0001437749-21-005715.txt : 20210311 0001437749-21-005715.hdr.sgml : 20210311 20210311165543 ACCESSION NUMBER: 0001437749-21-005715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Chang CENTRAL INDEX KEY: 0001506599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 21733983 MAIL ADDRESS: STREET 1: C/O FIRST PACTRUST BANCORP INC STREET 2: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml CHANG LIU X0306 4 2021-03-09 0000861842 CATHAY GENERAL BANCORP CATY 0001506599 Liu Chang 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 President & CEO Common Stock 2021-03-09 4 M 0 3354 0 A 7587 D Common Stock 2021-03-09 4 F 0 1156 42.26 D 6431 D Restricted Stock Units 2021-03-09 4 M 0 3354 0 D Common Stock 3354 0 D The Reporting Person previously reported the award of 3,354 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2021. Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. /s/ Georgia Lo, attorney-in-fact 2021-03-11