0001174947-16-003285.txt : 20161021
0001174947-16-003285.hdr.sgml : 20161021
20161021171811
ACCESSION NUMBER: 0001174947-16-003285
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161021
DATE AS OF CHANGE: 20161021
EFFECTIVENESS DATE: 20161021
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC
CENTRAL INDEX KEY: 0000860862
IRS NUMBER: 133328961
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02669
FILM NUMBER: 161946822
BUSINESS ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3400
MAIL ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL
DATE OF NAME CHANGE: 19950216
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000860862
XXXXXXXX
09-30-2016
09-30-2016
false
TRAIN BABCOCK ADVISORS LLC
757 3rd Ave
New York
NY
10017
13F HOLDINGS REPORT
028-02669
N
John H. Rogicki
Chief Compliance Officer
212-451-3402
/s/ John H. Rogicki
New York
NY
10-21-2016
0
251
249186
INFORMATION TABLE
2
infotable.xml
1/100 BERKSHIRE HTWY CLA 100 S
COM
084990175
216
100
SH
SOLE
100
0
0
3M CO
COM
88579Y101
718
4072
SH
SOLE
4072
0
0
ABBOTT LABORATORIES
COM
002824100
460
10875
SH
SOLE
10875
0
0
ABBOTT LABORATORIES
COM
002824100
8
200
SH
DFND
0
200
0
ABBOTT LABORATORIES
COM
002824100
61
1450
SH
OTR
0
0
1450
ABBVIE INC
COM
00287Y109
687
10890
SH
SOLE
10890
0
0
ABBVIE INC
COM
00287Y109
13
200
SH
DFND
0
200
0
ABBVIE INC
COM
00287Y109
91
1450
SH
OTR
0
0
1450
ACCENTURE PLC
COM
G1151C101
8100
66300
SH
SOLE
66300
0
0
ACCENTURE PLC
COM
G1151C101
403
3300
SH
DFND
0
3300
0
ACCENTURE PLC
COM
G1151C101
244
2000
SH
OTR
2000
0
0
AETNA INC NEW
COM
00817Y108
698
6050
SH
SOLE
6050
0
0
ALIBABA GROUP HLDG LTD
COM
01609W102
3713
35102
SH
SOLE
34902
200
0
ALIBABA GROUP HLDG LTD
COM
01609W102
220
2075
SH
DFND
100
1975
0
ALIBABA GROUP HLDG LTD
COM
01609W102
74
700
SH
OTR
700
0
0
ALPHABET INC CLASS A
COM
02079K305
4351
5411
SH
SOLE
5411
0
0
ALPHABET INC CLASS A
COM
02079K305
16
20
SH
DFND
0
20
0
ALPHABET INC CLASS A
COM
02079K305
161
200
SH
OTR
200
0
0
ALPHABET INC CLASS C
COM
02079K107
5634
7248
SH
SOLE
7248
0
0
ALPHABET INC CLASS C
COM
02079K107
86
110
SH
DFND
90
20
0
ALPHABET INC CLASS C
COM
02079K107
167
215
SH
OTR
215
0
0
ALTRIA GROUP INC
COM
02209S103
306
4834
SH
SOLE
4834
0
0
ALTRIA GROUP INC
COM
02209S103
142
2250
SH
OTR
0
0
2250
AMAZON.COM, INC.
COM
023135106
84
100
SH
SOLE
100
0
0
AMAZON.COM, INC.
COM
023135106
126
150
SH
OTR
0
0
150
AMERICAN EXPRESS COMPANY
COM
025816109
80
1250
SH
SOLE
1250
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
147
2300
SH
OTR
0
0
2300
AMETEK INC NEW
COM
031100100
215
4500
SH
SOLE
4500
0
0
APPLE INC
COM
037833100
12678
112149
SH
SOLE
111149
1000
0
APPLE INC
COM
037833100
300
2650
SH
DFND
480
2170
0
APPLE INC
COM
037833100
449
3975
SH
OTR
1925
0
2050
AVERY DENNISON CORP
COM
053611109
373
4800
SH
SOLE
4800
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
1020
5600
SH
SOLE
5600
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
14
75
SH
DFND
75
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
73
400
SH
OTR
400
0
0
BANK OF AMERICA CORP
COM
060505104
1448
92500
SH
SOLE
92500
0
0
BANK OF AMERICA CORP
COM
060505104
16
1000
SH
DFND
1000
0
0
BANK OF AMERICA CORP
COM
060505104
78
5000
SH
OTR
5000
0
0
BERKSHIRE HATHAWAY INC CL B
COM
084670702
3162
21884
SH
SOLE
21884
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
486
9008
SH
SOLE
9008
0
0
CATERPILLAR INC
COM
149123101
424
4774
SH
SOLE
4774
0
0
CENTENE CORP
COM
15135B101
7787
116293
SH
SOLE
116293
0
0
CENTENE CORP
COM
15135B101
449
6700
SH
DFND
1400
5300
0
CENTENE CORP
COM
15135B101
348
5200
SH
OTR
5200
0
0
CERNER CORPORATION
COM
156782104
2359
38207
SH
SOLE
38207
0
0
CERNER CORPORATION
COM
156782104
47
760
SH
DFND
660
100
0
CERNER CORPORATION
COM
156782104
74
1200
SH
OTR
1200
0
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
6826
87955
SH
SOLE
87955
0
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
261
3360
SH
DFND
460
2900
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
210
2700
SH
OTR
2700
0
0
CHEVRON CORPORATION
COM
166764100
834
8107
SH
SOLE
7932
175
0
COCA COLA CO
COM
191216100
489
11550
SH
SOLE
11550
0
0
COCA COLA CO
COM
191216100
38
900
SH
OTR
900
0
0
COLGATE PALMOLIVE CO
COM
194162103
146
1975
SH
SOLE
1975
0
0
COLGATE PALMOLIVE CO
COM
194162103
119
1600
SH
OTR
0
0
1600
COMCAST CORP NEW CL A
COM
20030N101
176
2653
SH
SOLE
2653
0
0
COMCAST CORP NEW CL A
COM
20030N101
119
1800
SH
OTR
0
0
1800
CORNING INC
COM
219350105
3979
168236
SH
SOLE
168236
0
0
CORNING INC
COM
219350105
503
21250
SH
DFND
550
20700
0
CORNING INC
COM
219350105
83
3500
SH
OTR
3500
0
0
COSTCO WHOLESALE CORP
COM
22160K105
145
952
SH
SOLE
952
0
0
COSTCO WHOLESALE CORP
COM
22160K105
133
875
SH
OTR
0
0
875
CSX CORP
COM
126408103
2242
73509
SH
SOLE
73509
0
0
CSX CORP
COM
126408103
174
5700
SH
DFND
700
5000
0
CSX CORP
COM
126408103
15
500
SH
OTR
500
0
0
CVS CAREMARK CORP
COM
126650100
1963
22056
SH
SOLE
22056
0
0
CVS CAREMARK CORP
COM
126650100
36
400
SH
DFND
0
400
0
CVS CAREMARK CORP
COM
126650100
22
250
SH
OTR
250
0
0
DANAHER CORP DEL
COM
235851102
2260
28826
SH
SOLE
28826
0
0
DANAHER CORP DEL
COM
235851102
78
1000
SH
OTR
1000
0
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
1272
47248
SH
SOLE
47248
0
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
22
800
SH
DFND
700
100
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
43
1600
SH
OTR
1600
0
0
DOVER CORP
COM
260003108
339
4600
SH
DFND
0
4600
0
DOVER CORP
COM
260003108
199
2700
SH
OTR
0
0
2700
DUNKIN' BRANDS GROUP INC.
COM
265504100
3109
59690
SH
SOLE
59690
0
0
DUNKIN' BRANDS GROUP INC.
COM
265504100
158
3025
SH
DFND
475
2550
0
DUNKIN' BRANDS GROUP INC.
COM
265504100
104
2000
SH
OTR
2000
0
0
EMERSON ELECTRIC CO.
COM
291011104
305
5600
SH
SOLE
5600
0
0
ENVISION HEALTHCARE HOLDINGS I
COM
29413U103
323
14490
SH
SOLE
14490
0
0
ENVISION HEALTHCARE HOLDINGS I
COM
29413U103
26
1150
SH
DFND
950
200
0
ENVISION HEALTHCARE HOLDINGS I
COM
29413U103
11
500
SH
OTR
500
0
0
EQUIFAX INC
COM
294429105
941
6990
SH
SOLE
6765
225
0
EQUIFAX INC
COM
294429105
286
2125
SH
DFND
0
2125
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
2510
35594
SH
SOLE
35594
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
97
1375
SH
DFND
75
1300
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
88
1250
SH
OTR
1250
0
0
EXXON MOBIL CORP
COM
30231G102
5217
59777
SH
SOLE
59777
0
0
EXXON MOBIL CORP
COM
30231G102
321
3675
SH
DFND
75
3600
0
EXXON MOBIL CORP
COM
30231G102
288
3299
SH
OTR
3299
0
0
FACEBOOK INC CLASS A
COM
30303m102
3544
27626
SH
SOLE
27626
0
0
FACEBOOK INC CLASS A
COM
30303m102
154
1200
SH
DFND
200
1000
0
FACEBOOK INC CLASS A
COM
30303m102
109
850
SH
OTR
850
0
0
FEDEX CORPORATION
COM
31428x106
3240
18550
SH
SOLE
18550
0
0
FEDEX CORPORATION
COM
31428x106
223
1275
SH
DFND
225
1050
0
FEDEX CORPORATION
COM
31428x106
105
600
SH
OTR
600
0
0
FIFTH THIRD BANCORP
COM
316773100
2894
141425
SH
SOLE
141425
0
0
FIFTH THIRD BANCORP
COM
316773100
138
6725
SH
DFND
900
5825
0
FIFTH THIRD BANCORP
COM
316773100
92
4500
SH
OTR
4500
0
0
FORTINET INC
COM
34959e109
1620
43867
SH
SOLE
43867
0
0
FORTINET INC
COM
34959e109
111
3000
SH
OTR
3000
0
0
FORTIVE CORPORATION
COM
34959J108
732
14373
SH
SOLE
14373
0
0
FORTIVE CORPORATION
COM
34959J108
25
500
SH
OTR
500
0
0
GALLAGHER ARTHUR J AND CO
COM
363576109
4298
84485
SH
SOLE
84485
0
0
GALLAGHER ARTHUR J AND CO
COM
363576109
61
1200
SH
DFND
950
250
0
GALLAGHER ARTHUR J AND CO
COM
363576109
81
1600
SH
OTR
1600
0
0
HALLIBURTON CO
COM
406216101
2071
46155
SH
SOLE
45505
650
0
HALLIBURTON CO
COM
406216101
6
130
SH
DFND
0
130
0
HANESBRANDS, INC.
COM
410345102
4183
165662
SH
SOLE
165662
0
0
HANESBRANDS, INC.
COM
410345102
174
6900
SH
DFND
1800
5100
0
HANESBRANDS, INC.
COM
410345102
76
3000
SH
OTR
3000
0
0
HOME DEPOT INC
COM
437076102
429
3337
SH
SOLE
3337
0
0
HOME DEPOT INC
COM
437076102
167
1300
SH
OTR
0
0
1300
HONEYWELL INTL INC
COM
438516106
268
2300
SH
SOLE
2300
0
0
HUBBELL INC CLASS B
COM
443510201
431
4000
SH
SOLE
4000
0
0
IBM CORP
COM
459200101
685
4314
SH
SOLE
4314
0
0
IBM CORP
COM
459200101
188
1185
SH
DFND
0
1185
0
IBM CORP
COM
459200101
87
550
SH
OTR
0
0
550
INTEL CORP
COM
458140100
469
12420
SH
SOLE
12420
0
0
INTEL CORP
COM
458140100
125
3300
SH
OTR
800
0
2500
JOHNSON AND JOHNSON CO
COM
478160104
2800
23705
SH
SOLE
23705
0
0
JOHNSON AND JOHNSON CO
COM
478160104
397
3359
SH
OTR
959
0
2400
KINDER MORGAN INC
COM
49456B101
947
40945
SH
SOLE
40945
0
0
KINDER MORGAN INC
COM
49456B101
13
550
SH
DFND
350
200
0
KRAFT HEINZ COMPANY
COM
500754106
399
4455
SH
SOLE
4455
0
0
KRAFT HEINZ COMPANY
COM
500754106
105
1176
SH
OTR
0
0
1176
LABORATORY CORP AMER HLDGS COM
COM
50540R409
223
1625
SH
SOLE
1625
0
0
LABORATORY CORP AMER HLDGS COM
COM
50540R409
14
100
SH
DFND
0
100
0
M AND T BANK CORP
COM
55261F104
760
6550
SH
SOLE
6550
0
0
MASCO CORP
COM
574599106
2907
84715
SH
SOLE
84715
0
0
MASCO CORP
COM
574599106
20
590
SH
DFND
590
0
0
MASCO CORP
COM
574599106
69
2000
SH
OTR
2000
0
0
MCDONALDS CORP
COM
580135101
460
3985
SH
SOLE
3985
0
0
MCDONALDS CORP
COM
580135101
58
500
SH
OTR
500
0
0
MERCK AND CO INC
COM
58933Y105
668
10700
SH
SOLE
10700
0
0
MERCK AND CO INC
COM
58933Y105
11
175
SH
DFND
175
0
0
MERCK AND CO INC
COM
58933Y105
90
1449
SH
OTR
0
0
1449
MONDELEZ INTERNATIONAL INC
COM
609207105
2557
58251
SH
SOLE
58251
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
153
3475
SH
DFND
0
3475
0
MONDELEZ INTERNATIONAL INC
COM
609207105
256
5830
SH
OTR
2300
0
3530
MORGAN STANLEY
COM
617446448
672
20959
SH
SOLE
20959
0
0
MYLAN N.V.
COM
N59465109
3271
85802
SH
SOLE
85802
0
0
MYLAN N.V.
COM
N59465109
147
3850
SH
DFND
1100
2750
0
MYLAN N.V.
COM
N59465109
69
1800
SH
OTR
1800
0
0
NIKE INC CLASS B
COM
654106103
4065
77210
SH
SOLE
77210
0
0
NIKE INC CLASS B
COM
654106103
258
4906
SH
DFND
856
4050
0
NIKE INC CLASS B
COM
654106103
105
2000
SH
OTR
2000
0
0
P P G INDUSTRIES INC
COM
693506107
827
8000
SH
SOLE
8000
0
0
PAYCHEX INC
COM
704326107
1709
29525
SH
SOLE
29150
375
0
PAYCHEX INC
COM
704326107
289
5000
SH
OTR
5000
0
0
PAYPAL HOLDINGS, INC
COM
70450Y103
210
5134
SH
SOLE
5134
0
0
PEPSICO INCORPORATED
COM
713448108
96
880
SH
SOLE
880
0
0
PEPSICO INCORPORATED
COM
713448108
185
1700
SH
OTR
0
0
1700
PFIZER INCORPORATED
COM
717081103
448
13235
SH
SOLE
13235
0
0
PFIZER INCORPORATED
COM
717081103
108
3200
SH
OTR
400
0
2800
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
477
4908
SH
SOLE
4908
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
156
1600
SH
OTR
0
0
1600
PINNACLE FOODS INC
COM
72348P104
3653
72813
SH
SOLE
72813
0
0
PINNACLE FOODS INC
COM
72348P104
199
3960
SH
DFND
0
3960
0
PINNACLE FOODS INC
COM
72348P104
166
3300
SH
OTR
3300
0
0
PROCTER AND GAMBLE CO
COM
742718109
2973
33123
SH
SOLE
33123
0
0
PROCTER AND GAMBLE CO
COM
742718109
384
4280
SH
DFND
300
3980
0
PROCTER AND GAMBLE CO
COM
742718109
435
4850
SH
OTR
3500
0
1350
PUB SVC ENT GROUP INC
COM
744573106
301
7200
SH
SOLE
7200
0
0
QUALCOMM INC
COM
747525103
21
300
SH
SOLE
300
0
0
QUALCOMM INC
COM
747525103
185
2696
SH
OTR
1696
0
1000
ROYAL DUTCH PLC ADR
COM
780259206
462
9230
SH
SOLE
9230
0
0
ROYCE VALUE TRUST, INC.
COM
780910105
165
13000
SH
SOLE
13000
0
0
S&P GLOBAL INC COM
COM
78409V104
253
2000
SH
SOLE
2000
0
0
SCHLUMBERGER LTD
COM
806857108
5203
66168
SH
SOLE
66168
0
0
SCHLUMBERGER LTD
COM
806857108
14
180
SH
DFND
50
130
0
SCHLUMBERGER LTD
COM
806857108
8
100
SH
OTR
100
0
0
STATE STREET CORP
COM
857477103
830
11915
SH
SOLE
11915
0
0
STATE STREET CORP
COM
857477103
63
900
SH
OTR
0
0
900
SYNAPTICS INCORPORATED
COM
87157D109
2492
42537
SH
SOLE
42537
0
0
SYNAPTICS INCORPORATED
COM
87157D109
189
3225
SH
DFND
350
2875
0
SYNAPTICS INCORPORATED
COM
87157D109
70
1200
SH
OTR
1200
0
0
TEXAS INSTRUMENTS, INC.
COM
882508104
8
110
SH
SOLE
110
0
0
TEXAS INSTRUMENTS, INC.
COM
882508104
211
3000
SH
OTR
1200
0
1800
UNITEDHEALTH GROUP INC
COM
91324P102
6199
44280
SH
SOLE
44280
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
560
4000
SH
DFND
0
4000
0
UNITEDHEALTH GROUP INC
COM
91324P102
175
1250
SH
OTR
1250
0
0
VANTIV INC
COM
92210H105
6339
112654
SH
SOLE
112654
0
0
VANTIV INC
COM
92210H105
135
2400
SH
DFND
800
1600
0
VANTIV INC
COM
92210H105
309
5500
SH
OTR
5500
0
0
VERIFONE SYSTEMS INC.
COM
92342Y109
553
35133
SH
SOLE
35133
0
0
VERIFONE SYSTEMS INC.
COM
92342Y109
24
1500
SH
DFND
1300
200
0
VERIZON COMMUNICATIONS
COM
92343V104
6077
116913
SH
SOLE
116913
0
0
VERIZON COMMUNICATIONS
COM
92343V104
519
9980
SH
DFND
650
9330
0
VERIZON COMMUNICATIONS
COM
92343V104
334
6430
SH
OTR
4930
0
1500
VISA INC CL A CLASS A
COM
92826c839
3366
40706
SH
SOLE
40706
0
0
VISA INC CL A CLASS A
COM
92826c839
155
1875
SH
DFND
375
1500
0
VISA INC CL A CLASS A
COM
92826c839
99
1200
SH
OTR
1200
0
0
WABTEC CORP.
COM
929740108
2934
35935
SH
SOLE
35935
0
0
WABTEC CORP.
COM
929740108
160
1960
SH
DFND
460
1500
0
WABTEC CORP.
COM
929740108
82
1000
SH
OTR
1000
0
0
WALT DISNEY COMPANY
COM
254687106
237
2551
SH
SOLE
2551
0
0
WALT DISNEY COMPANY
COM
254687106
23
250
SH
DFND
250
0
0
WALT DISNEY COMPANY
COM
254687106
181
1950
SH
OTR
0
0
1950
WESTERN UNION COMPANY
COM
959802109
208
10000
SH
SOLE
10000
0
0
ZOETIS INC.
COM
98978V103
4614
88705
SH
SOLE
88705
0
0
ZOETIS INC.
COM
98978V103
157
3025
SH
DFND
950
2075
0
ZOETIS INC.
COM
98978V103
104
2000
SH
OTR
2000
0
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
402
16182
SH
SOLE
16182
0
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
32
1300
SH
DFND
1300
0
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
5
200
SH
OTR
200
0
0
ENERGY SELECT SECTOR ETF
ETF
81369Y506
796
11275
SH
SOLE
11275
0
0
FIRST TRUST DJ INTERNET IDX FD
ETF
33733E302
867
10625
SH
SOLE
10625
0
0
ISHARES RUSSELL VALUE MIDCAP V
ETF
464287473
438
5700
SH
SOLE
5700
0
0
ISHARES TR DJ US HEALTHCR
ETF
464287762
511
3400
SH
SOLE
3400
0
0
ISHARES TR MSCI EAFE FD MSCI E
ETF
464287465
226
3827
SH
SOLE
3827
0
0
ISHARES TR MSCI EAFE FD MSCI E
ETF
464287465
44
750
SH
DFND
750
0
0
ISHARES TR NASDQ BIO INDX
ETF
464287556
382
1318
SH
SOLE
1318
0
0
ISHARES TR NASDQ BIO INDX
ETF
464287556
1
5
SH
DFND
5
0
0
ISHARES TR RUSSELL 1000 GROWTH
ETF
464287614
225
2157
SH
SOLE
2157
0
0
ISHARES TR RUSSELL 1000 GROWTH
ETF
464287614
18
175
SH
DFND
175
0
0
MATERIALS SELECT SECTOR SPDR F
ETF
81369Y100
215
4500
SH
OTR
0
0
4500
POWERSHARES QQQ TRUST UNIT SER
ETF
73935A104
5819
49012
SH
SOLE
49012
0
0
PUREFUNDS ISE CYBER SECURITY E
ETF
26924G201
1586
56858
SH
SOLE
56858
0
0
PUREFUNDS ISE CYBER SECURITY E
ETF
26924G201
95
3400
SH
DFND
3175
225
0
PUREFUNDS ISE CYBER SECURITY E
ETF
26924G201
15
550
SH
OTR
550
0
0
SECTOR SPDR CONSUMER FD SHARES
ETF
81369y407
3022
37756
SH
SOLE
37756
0
0
SECTOR SPDR INDL SELECT SHARES
ETF
81369y704
1450
24840
SH
SOLE
24840
0
0
SECTOR SPDR INDL SELECT SHARES
ETF
81369y704
689
11800
SH
OTR
0
0
11800
SPDR S & P INTL DIVIDEND
ETF
78463x772
282
7653
SH
SOLE
7653
0
0
SPDR S & P INTL DIVIDEND
ETF
78463x772
28
750
SH
DFND
750
0
0
SPDR S & P INTL DIVIDEND
ETF
78463x772
11
300
SH
OTR
300
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
14052
64967
SH
SOLE
64967
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
15
70
SH
DFND
70
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
960
11379
SH
SOLE
11379
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
49
575
SH
DFND
575
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
17
200
SH
OTR
200
0
0
SPDR S&P HOMEBUILDERS ETF
ETF
78464A888
1030
30340
SH
SOLE
30340
0
0
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
3491
12366
SH
SOLE
12366
0
0
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
34
120
SH
DFND
120
0
0
SPDR S&P REGIONAL BKING
ETF
78464a698
264
6250
SH
SOLE
6250
0
0
VANECK VECTORS BIOTECH ETF
ETF
92189F726
315
2735
SH
SOLE
2735
0
0
VANGUARD CNSMR DSCRTNARY
ETF
92204a108
362
2875
SH
SOLE
2875
0
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
1053
27994
SH
SOLE
27994
0
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
40
1075
SH
DFND
950
125
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
8
200
SH
OTR
200
0
0
VANGUARD HEALTH CARE ETF
ETF
92204A504
253
1905
SH
SOLE
1905
0
0
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
1735
13405
SH
SOLE
13405
0
0
VANGUARD INDUSTRIALS
ETF
92204a603
1885
17000
SH
SOLE
17000
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
1594
13045
SH
SOLE
13045
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
73
600
SH
DFND
600
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
24
200
SH
OTR
200
0
0
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
3486
64871
SH
SOLE
64871
0
0
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
109
2025
SH
DFND
1925
100
0
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
5
100
SH
OTR
100
0
0
WISDOMTREE TRUST EMERGING SMAL
ETF
97717w281
1243
29775
SH
SOLE
29775
0
0