0000893220-05-000738.txt : 20120622 0000893220-05-000738.hdr.sgml : 20120622 20050331153012 ACCESSION NUMBER: 0000893220-05-000738 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20050331 DATE AS OF CHANGE: 20050331 GROUP MEMBERS: SAFEGUARD DELAWARE, INC. GROUP MEMBERS: SAFEGUARD SCIENTIFICS (DELAWARE), INC. GROUP MEMBERS: SAFEGUARD SCIENTIFICS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMERGE INTERACTIVE INC CENTRAL INDEX KEY: 0001092605 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 650534535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59039 FILM NUMBER: 05719869 BUSINESS ADDRESS: STREET 1: 10305 102ND TERRACE CITY: SEBASTIAN STATE: FL ZIP: 32958 BUSINESS PHONE: 5615897331 MAIL ADDRESS: STREET 1: 10305 102ND TERRACE CITY: SEBASTIAN STATE: FL ZIP: 32958 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: 800 THE SAFEGUARD BLDG CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 800 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 SC 13D/A 1 w07380sc13dza.txt SC 13D/A AMENDMENT NO.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) AMENDMENT NO. 4 EMERGE INTERACTIVE, INC. -------------------------------------------------------------------------------- (Name of Issuer) CLASS A COMMON STOCK, $0.008 PAR VALUE -------------------------------------------------------------------------------- (Title of Class of Securities) 29088W 10 3 -------------------------------------------------------------------------------- (CUSIP Number) STEVEN J. FEDER SENIOR VICE PRESIDENT & GENERAL COUNSEL SAFEGUARD SCIENTIFICS, INC. 435 DEVON PARK DRIVE, BUILDING 800 WAYNE, PA 19087 (610) 293-0600 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) MARCH 28, 2005 -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) CUSIP No. 29088W 10 3 Page 2 of 7 -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) SAFEGUARD SCIENTIFICS, INC. 23-1609753 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION PENNSYLVANIA -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- ------------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES 7,524,577 SHARES OF CLASS A COMMON STOCK BENEFICIALLY ------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING -0- PERSON WITH ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 7,524,577 SHARES OF CLASS A COMMON STOCK -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,524,577 SHARES OF CLASS A COMMON STOCK -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X]* -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.9% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO -------------------------------------------------------------------------------- * Excludes an aggregate of 3,801 shares of common stock held by certain executive officers and directors of the Reporting Persons. The Reporting Persons disclaim beneficial ownership of such shares. CUSIP No. 29088W 10 3 Page 3 of 7 -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) SAFEGUARD DELAWARE, INC. 52-2081181 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- ------------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES 3,370,656 SHARES OF CLASS A COMMON STOCK BENEFICIALLY ------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING -0- PERSON WITH ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 3,370,656 SHARES OF CLASS A COMMON STOCK -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,370,656 SHARES OF CLASS A COMMON STOCK -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X]* -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.7% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO -------------------------------------------------------------------------------- * Excludes an aggregate of 3,801 shares of common stock held by certain executive officers and directors of the Reporting Persons. The Reporting Persons disclaim beneficial ownership of such shares. CUSIP No. 29088W 10 3 Page 4 of 7 -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) SAFEGUARD SCIENTIFICS (DELAWARE), INC. 51-0291171 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- ------------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES 4,153,921 SHARES OF CLASS A COMMON STOCK BENEFICIALLY ------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING -0- PERSON WITH ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 4,153,921 SHARES OF CLASS A COMMON STOCK -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,153,921 SHARES OF CLASS A COMMON STOCK -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X]* -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO -------------------------------------------------------------------------------- * Excludes an aggregate of 3,801 shares of common stock held by certain executive officers and directors of the Reporting Persons. The Reporting Persons disclaim beneficial ownership of such shares. CUSIP No. 29088W 10 3 Page 5 of 7 This Amendment No. 4 to Schedule 13D amends and supplements the Schedule 13D, as amended, previously filed by the Reporting Persons relating to the Class A Common Stock, $0.008 par value per share, of eMerge Interactive, Inc., a Delaware corporation (the "Company"), as described in the following items: ITEM 4. PURPOSE OF TRANSACTION. Item 4 is amended to include the following: Safeguard Delaware, Inc. ("SDI"), Safeguard Scientifics (Delaware), Inc. ("SSDI") and the Company are parties to a Registration Rights Agreement dated as of July 17, 1997, that entitles SDI and SSDI, under certain circumstances, to require the Company to register for resale certain shares of the Company's Class A Common Stock held by each of SDI and SSDI. SDI and SSDI recently exercised their registration rights under that agreement, and the Company included in its Registration Statement on Form S-3 filed with the Securities and Exchange Commission on March 28, 2005 (the "Registration Statement"), an aggregate of 5,276,836 shares of Class A Common Stock, of which 1,122,915 shares are owned by SDI and 4,153,921 shares are owned by SSDI (the "Shares"). The inclusion of the Shares in the Registration Statement will facilitate a potential disposition of the Shares by SDI and SSDI. Except as set forth in this item, the Reporting Persons have not formulated any plans or proposals of the types referred to in clauses (a) through (j) of Item 4 of Schedule 13D (although each Reporting Person reserves the right to develop such plans). ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The disclosure previously contained in Item 5 is amended and restated in its entirely as follows: The table below sets forth the aggregate number of shares and percentage of the Company's outstanding shares of Class A Common Stock beneficially owned by each Reporting Person. Except as otherwise noted, each person listed has sole voting and dispositive power over all shares listed opposite its name. No Reporting Person or director or executive officer of a Reporting Person has consummated any transaction in the Company's shares during the past 60 days.
Beneficial Ownership Number of Percentage Shares of Total Shares Outstanding (1) Safeguard Scientifics, Inc. 7,524,577 (2) 14.9% Safeguard Delaware, Inc. 3,370,656 (2)(3) 6.7% Safeguard Scientifics (Delaware), Inc. 4,153,921 (3) 8.3%
(1) Calculations based upon 50,337,581 shares of Company Class A Common Stock outstanding on March 22, 2005, as reported in the Company's Registration Statement. (2) Represents the 4,153,921 shares of Class A Common Stock beneficially owned by SSDI and the 3,370,656 shares of Class A Common Stock beneficially owned by SDI. Safeguard Scientifics, Inc. ("Safeguard") and each of SDI and SSDI have reported that Safeguard together with each of SDI and SSDI, respectively, have both shared voting and dispositive power with respect to the shares beneficially owned by each of SDI and SSDI, respectively, because Safeguard is the sole stockholder of each of SDI and SSDI. Excludes an aggregate of 3,801 shares of Class A Common Stock held by certain executive CUSIP No. 29088W 10 3 Page 6 of 7 officers and directors of the Reporting Persons. The Reporting Persons disclaim beneficial ownership of such shares. (3) SDI and SSDI are wholly owned subsidiaries of Safeguard. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 is amended to include the following: 99.1. Joint Filing Agreement dated March 31, 2005, by and among Safeguard Scientifics, Inc., Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware), Inc. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: March 31, 2005 Safeguard Scientifics, Inc. By: STEVEN J. FEDER ---------------------------- Steven J. Feder Senior Vice President and General Counsel Date: March 31, 2005 Safeguard Delaware, Inc. By: STEVEN J. FEDER ---------------------------- Steven J. Feder Vice President Date: March 31, 2005 Safeguard Scientifics (Delaware), Inc. By: STEVEN J. FEDER ---------------------------- Steven J. Feder Vice President EX-99.1 2 w07380exv99w1.txt AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D Safeguard Scientifics, Inc., Safeguard Delaware, Inc., and Safeguard Scientifics (Delaware), Inc. hereby agree that the Amendment #4 to Statement on Schedule 13D to which this agreement is attached, as well as all future amendments to such statement, shall be filed jointly on behalf of each of them. This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended. Date: March 31, 2005 Safeguard Scientifics, Inc. By: STEVEN J. FEDER ---------------------------- Steven J. Feder Senior Vice President and General Counsel Date: March 31, 2005 Safeguard Delaware, Inc. By: STEVEN J. FEDER ---------------------------- Steven J. Feder Vice President Date: March 31, 2005 Safeguard Scientifics (Delaware), Inc. By: STEVEN J. FEDER ---------------------------- Steven J. Feder Vice President