Chief Compliance Officer

0001174947-17-000077.txt : 20170123 0001174947-17-000077.hdr.sgml : 20170123 20170123103909 ACCESSION NUMBER: 0001174947-17-000077 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170123 EFFECTIVENESS DATE: 20170123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 17540138 BUSINESS ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 12-31-2016 12-31-2016 false TRAIN BABCOCK ADVISORS LLC

757 3rd Ave New York NY 10017

13F HOLDINGS REPORT 028-02669 N John H. Rogicki Chief Compliance Officer 212-451-3402 /s/ John H. 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