0001437749-19-004833.txt : 20190313
0001437749-19-004833.hdr.sgml : 20190313
20190313193805
ACCESSION NUMBER: 0001437749-19-004833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190311
FILED AS OF DATE: 20190313
DATE AS OF CHANGE: 20190313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Lisa L.
CENTRAL INDEX KEY: 0001738532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19679480
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
LISA KIM
X0306
4
2019-03-11
0000861842
CATHAY GENERAL BANCORP
CATY
0001738532
Kim Lisa L.
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, General Counsel
Common Stock
2019-03-11
4
M
0
453
A
7190
D
Common Stock
2019-03-11
4
F
0
157
36.53
D
7033
D
Restricted Stock Units
2019-03-11
4
M
0
453
0
D
Common Stock
453
0
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
The Reporting Person previously reported the award of 453 shares of restricted stock units on Form 3 filed April 26, 2018. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the first anniversary of the date of the grant.
/s/ Georgia Lo, attorney-in-fact
2019-03-13