0001181431-13-055423.txt : 20131029 0001181431-13-055423.hdr.sgml : 20131029 20131029131557 ACCESSION NUMBER: 0001181431-13-055423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131029 DATE AS OF CHANGE: 20131029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEWAY INC CENTRAL INDEX KEY: 0000086144 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 943019135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 5918 STONERIDGE MALL RD CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254673000 MAIL ADDRESS: STREET 1: 5918 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: SAFEWAY STORES INC DATE OF NAME CHANGE: 19900226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith Kelly P CENTRAL INDEX KEY: 0001572369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00041 FILM NUMBER: 131175590 MAIL ADDRESS: STREET 1: C/O SAFEWAY INC. STREET 2: 5918 STONERIDGE MALL RD. CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 rrd393659.xml FORM 4 X0306 4 2013-10-28 0 0000086144 SAFEWAY INC SWY 0001572369 Griffith Kelly P C/O SAFEWAY INC. 5918 STONERIDGE MALL RD. PLEASANTON CA 94588 0 1 0 0 Executive Vice President Common Stock 2013-10-28 4 M 0 6000 25.74 A 62630 D Common Stock 2013-10-28 4 S 0 6000 36.26 D 56630 D Common Stock 2013-10-28 4 M 0 5000 20.07 A 61630 D Common Stock 2013-10-28 4 S 0 5000 36.26 D 56630 D Common Stock 5955.3495 I By 401(k) Plan Common Stock 981.0432 I By Employee Stock Purchase Plan Common Stock 400 I By Spouse (IRA) Employee Stock Option (Right to Buy) 25.74 2013-10-28 4 M 0 6000 0 D 2014-07-21 Common Stock 6000 0 D Employee Stock Option (Right to Buy) 20.07 2013-10-28 4 M 0 5000 0 D 2020-07-26 Common Stock 5000 10000 D The price of $36.26 per share represents a weighted average of sales prices ranging from $36.25 to $36.29 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Between September 1, 2013 and September 30, 2013, the reporting person acquired 23.6042 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of September 30, 2013. Between September 1, 2013 and September 30, 2013, the reporting person acquired 7.1973 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of September 30, 2013. Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. This option became fully exercisable on 7/21/2013. Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 7/26/2015. /s/ Laura A. Donald, Attorney-in-Fact 2013-10-29