S-8 POS 1 forms-8aw.htm S-8 POS Document


        

As filed with the Securities and Exchange Commission on November 12, 2019

Registration No. 333-191911

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
______________

POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
______________

Safeguard Scientifics, Inc.
(Exact Name of Registrant as Specified in Its Charter)

Pennsylvania
(State or Other Jurisdiction of
Incorporation or Organization)
23-1609753
(I.R.S Employer Identification No.)
One Radnor Corporate Center, 100 Matsonford Road, Suite 110, Radnor, PA 19087
(Address of Principal Executive Offices, including Zip Code)
Employment Inducement Awards
Consisting of Non-Qualified Stock Options
Granted to Albert L. Wiegman
 (Full Title of the Plan)
Brian J. Sisko
President and Chief Executive Officer
Safeguard Scientifics, Inc.
One Radnor Corporate Center
100 Matsonford Road, Suite 110
Radnor, PA 19087
(610) 293-0600
(Name, Address and Telephone Number, including Area Code, of Agent for Service)


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
 
 
 
 
 
 
 
Large accelerated filer
Accelerated Filer þ
Non-accelerated filer
Smaller reporting company þ
 
(Do not check if a smaller reporting company)
 

        
DEREGISTRATION OF SECURITIES






This Post-Effective Amendment No. 1 to the Form S-8 Registration Statement (Registration No. 333-191911) is being filed to deregister 70,000 shares of Common Stock that were subject to stock options issued as employment inducement grants to Albert L. Wiegman on September 30, 2013. These stock options have expired unexercised, and the shares have not been issued and are no longer subject to outstanding awards.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Radnor, PA on November 12, 2019.

SAFEGUARD SCIENTIFICS, INC.


By:     /s/ Brian J. Sisko            
Brian J. Sisko
President and Chief Executive Officer





Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities and on November 12, 2019.
Signature
 
Title
/s/ Brian J. Sisko
 
Brian J. Sisko
President and Chief Executive Officer
(Principal Executive Officer)
 
 
/s/ Mark A. Herndon
 
 
Mark A. Herndon
 
Senior Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)
 
 
 
/s/ Russell D. Glass
 
 
Russell D. Glass
 
Director
 
 
 
/s/ Ira M. Lubert
 
 
Ira M. Lubert
 
Director
 
 
 
/s/ Joseph M. Manko, Jr.
 
 
Joseph M. Manko, Jr.
 
Director
 
 
 
/s/ Maureen F. Morrison
 
 
Maureen F. Morrison
 
Director
 
 
 
/s/ John J. Roberts
 
 
John J. Roberts
 
Director
 
 
 
/s/ Robert J. Rosenthal
 
 
Robert J. Rosenthal
 
Chairman of the Board