The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 09-30-2023 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | UBS ASSET MANAGEMENT AMERICAS INC |
| Address: | ONE NORTH WACKER DRIVE |
| CHICAGO, IL 60606 | |
| Form 13F File Number: | 028-02682 |
| CRD Number (if applicable): | |
| SEC File Number (if applicable): | |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | BARRY J. MULLEN | |||
| Title: | CHIEF COMPLIANCE OFFICER | |||
| Phone: | 212-882-5367 | |||
| Signature, Place, and Date of Signing: | ||||
| /S/ Barry J. Mullen | New York, NY | 11-13-2023 | ||
| [Signature] | [City, State] | [Date] | ||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | ||||||
| Name | Form 13F File No. | CRD No. (if applicable) | SEC File No. (if applicable) | CIK | ||
| AVIVA INVESTORS AMERICAS LLC | 028-06609 | |||||
| HUBER CAPITAL MANAGEMENT, LLC | 028-14114 | |||||
| J.P. MORGAN INVESTMENT MANAGEMENT, INC. | 028-11937 | |||||
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | 028-05792 | |||||
| LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. | 028-10229 | |||||
| MONDRIAN INVESTMENT PARTNERS LIMITED | 028-11450 | |||||
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 028-17085 | |||||
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | 028-13982 | |||||
| PCJ INVESTMENT COUNSEL LTD | 028-12690 | |||||
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 028-10952 | |||||
| RIVERBRIDGE PARTNERS, LLC | 028-05655 | |||||
| ROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) | 028-01911 | |||||
| SAPIENCE INVESTMENTS LLC | 028-17843 | |||||
| WILLIAM BLAIR & COMPANY L.L.C. | 028-17022 | |||||
| KETTLE HILL CAPITAL MANAGEMENT, LLC | 028-17689 | |||||
| NOMURA ASSET MANAGEMENT SINGAPORE LTD. | 028-13391 | |||||
| JACOBS LEVY EQUITY MANAGEMENT, INC. | 028-03059 | |||||
| ALLSPRING GLOBAL INVESTMENTS | 028-04413 | |||||
| INSIGHT NORTH AMERICA | 028-21789 | |||||
| CALAMOS ADVISORS | 028-11166 | |||||
| RWC ASSET ADVISORS (US) LLC | 028-19400 | |||||
| DLD ASSET MANAGEMENT, L.P. | 028-17749 | |||||
| MAGNETAR ASSET MANAGEMENT, LLC | 028-02682 | |||||
| ARGA INVESTMENT MANAGEMENT LP | 028-15430 | |||||
| WELLINGTON MANAGEMENT CO. | 028-16899 | |||||
| MASSACHUSETTS FINANCIAL SERVICES CO. | 028-04968 | |||||
| ARTISAN PARTNERS LIMITED PARTNERSHIP | 028-13578 | |||||
| GQG PARTNERS LLC | 028-17876 | |||||
| POLEN CAPITALMANAGEMENT LLC | 028-03687 | |||||
| BROWN BROTHERS HARRIMAN & CO. | 028-00408 | |||||
| ELECTRON CAPITAL PARTNERS | 028-16049 | |||||
| HOTCHKIS & WILEY CAPITAL MANAGEMENT | 028-10068 | |||||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 5 | ||||
| Form 13F Information Table Entry Total: | 16,687 | ||||
| Form 13F Information Table Value Total: | 223,215,086,894 | ||||
| (round to nearest dollar) | |||||
| List of Other Included Managers: | ||||||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | ||||||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | ||||||
| No. | Name | Form 13F File No. | CRD No. (if applicable) | SEC File No. (if applicable) | CIK | |
| 1 | UBS GROUP AG | 028-16612 | ||||
| 2 | UBS ASSET MANAGEMENT TRUST COMPANY | 028-3900 | ||||
| 7 | UBS ASSET MANAGEMENT SWITZERLAND AG | 028-10396 | ||||
| 8 | UBS ASSET MANAGEMENT (UK) LTD | 028-05673 | ||||
| 9 | UBS ASSET MANAGEMENT LIFE LTD | 028-05961 | ||||