0000086115-20-000005.txt : 20200113
0000086115-20-000005.hdr.sgml : 20200113
20200113120028
ACCESSION NUMBER: 0000086115-20-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200113
FILED AS OF DATE: 20200113
DATE AS OF CHANGE: 20200113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sisko Brian J
CENTRAL INDEX KEY: 0001323052
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05620
FILM NUMBER: 20523256
MAIL ADDRESS:
STREET 1: 435 DEVON PARK DRIVE
STREET 2: BUILDING 800
CITY: WAYNE
STATE: PA
ZIP: 19087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC
CENTRAL INDEX KEY: 0000086115
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 231609753
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 NORTH RADNOR-CHESTER ROAD
STREET 2: SUITE 200
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 6102930600
MAIL ADDRESS:
STREET 1: 170 NORTH RADNOR-CHESTER ROAD
STREET 2: SUITE 200
CITY: RADNOR
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC
DATE OF NAME CHANGE: 19810525
FORMER COMPANY:
FORMER CONFORMED NAME: SAFEGUARD CORP
DATE OF NAME CHANGE: 19690521
4
1
wf-form4_157893480955594.xml
FORM 4
X0306
4
2020-01-13
0
0000086115
SAFEGUARD SCIENTIFICS INC
SFE
0001323052
Sisko Brian J
1 RADNOR CORPORATE CTR., SUITE 110
100 MATSONFORD ROAD
RADNOR
PA
19087
0
1
0
0
President & CEO
Stock Option (right to buy)
15.07
2020-01-13
4
D
0
358
0
D
2021-09-30
Common Stock
358.0
0
D
Stock Option (right to buy)
13.89
2020-01-13
4
D
0
810
0
D
2020-12-05
Common Stock
810.0
0
D
Stock Option (right to buy)
15.435
2020-01-13
4
D
0
3672
0
D
2020-10-02
Common Stock
3672.0
0
D
Stock Option (right to buy)
12.93
2020-01-13
4
A
0
810
0
A
2020-01-13
2020-12-05
Common Stock
810.0
810
D
Stock Option (right to buy)
14.11
2020-01-13
4
A
0
358
0
A
2020-01-13
2021-09-20
Common Stock
358.0
358
D
Stock Option (right to buy)
14.475
2020-01-13
4
A
0
3672
0
A
2020-01-13
2020-10-02
Common Stock
3672.0
3672
D
The option granted to reporting person on 9/30/2011 was subject to performance-based vesting; the option shares reported in Table II vested on 8/27/16.
The option was granted to reporting person on 12/5/2012 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter.
The option was granted to reporting person on 10/2/12 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter.
The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019.
G. Matthew Barnard, Agent for:
Brian J. Sisko
2020-01-13