0000086115-20-000004.txt : 20200113 0000086115-20-000004.hdr.sgml : 20200113 20200113115806 ACCESSION NUMBER: 0000086115-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200113 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrison Maureen F CENTRAL INDEX KEY: 0001720970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05620 FILM NUMBER: 20523247 MAIL ADDRESS: STREET 1: C/O ASBURY AUTOMOTIVE GROUP STREET 2: 2905 PREMIERE PKWY, STE 300 CITY: DULUTH STATE: GA ZIP: 30097 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 4 1 wf-form4_157893466859677.xml FORM 4 X0306 4 2020-01-13 0 0000086115 SAFEGUARD SCIENTIFICS INC SFE 0001720970 Morrison Maureen F 1 RADNOR CORPORATE CTR., SUITE 100 100 MATSONFORD ROAD RADNOR PA 19087 1 0 0 0 Stock Option (right to buy) 11.3336 2020-01-13 4 D 0 8333 0 D 2025-12-29 Common Stock 8333.0 0 D Stock Option (right to buy) 10.3736 2020-01-13 4 A 0 8333 0 A 2025-12-29 Common Stock 8333.0 8333 D The option was granted to reporting person on 12/29/2017 and vested in 4 equal annual installments commencing on the first anniversary of the grant date. The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. The option granted to reporting person is 50% vested and vests an additional 25% on each of December 29, 2020 and December 29, 2021. By: G. Matthew Barnard, Agent For: Maureen F. Morrison 2020-01-13