0001437749-24-010963.txt : 20240403 0001437749-24-010963.hdr.sgml : 20240403 20240403195618 ACCESSION NUMBER: 0001437749-24-010963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN HENG W CENTRAL INDEX KEY: 0001207193 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 24821042 MAIL ADDRESS: STREET 1: C/O CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml HENG CHEN X0508 4 2024-04-01 0000861842 CATHAY GENERAL BANCORP CATY 0001207193 CHEN HENG W 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP/CFO 0 Common Stock 2024-04-01 4 M 0 5823 0 A 171726 D Common Stock 2024-04-01 4 F 0 2078 36.91 D 169648 D Common Stock 2024-04-01 4 M 0 6187 0 A 175835 D Common Stock 2024-04-01 4 F 0 2208 36.91 D 173627 D Common Stock 2024-04-01 4 M 0 12344 0 A 185971 D Common Stock 2024-04-01 4 F 0 5483 36.91 D 180488 D Common Stock 100 I Chen Trust Restricted Stock Units 2024-04-01 4 M 0 3537 0 D Common Stock 0 0 D Restricted Stock Units 2024-04-01 4 M 0 3758 0 D Common Stock 0 0 D Restricted Stock Units 2024-04-01 4 M 0 7517 0 D Common Stock 0 0 D Of the previously reported target award of 3,537 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 3,758 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 7,517 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. Performance-based restricted stock units vested on December 31, 2023. /s/ Georgia Lo, attorney-in-fact 2024-04-03