0000086115-16-000300.txt : 20161018 0000086115-16-000300.hdr.sgml : 20161018 20161018081103 ACCESSION NUMBER: 0000086115-16-000300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161015 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOBSON JULIE A CENTRAL INDEX KEY: 0001178460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05620 FILM NUMBER: 161939878 MAIL ADDRESS: STREET 1: 12617 GREENBRIAR ROAD CITY: POTOMAS STATE: MD ZIP: 20854 4 1 wf-form4_147679265133914.xml FORM 4 X0306 4 2016-10-15 0 0000086115 SAFEGUARD SCIENTIFICS INC SFE 0001178460 DOBSON JULIE A 170 NORTH RADNOR-CHESTER ROAD, SUITE 200 RADNOR PA 19087 1 0 0 0 Deferred Stock Units (Match) 2016-10-15 4 A 0 79 0 A Common Stock 79.0 3677 D Deferred Stock Units (Fee Deferral) 2016-10-15 4 A 0 317 13.019 A Common Stock 317.0 14726 D The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer. The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer. By: G. Matthew Barnard, Agent For: Julie A. Dobson 2016-10-17