X0407 4 2023-04-03 0000861842 CATHAY GENERAL BANCORP CATY 0001463314 Lee Mark Hakjoon 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, Chief Credit Officer 0 Common Stock 2023-04-03 4 M 0 3164 0 A 11671 D Common Stock 2023-04-03 4 F 0 1095 34.21 D 10576 D Common Stock 2023-04-03 4 M 0 3292 0 A 13868 D Common Stock 2023-04-03 4 F 0 1139 34.21 D 12729 D Common Stock 2023-04-03 4 M 0 6587 0 A 19316 D Common Stock 2023-04-03 4 F 0 2278 34.21 D 17038 D Restricted Stock Units 2023-04-03 4 M 0 1956 0 D Common Stock 0 0 D Restricted Stock Units 2023-04-03 4 M 0 2024 0 D Common Stock 0 0 D Restricted Stock Units 2023-04-03 4 M 0 4049 0 D Common Stock 0 0 D Of the previously reported target award of 1,956 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 2,024 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 4,049 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. Performance-based restricted stock units vested on January 31, 2023. /s/ Georgia Lo, attorney-in-fact 2023-04-05