0001437749-24-010963.txt : 20240403
0001437749-24-010963.hdr.sgml : 20240403
20240403195618
ACCESSION NUMBER: 0001437749-24-010963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240403
DATE AS OF CHANGE: 20240403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN HENG W
CENTRAL INDEX KEY: 0001207193
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 24821042
MAIL ADDRESS:
STREET 1: C/O CATHAY BANCORP, INC.
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
HENG CHEN
X0508
4
2024-04-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001207193
CHEN HENG W
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP/CFO
0
Common Stock
2024-04-01
4
M
0
5823
0
A
171726
D
Common Stock
2024-04-01
4
F
0
2078
36.91
D
169648
D
Common Stock
2024-04-01
4
M
0
6187
0
A
175835
D
Common Stock
2024-04-01
4
F
0
2208
36.91
D
173627
D
Common Stock
2024-04-01
4
M
0
12344
0
A
185971
D
Common Stock
2024-04-01
4
F
0
5483
36.91
D
180488
D
Common Stock
100
I
Chen Trust
Restricted Stock Units
2024-04-01
4
M
0
3537
0
D
Common Stock
0
0
D
Restricted Stock Units
2024-04-01
4
M
0
3758
0
D
Common Stock
0
0
D
Restricted Stock Units
2024-04-01
4
M
0
7517
0
D
Common Stock
0
0
D
Of the previously reported target award of 3,537 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 3,758 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 7,517 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria.
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021.
Performance-based restricted stock units vested on December 31, 2023.
/s/ Georgia Lo, attorney-in-fact
2024-04-03