0001437749-18-001519.txt : 20180201 0001437749-18-001519.hdr.sgml : 20180201 20180201204314 ACCESSION NUMBER: 0001437749-18-001519 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180201 DATE AS OF CHANGE: 20180201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Pin CENTRAL INDEX KEY: 0001577235 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18568402 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml PIN TAI X0306 5 2017-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001577235 Tai Pin 777 NORTH BROADWAY LOS ANGELES CA 90012 1 CEO & President Common Stock 2017-03-14 5 J 0 4.53 39.044 A 863.41 I By ESOP Common Stock 2017-06-15 5 J 0 4.607 38.588 A 863.41 I By ESOP Common Stock 2017-09-15 5 J 0 4.9010 36.4816 A 863.41 I By ESOP Common Stock 2017-12-15 5 J 0 4.82 42.6611 A 863.41 I By ESOP Common Stock 26741 D ESOP DR earnings allocation. /s/ Georgia Lo, attorney-in-fact 2018-02-01