0001437749-24-002486.txt : 20240129 0001437749-24-002486.hdr.sgml : 20240129 20240129204019 ACCESSION NUMBER: 0001437749-24-002486 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Richard CENTRAL INDEX KEY: 0001706290 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 24575522 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml RICHARD SUN X0508 5 2023-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001706290 Sun Richard 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 Common Stock 1100 I By spouse Common Stock 17315 I By JKLM Limited Partnership Common Stock 4200 I by Ivy Sun Separate Trust Common Stock 5800 I by RIS Family Limited Partnership Common Stock 1600 I by Michael Sun Trust Common Stock 1800 I by Lin-Chih Corporation Common Stock 1000 D Common Stock 15422 I By Sun Trust On May 25, 2023, 2,536 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration. /s/ Georgia Lo, attorney-in-fact 2024-01-29