0001437749-19-004831.txt : 20190313
0001437749-19-004831.hdr.sgml : 20190313
20190313193556
ACCESSION NUMBER: 0001437749-19-004831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190311
FILED AS OF DATE: 20190313
DATE AS OF CHANGE: 20190313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Mark Hakjoon
CENTRAL INDEX KEY: 0001463314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19679472
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
MARK LEE
X0306
4
2019-03-11
0000861842
CATHAY GENERAL BANCORP
CATY
0001463314
Lee Mark Hakjoon
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, Chief Credit Officer
Common Stock
2019-03-11
4
M
0
268
A
268
D
Restricted Stock Units
2019-03-11
4
M
0
268
0
D
Common Stock
268
0
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
The Reporting Person previously reported the award of 263 restricted stock units, based on a closing stock price as of March 9, 2018, on Form 4 filed March 13, 2018. The actual number of restricted stock units issued was 268 based on a closing stock price as of March 8, 2018. In addition, such restricted stock units actually vested in full on the date of grant, with the shares of common stock to be distributed on the first anniversary of the date of the grant or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.
/s/ Georgia Lo, attorney-in-fact
2019-03-13