<SEC-DOCUMENT>0000921895-18-000765-index.html : 20180227 <SEC-HEADER>0000921895-18-000765.hdr.sgml : 20180227 <ACCEPTANCE-DATETIME>20180227162904 ACCESSION NUMBER: 0000921895-18-000765 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19574 FILM NUMBER: 18645491 BUSINESS ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Horton Capital Management, LLC CENTRAL INDEX KEY: 0001575444 IRS NUMBER: 461613207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (215) 399-5402 MAIL ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>sc13da211238003_02262018.htm <DESCRIPTION>AMENDMENT NO. 2 TO THE SCHEDULE 13D <TEXT> Document 1 - file: sc13da211238003_02262018.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ex991to13da211238003_022618.htm <DESCRIPTION>JOINT FILING AND SOLICITATION AGREEMENT <TEXT> Document 2 - file: ex991to13da211238003_022618.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ex992to13da211238003_022618.htm <DESCRIPTION>FORM OF INDEMNIFICATION LETTER AGREEMENT <TEXT> Document 3 - file: ex992to13da211238003_022618.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>4 <FILENAME>ex993to13da211238003_022618.htm <DESCRIPTION>POWERS OF ATTORNEY <TEXT> Document 4 - file: ex993to13da211238003_022618.htm
</DOCUMENT> </SEC-DOCUMENT>