0001437749-19-002517.txt : 20190213 0001437749-19-002517.hdr.sgml : 20190213 20190213201651 ACCESSION NUMBER: 0001437749-19-002517 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 19600022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml PETER WU X0306 5 2018-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Vice Chairman Common Stock 9619 D Common Stock 634754 I PACJU, LLC Common Stock 162552 I Wu Family Trust On May 3, 2018 and July 27, 2018, 1,606 shares of common stock of Cathay General Bancorp and 3,357 shares of common stock of Cathay General Bancorp respectively were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration. On May 3, 2018, 100,000 shares of common stock of Cathay General Bancorp were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration. On May 3, 2018, the Wu Family Trust received 1,606 shares of common stock of Cathay General Bancorp from Peter Wu and 100,000 shares of common stock of Cathay General Bancorp from PACJU, LLC, without the payment of any consideration. Further, on July 27, 2018, the Wu Family Trust received 3,357 shares of common stock of Cathay General Bancorp from Peter Wu, without the payment of any consideration. /s/ Georgia Lo, attorney-in-fact 2019-02-13