0000086115-20-000005.txt : 20200113 0000086115-20-000005.hdr.sgml : 20200113 20200113120028 ACCESSION NUMBER: 0000086115-20-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200113 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sisko Brian J CENTRAL INDEX KEY: 0001323052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05620 FILM NUMBER: 20523256 MAIL ADDRESS: STREET 1: 435 DEVON PARK DRIVE STREET 2: BUILDING 800 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 4 1 wf-form4_157893480955594.xml FORM 4 X0306 4 2020-01-13 0 0000086115 SAFEGUARD SCIENTIFICS INC SFE 0001323052 Sisko Brian J 1 RADNOR CORPORATE CTR., SUITE 110 100 MATSONFORD ROAD RADNOR PA 19087 0 1 0 0 President & CEO Stock Option (right to buy) 15.07 2020-01-13 4 D 0 358 0 D 2021-09-30 Common Stock 358.0 0 D Stock Option (right to buy) 13.89 2020-01-13 4 D 0 810 0 D 2020-12-05 Common Stock 810.0 0 D Stock Option (right to buy) 15.435 2020-01-13 4 D 0 3672 0 D 2020-10-02 Common Stock 3672.0 0 D Stock Option (right to buy) 12.93 2020-01-13 4 A 0 810 0 A 2020-01-13 2020-12-05 Common Stock 810.0 810 D Stock Option (right to buy) 14.11 2020-01-13 4 A 0 358 0 A 2020-01-13 2021-09-20 Common Stock 358.0 358 D Stock Option (right to buy) 14.475 2020-01-13 4 A 0 3672 0 A 2020-01-13 2020-10-02 Common Stock 3672.0 3672 D The option granted to reporting person on 9/30/2011 was subject to performance-based vesting; the option shares reported in Table II vested on 8/27/16. The option was granted to reporting person on 12/5/2012 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter. The option was granted to reporting person on 10/2/12 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter. The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. G. Matthew Barnard, Agent for: Brian J. Sisko 2020-01-13