0001437749-23-009562.txt : 20230405
0001437749-23-009562.hdr.sgml : 20230405
20230405172044
ACCESSION NUMBER: 0001437749-23-009562
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230403
FILED AS OF DATE: 20230405
DATE AS OF CHANGE: 20230405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN HENG W
CENTRAL INDEX KEY: 0001207193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 23803538
MAIL ADDRESS:
STREET 1: C/O CATHAY BANCORP, INC.
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
HENG CHEN
X0407
4
2023-04-03
0000861842
CATHAY GENERAL BANCORP
CATY
0001207193
CHEN HENG W
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP/CFO
0
Common Stock
2023-04-03
4
M
0
7793
0
A
155308
D
Common Stock
2023-04-03
4
F
0
2695
34.21
D
152613
D
Common Stock
2023-04-03
4
M
0
8113
0
A
160726
D
Common Stock
2023-04-03
4
F
0
3004
34.21
D
157722
D
Common Stock
2023-04-03
4
M
0
16226
0
A
173948
D
Common Stock
2023-04-03
4
F
0
8045
34.21
D
165903
D
Common Stock
100
I
Chen Trust
Restricted Stock Units
2023-04-03
4
M
0
4818
0
D
Common Stock
0
0
D
Restricted Stock Units
2023-04-03
4
M
0
4987
0
D
Common Stock
0
0
D
Restricted Stock Units
2023-04-03
4
M
0
9974
0
D
Common Stock
0
0
D
Of the previously reported target award of 4,818 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 4,987 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 9,974 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020.
Performance-based restricted stock units vested on January 31, 2023.
/s/ Georgia Lo, attorney-in-fact
2023-04-05