0001140361-13-007075.txt : 20130214
0001140361-13-007075.hdr.sgml : 20130214
20130214143317
ACCESSION NUMBER: 0001140361-13-007075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121220
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BONDERMAN DAVID
CENTRAL INDEX KEY: 0000860866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27897
FILM NUMBER: 13612071
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNE ENERGY INC
CENTRAL INDEX KEY: 0001092839
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 954737507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO SHELL PLAZA
STREET 2: 777 WALKER STREET SUITE 2300
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132296300
MAIL ADDRESS:
STREET 1: TWO SHELL PLAZA
STREET 2: 777 WALKER STREET SUITE 2300
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: IP FACTORY INC
DATE OF NAME CHANGE: 19990809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COULTER JAMES G
CENTRAL INDEX KEY: 0001099776
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27897
FILM NUMBER: 13612069
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TPG Opportunities Advisors, Inc.
CENTRAL INDEX KEY: 0001539625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27897
FILM NUMBER: 13612072
BUSINESS ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-871-4000
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
4
1
doc1.xml
FORM 4
X0306
4
2012-12-20
0
0001092839
DUNE ENERGY INC
DUNR
0001539625
TPG Opportunities Advisors, Inc.
C/O TPG GLOBAL, LLC
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
0
0
1
0
0000860866
BONDERMAN DAVID
C/O TPG GLOBAL, LLC
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
0
0
0
1
Former 10% Owner
0001099776
COULTER JAMES G
C/O TPG GLOBAL, LLC
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
0
0
0
1
Former 10% Owner
Common Units
2012-12-20
4
P
0
2666172
1.60
A
7970018
I
See Explanation of Responses
David Bonderman and James G. Coulter are directors, officers and sole stockholders of TPG Opportunities Advisors, Inc. ("Opportunities Advisors" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Opportunity Fund I, L.P. ("Opportunity I"), which directly owns 5,579,012 shares of Common Stock reported herein (the "Opportunity I Shares") and (ii) TPG Opportunity Fund III, L.P. ("Opportunity III" and, together with Opportunity I, individually, a "TPG Fund" and, collectively, the "TPG Funds"), which directly owns 2,391,006 shares of Common Stock reported herein (the "Opportunity III Shares" and, together with the Opportunity I Shares, the "Shares").
Because of the Reporting Persons' relationship to the TPG Funds, the Reporting Persons may be deemed to beneficially own the Shares to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and TPG Fund disclaims beneficial ownership of the Shares, except to the extent of such Reporting Person's and TPG Fund's pecuniary interest therein, if any.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
(4) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.
(5) Ronald Cami is signing on behalf of both Messrs. Bonderman and Coulter pursuant to the authorization and designation letters dated July 1, 2010, which were previously filed with the Securities and Exchange Commission.
/s/ Ronald Cami, Vice President, TPG Opportunities Advisors, Inc. (4)
2013-02-14
/s/ Ronald Cami, on behalf of David Bonderman (4) (5)
2013-02-14
/s/ Ronald Cami, on behalf of James G. Coulter (4) (5)
2013-02-14