-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NKIWSuWpGkLfW0iU46pQDYHuf0ynkCoSpwiKVWszgLe30RgveKlsG7bEreTj0jNO aFfAroBz/rNNLGKhY36nHg== 0000932440-98-000161.txt : 19980601 0000932440-98-000161.hdr.sgml : 19980601 ACCESSION NUMBER: 0000932440-98-000161 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980519 FILED AS OF DATE: 19980529 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYBRIDON INC CENTRAL INDEX KEY: 0000861838 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043072298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-27352 FILM NUMBER: 98634750 BUSINESS ADDRESS: STREET 1: 620 MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6175287000 MAIL ADDRESS: STREET 1: 620 MEMORIAL DRIVE STREET 2: 620 MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02139 COMPANY DATA: COMPANY CONFORMED NAME: PURKEY HAROLD L CENTRAL INDEX KEY: 0001062797 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O KELLY DRYE & WARREN LLP STREET 2: TWO STAMFORD PLAZA 281 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 3 1 FORM 3 - 5/19/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Purkey, Harold L. c/o Forum Capital Markets L.L.C. 53 Forest Avenue Old Greenwich, CT 06870 USA 2. Date of Event Requiring Statement (Month/Day/Year) 5/19/98 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Hybridon, Inc. HYBN 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
- ----------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.001 par value per share |675,219 |I |By Forum Capital Markets LLC (1) | - -----------------------------------------------------------------------------------------------------------------------------------| - -----------------------------------------------------------------------------------------------------------------------------------| - ----------------------------------------------------------------------------------------------------------------------------------- Table II -- Derivative Securitites Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to B|5/5/99 |5/5/03 |Common Stock |1,000 |$2.50 |D | | uy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series A Convertible Pre|5/5/99 | |Common Stock |79,271 |$4.25 |I | By Forum Capital Markets | ferred Stock | | | | | | |LLC & | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |Forest Investment Managemen| | | | | | | |t LLC (1) | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Warrants |5/5/99 |5/5/03 |Common Stock |466,302 |$4.25 |I |By Forum Capital Markets L| | | | | | | |LC, & | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |Forest Investment Managemen| | | | | | | |t LLC (1) | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Warrants |5/5/99 |5/5/03 |Common Stock |609,195 |$2.40 |I |By Forum Capital Markets L| | | | | | | |LC (1) | - -----------------------------------------------------------------------------------------------------------------------------------| Warrants |Immed. |3/26/02 |Common Stock |588,235 |$4.25 |I |By Forum Capital Markets L| | | | | | | |LC (1) | - -----------------------------------------------------------------------------------------------------------------------------------| - -----------------------------------------------------------------------------------------------------------------------------------|
Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. SIGNATURE OF REPORTING PERSON /s/ Harold L. Purkey DATE 5/29/98 -----END PRIVACY-ENHANCED MESSAGE-----