0001437749-24-010961.txt : 20240403 0001437749-24-010961.hdr.sgml : 20240403 20240403195432 ACCESSION NUMBER: 0001437749-24-010961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Chang CENTRAL INDEX KEY: 0001506599 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 24821033 MAIL ADDRESS: STREET 1: C/O CATHAY BANK STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml CHANG LIU X0508 4 2024-04-01 0000861842 CATHAY GENERAL BANCORP CATY 0001506599 Liu Chang 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 President & CEO 0 Common Stock 2024-04-01 4 M 0 15143 0 A 71731 D Common Stock 2024-04-01 4 F 0 7675 36.91 D 64056 D Common Stock 2024-04-01 4 M 0 16091 0 A 80147 D Common Stock 2024-04-01 4 F 0 8155 36.91 D 71992 D Common Stock 2024-04-01 4 M 0 32098 0 A 104090 D Common Stock 2024-04-01 4 F 0 16268 36.91 D 87822 D Restricted Stock Units 2024-04-01 4 M 0 9197 0 D Common Stock 0 0 D Restricted Stock Units 2024-04-01 4 M 0 9773 0 D Common Stock 0 0 D Restricted Stock Units 2024-04-01 4 M 0 19546 0 D Common Stock 0 0 D Of the previously reported target award of 9,197 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 9,773 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 19,546 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. Performance-based restricted stock units vested on December 31, 2023. /s/ Georgia Lo, attorney-in-fact 2024-04-03