0001437749-19-004829.txt : 20190313
0001437749-19-004829.hdr.sgml : 20190313
20190313193337
ACCESSION NUMBER: 0001437749-19-004829
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190311
FILED AS OF DATE: 20190313
DATE AS OF CHANGE: 20190313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liu Chang
CENTRAL INDEX KEY: 0001506599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19679465
MAIL ADDRESS:
STREET 1: C/O FIRST PACTRUST BANCORP INC
STREET 2: 610 BAY BOULEVARD
CITY: CHULA VISTA
STATE: CA
ZIP: 91910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
CHANG LIU
X0306
4
2019-03-11
0000861842
CATHAY GENERAL BANCORP
CATY
0001506599
Liu Chang
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, Chief Operating Officer
Common Stock
2019-03-11
4
M
0
342
A
842
D
Common Stock
2019-03-11
4
F
0
119
36.53
D
723
D
Restricted Stock Units
2019-03-11
4
M
0
342
0
D
Common Stock
342
0
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
The Reporting Person previously reported the award of 342 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the first anniversary of the date of the grant.
/s/ Georgia Lo, attorney-in-fact
2019-03-13