties underlying the Trust’s net profits interests, the actions of other market participants and other factors described in Part I, Item 1A of the Trust’s Annual Report on Form 10-K for the year ended December 31, 2017 and Part II, Item 1A of the Trust’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2018.

*                *                 *

 

Contact:    Ron Hooper
   Senior Vice President
   Simmons Bank, Trustee
   855-588-7839